Are you a business? Hire chief compliance officer candidates in North Bergen, NJ
The Company is seeking a Chief Compliance Officer (CCO) to ensure the organization's adherence to a wide range of regulatory obligations. This includes creating a culture of compliance through training, communication, and enforcement, and acting as a liaison for compliance-related issues. The suc...
The Chief Compliance Officer and Head of Regulatory will lead CLEAR's Compliance and Regulatory teams within Legal while working with teams across the company to build products and programs consistent with global laws and regulations. Documented evidence of an effective compliance program and rep...
Communicate compliance issues and trends and provide routine compliance reports to management. You will provide guidance and technical expertise that supports the design, implementation and oversight of the compliance program established to support the broker-dealer and will monitor and act upon ...
Reporting to the Chief Financial Officer, with additional accountability to the First Deputy Commissioner on investigative matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not be limited to:. NYC Aging se...
Our Diversity & Inclusion Mission: Recruit, develop, advance, and retain a diverse workforce that is united in our efforts to enhance our competitive position and deliver innovative solutions to our clients.
Work with relevant legal entity compliance officers, ensure our policies and documents are reviewed and updated at the required cadence. Oversee the broker-dealer compliance program functions including implementation of written supervisory procedures, policies, training, annual testing, transacti...
As Chief Compliance Officer and Assistant General Counsel you will analyze the manner in which applicable laws and regulations will be incorporated into Homesteaders Life Company’s business operations. This role will act as Homesteaders Life Company’s AML officer and the head of the SIU, as well
Reporting directly to the Chief Executive Officer of the Housing Authority, the Chief Compliance Officer (CCO) will be responsible for overseeing NYCHAs compliance with federal, state, and local regulatory obligations; regularly assessing the Authoritys compliance risks; developing and maintainin...
Provide culturally competent case management services to individuals with substance use issues and/or living with HIV to improve their overall wellbeing.
Supervise accountants and accounting staff.
Children’s Rescue Fund is an Equal Opportunity Employer.
Respond to investor, internal and external queries Contribute industry knowledge on review of fund documents and participate in internal calls on fund launches Review fund expenses and coordinate the payments to ensure compliance to the fund expense policy Build strong interpersonal skills in bui...
... Chief Compliance Officer with the following: - Drafting and maintaining the firm's written ... supervisory procedures - Ensuring all risks and controls are appropriately embedded and ...
The COO will be responsible for overseeing the day-to-day operations, ensuring efficiency, compliance, and a commitment to client success. The ideal candidate will have a strong background in ...
The COO will be involved in all phases of administration, personnel, finances, facilities ... Train staff on policies and procedures, linking compliance with the same to Key Performance ...
Chief Executive Officer Direct Reports: Controller, Head of Grants Management; Head of Facilities ... Direct all aspects of financial management and reporting, administration, compliance, governance ...
This role offers the unique opportunity for compliance professionals to work closely with and learn directly from the Chief Compliance Officer. Candidates must have their Series 7 and 24 to be ...
Ensures compliance with patient care quality standards as it relates to the care provided to all ... Specific Duties And Responsibilities The Chief Nursing Officer is charged with and responsible for
We seek a strategic CFO to oversee financial operations, develop and implement financial strategies, and drive fiscal compliance. The CFO will collaborate with leadership to align financial ...
Collaborates and engages with other members of the senior leadership team including the Chief Program Officer, Chief Compliance Officer, and Chief Human Resources Officer, to develop and advance ...
Commercial Bank in Midtown, Manhattan is seeking a Chief Risk Officer! RESPONSIBILITIES ... Oversees and directs Risk Management, Compliance, Bank Secrecy Act, Vendor Management and Security ...
Senior candidates to COO level welcome, with enhanced compensation. NYC. 3 days/week in office ... and ensuring compliance with industry regulations. The ideal candidate will have a deep ...
