Are you a business? Hire chief compliance officer candidates in Astoria, NY
The CEO provides leadership, strategic direction, and oversight in the provision of services ... Programmatic and Compliance: Strategic Blueprint: • Guide, implement and monitor the Strategic ...
... Chief Compliance Officer with the following: - Drafting and maintaining the firm's written ... supervisory procedures - Ensuring all risks and controls are appropriately embedded and ...
The COO will be responsible for overseeing the day-to-day operations, ensuring efficiency, compliance, and a commitment to client success. The ideal candidate will have a strong background in ...
The COO will be involved in all phases of administration, personnel, finances, facilities ... Train staff on policies and procedures, linking compliance with the same to Key Performance ...
Chief Executive Officer Direct Reports: Controller, Head of Grants Management; Head of Facilities ... Direct all aspects of financial management and reporting, administration, compliance, governance ...
This role offers the unique opportunity for compliance professionals to work closely with and learn directly from the Chief Compliance Officer. Candidates must have their Series 7 and 24 to be ...
Ensures compliance with patient care quality standards as it relates to the care provided to all ... Specific Duties And Responsibilities The Chief Nursing Officer is charged with and responsible for
We seek a strategic CFO to oversee financial operations, develop and implement financial strategies, and drive fiscal compliance. The CFO will collaborate with leadership to align financial ...
Collaborates and engages with other members of the senior leadership team including the Chief Program Officer, Chief Compliance Officer, and Chief Human Resources Officer, to develop and advance ...
Commercial Bank in Midtown, Manhattan is seeking a Chief Risk Officer! RESPONSIBILITIES ... Oversees and directs Risk Management, Compliance, Bank Secrecy Act, Vendor Management and Security ...
Senior candidates to COO level welcome, with enhanced compensation. NYC. 3 days/week in office ... and ensuring compliance with industry regulations. The ideal candidate will have a deep ...
We are seeking a visionary and strategic Chief Information Officer (CIO) to lead our IT strategy. ... Regulatory Compliance: Ensure that all technological operations and initiatives adhere to broker ...
HVAC Contractor | NYC Metro - seeks Leadership Talent / Future CEO Our client is one of the oldest and most well-respected thru-the-wall heating and cooling companies in the greater NYC marketplace ...
Chief Operating Officer (COO) We are seeking an extraordinary leader to join our premier ABA organization as Chief Operating Officer (COO). This is a rare opportunity for the right candidate to play ...
Investment Compliance Officer (New York, NY): Our client, a hedge fund with over $3B in AUM is seeking an experienced Investment Compliance Officer to join their team a newly created position to lead ...
... in compliance with OIM's investment and policy guidelines. • Conducts portfolio reviews ... CIO of OIM when requested. • Assists the CIO of OIM in reporting on investment and related ...
Assisting the CUSO Chief Risk Officer to overview the risks of the Combined US Operations ... in compliance with the sound operation of both business and regulatory requirements * Ensure a ...
Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial services firm at the forefront of financial ...
This hybrid Fixed Income Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Fixed Income Compliance. The ...
: J ob Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates and FX Corporate Title Vice President Location New York Overview You will focus on providing real ...
Support client engagements, addressing Chief Compliance Officers and General Counsels at Fortune 100 clients Qualifications * 5-7+ years in security compliance ideally in a SaaS/AI environment
Midtown Manhattan Compensation: $225K-$300K total compensation Job Description The Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General ...
Reporting directly to the Chief Compliance Officer, you'll be responsible for development and execution of CMS strategies, mitigation of compliance risks, strengthening regulatory controls, and ...
As the broker-dealer CCO, the successful candidate will maintain and establish standards and implement procedures to ensure that the broker-dealer compliance program remains effective and efficient in identifying, preventing, detecting and remediating regulatory issues. Oversee the broker-dealer ...
