Chief compliance officer jobs in North Bergen, NJCreate job alerts

Job Description BAYADA Hospice is seeking an experienced Hospice executive for the position of Division Director of Operations. This is an exciting career opportunity for an entrepreneurial leader with multi-site operational management experience. As Division Director, you will develop and lead ...

Join a global banking organization as they look to add a Chief Compliance Officer to overseee their Corporate and Financial Crime Compliance program. Oversee compliance activities, including testing, training, risk assessments, drafting the annual compliance plan, responding to information reques...

General Counsel & Chief Compliance Officer. JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, traditional asset manager, compliance consulting firm, or the SEC. Own the firm’s compliance program, including p...

Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance team. Preparing or co...

As Chief Compliance Officer, you will lead the U. C-suite or executive-level experience in compliance, or 10+ years in senior leadership within a compliance function, preferably in financial services, fintech, or crypto sectors. Using our flexible platform, and robust global licensing and complia...

The Chief Vendor Compliance Officer will ensure excellence and timeliness in the fulfillment of the Division of Labor Services’ mandates, including communicating operational, compliance obligations and determinations to governmental partners and vendors; managing the development, implementation a...

The Chief Legal and Compliance Officer (CLCO) is a key leader at Tides, overseeing legal affairs, compliance, and risk management to uphold operational, reputation, and mission integrity. Oversee organizational compliance strategies, including legal compliance training, policy management, interna...

Develop and deliver compliance training programs. Draft, implement, and maintain compliance policies, procedures and manuals to ensure adherence to regulatory requirements and industry standards. Stay up to date with evolving regulations and industry trends, and proactively adapt the compliance p...

As Chief Compliance Officer, you will be responsible for the implementation of the Sustainalytics Global Compliance Program. As Chief Compliance Officer you will be responsible for ensuring the firm’s policies and procedures ensure compliance with the European regulatory scheme and ensuring staff...

Advise on regulatory developments, compliance risks, and the strategic direction of compliance initiatives. Conduct regular compliance audits and assessments to evaluate the effectiveness of the compliance program. Lead the compliance function in identifying, assessing, and mitigating compliance ...

The Group Chief Compliance Officer will be a key member of the Legal & Compliance team and will report directly to the Chief Legal Officer. You will be our Group Chief Compliance Officer responsible for the development, implementation and maintenance of SiriusPoint’s compliance and ethics program...

Client is a leading self-clearing broker-dealer, looking for a Deputy Chief Compliance Officer to join the team. Continually improve Compliance Program for relevant entity by utilizing applicable regulations, risk management techniques, and business area knowledge to maintain and test relevant po...

Certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Compliance and Ethics Professional (CCEP), or other relevant industry certifications are highly desirable. Lead the compliance function in identifying, assessing, and mitigating compliance risks across all business l...

This role will be responsible for the development and management of the overall compliance program for Strategas and serve as the firm's Chief Compliance Officer (CCO) for Strategas Securities, LLC (a broker-dealer and FINRA member firm and SEC-registered investment adviser). Manage compliance pr...

Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance team. Our department ...

Chief Compliance Officer (New York, NY):. Stay up to date on SEC guidance, industry trends, and best practices, and communicate updates to relevant teams; conduct compliance trainings. Ensure all investment transactions are in compliance with the underlying Fund LPAs and SMAs via an Observation r...

Chief Compliance Officer (New York, NY):. Ensure all investment transactions are in compliance with the underlying Fund LPAs and SMAs via an Observation role on the investment committee. Review and approve all marketing materials and investor communications for regulatory compliance.

The Chief Legal and Compliance Officer (CLCO) is a key leader at Tides, overseeing legal affairs, compliance, and risk management to uphold operational, reputation, and mission integrity. Oversee organizational compliance strategies, including legal compliance training, policy management, interna...

The Chief Vendor Compliance Officer will ensure excellence and timeliness in the fulfillment of the Division of Labor Services’ mandates, including communicating operational, compliance obligations and determinations to governmental partners and vendors; managing the development, implementation a...

The Chief Compliance Officer of Figure Lending will lead the Lending compliance team and oversee the related compliance and regulatory functions. The Chief Compliance Officer of Figure Lending will assume primary responsibility for assuring compliance with federal and state rules/regulations as w...

Client is a leading self-clearing broker-dealer, looking for a Deputy Chief Compliance Officer to join the team. Continually improve Compliance Program for relevant entity by utilizing applicable regulations, risk management techniques, and business area knowledge to maintain and test relevant po...

Develop and deliver compliance training programs for employees to ensure understanding of compliance policies and procedures. In-depth knowledge of compliance requirements applicable to SEC registered investment advisers. Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to j...

Develop and deliver compliance training programs for employees to ensure understanding of compliance policies and procedures. Our client is seeking an experienced and dynamic Hedge Fund Deputy CCO to join the Compliance team. The team is responsible for all legal and compliance matters for the Fi...

The Group Chief Compliance Officer will be a key member of the Legal & Compliance team and will report direct to the Chief Legal Officer. You will be our Group Chief Compliance Officer responsible for the development, implementation and maintenance of SiriusPoint's compliance and ethics program, ...

Immokalee Road, Naples, FL, 34110.NCH is an independent, locally governed non-profit delivering premier comprehensive care.Our healthcare system is comprised of two hospitals, an alliance of 700+ physicians, and medical facilities in dozens of locations throughout Southwest Florida that offer nat...

Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance team. Preparing or co...

Manage financials for the program, assist with resource planning, and facilitate sync points between business and technology leaders across multiple organizations, as well as Risk and Compliance partners.

Having previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a full compliance program for a leading hedge fund or family office. Arootah is searching for Hedg...

Reporting to the Chief Legal Officer you will work closely with the capital markets investments operations marketing and compliance teams to support investment opportunities through the full investment life cycle. The Associate General Counsel role is instrumental in the success of the Legal & C

Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance Programs appropriately addresses the regulatory risks relative to the Division/Unit's business ac...

The client is seeking an Employment Counsel/ Associate General Counsel to oversee employment compliance and wage matters for their global organization. Reporting to the General Counsel in the UK, this position will require collaboration with legal and HR departments to ensure compliance across th...

SBS seeks a Chief Vendor Compliance Officer for Citywide Vendor Compliance who will report to the Deputy Commissioner of the Division of Economic and Financial Opportunity. The Chief Vendor Compliance Officer will ensure excellence and timeliness in the fulfillment of the Division of Labor Servic...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. Legal, Risk, First Line Control teams) and build credibility for the...

Oversee compliance activities, including testing, training, risk assessments, drafting the annual compliance plan, responding to information requests from examiners and auditors, preparing compliance-related MIS reports, and implementing corrective actions for regulatory findings. Administer and ...

Serve as the Chief Legal Officer and provide guidance and recommendations to the Commissioner and senior leadership on all legal matters affecting DCAS operations ensuring compliance with applicable laws and regulations. Partner with senior management to develop implement and enforce agencywide p...

Certifications such as Certified Regulatory Compliance Manager (CRCM), Certified Compliance and Ethics Professional (CCEP), or other relevant industry certifications are highly desirable. Lead the compliance function in identifying, assessing, and mitigating compliance risks across all business l...

Prepare draft quarterly financial statements in compliance with GAAP and ensure accurate reporting. Manage processing of payroll (Gusto) ensure compliance with tax and employment regulations and manage tax obligations.

As Chief Compliance Officer, you will lead the U. C-suite or executive-level experience in compliance, or 10+ years in senior leadership within a compliance function, preferably in financial services, fintech, or crypto sectors. Compliance team plays a critical role in establishing and maintainin...

Ensure compliance with US GAAP and internal policies. Ensure financial compliance with donor requirements. Ensure compliance with non-resident alien taxation.

The position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Officer role within the organization. We are searching for a Chief Compliance professionial with financial services experience. Chief Compliance Professional - Con...

You will be a proven Controller and or Chief Financial Officer with a track record of success in the nonprofit sector. As CFO you will oversee all financial operations, including budgeting, reporting, compliance and strategic planning while ensuring the long-term sustainability for this sector le...

Disney - The Walt Disney Company (Corporate) [Safety Guard / Security] As a Security Host/Hostess at Disney, you'll: Respond to critical incidents including emergencies, evacuations, and work with law enforcement; Act as a deterrent to undesirable behaviors and actions; Operate automatic and manu...

Ability to be one of two individuals in charge of the firm's Swap Dealer Compliance program and provide strategic direction and input for the team. Join a top foreign banking organization as they look to bring on a swap dealer compliance SME. Collaborate with Compliance testing teams and other in...

Allied Universal - JobID: 1362905 [Security Officer] As a Security Guard at Allied Universal, you'll: Be responsible for the Security and Safety of the client's property and personnel; Know all site-specific policies and procedures, and implement emergency response activities as appropriate; Hand...

Allied Universal - JobID: 1368227 [Security Officer] As a Security Guard at Allied Universal, you'll: Be responsible for the Security and Safety of the client's property and personnel; Know all site-specific policies and procedures, and implement emergency response activities as appropriate; Hand...

Allied Universal - JobID: 1366775 [Security Officer] As a Security Guard at Allied Universal, you'll: Be responsible for the Security and Safety of the client's property and personnel; Know all site-specific policies and procedures, and implement emergency response activities as appropriate; Hand...

Compliance Officer - Markets Business Line Advisory Compliance. The candidate for this role will implement a comprehensive and sustainable compliance framework to ensure the bank’s compliance with regulation and internal policy. The candidate for this role will implement a comprehensive and susta...