Are you a business? Hire chief compliance officer candidates in Jersey City, NJ
The Compliance Officer is an integral part of our DASH Compliance team. Home » Jobs » Compliance Officer – Options/Equity Trading – 9821. Compliance Officer – Options/Equity Trading – 9821. Will report to and work closely with the company's Chief Compliance Officer as to issues, problems, and sal...
Support the Chief Ethics & Compliance Officer in the development, implementation and revision, as ... securities, Environment, Social and Governance (ESG), and e-discovery issues. * Support learning ...
Fidelity Compliance, a 600-person organization, is accountable for business unit compliance strategy and oversight in addition to providing enterprise services and policies regarding Ethics, Digital Compliance practices, Anti-Money Laundering. As the leader of the Compliance team for Fidelity Dig...
The candidate will be a strategic partner to the COO and work closely with the Chief Compliance Officer (CCO) to execute IMBD Compliance’s strategic initiatives aligning these efforts with the overall vision and goals of the Global Compliance Department. Investment Management and Broker-Dealer Co...
The Risk Management & Compliance (RM&C) CFO organization acts as strategic partners and trusted advisors to the Risk and Compliance organization. As part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer, RM&C Chief Financial Officer and the Risk Oper...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Build out the current administration of companywide compliance program. Collaborate with 7 internal reps and ...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's compliance risks; performing...
Serves as a risk officer for Independent Compliance Risk Management (ICRM)’s Exam Management and Regulatory Liaison Office responsible for the promotion, support, monitoring and reporting on Citi’s interactions with its regulators, including queries arising in the normal course of business outsid...
The Gateway Development Commission is seeking an experienced and motivated Associate General Counsel II to support the General Counsel and Deputy General Counsel in protecting the Commissions legal interests and maintaining its operations within the requirements of law. Provide legal support to t...
The Regulatory Compliance and Product Development Specialist ensures compliance with regulatory standards for packaging, labeling, and nutritional information, supports product development, manages costing and pricing, and collaborates cross-functionally to facilitate smooth product launches. As ...
The Gateway Development Commission is seeking an experienced and motivated Associate General Counsel I to support the General Counsel and Deputy General Counsel in protecting the Commissions legal interests and maintaining its operations within the requirements of law. Provide legal support to th...
Chief Executive Officer Systems Integration Industry Leader Private Equity. ...
Report directly to the division Corporate Counsel. Provide advice and guidance to business personnel on day-to-day legal claims and issues. Real-world business acumen with deep-seated commitment to provide responsive client service to internal customers and get things done; you approach responsib...
Provide administrative oversight of the pharma compliance group email box, supporting compliance management with necessary communications, and responding to requests in support of the overall pharma compliance program, including annual training and communications plans. Reporting to the Senior Co...
The Compliance Data Analyst I will report to the GRC Senior Compliance Associate, and assist with ongoing data remediation, data quality checks, license verification from respective state boards to ensure federal, state and EU disclosure reports are reported timely and accurately on behalf of OAP...
Our client a global leader in packaging, is seeking an experienced employment lawyer to join their legal team, supporting the human resources function and its initiatives, ensuring compliance with employment laws and regulations, partnering on employee relations matters and overseeing investigati...
CFO Regulatory Reporting Controller II. ...
The Compliance Specialist will also contribute to a range of compliance-related projects and provide administrative support. Compliance Specialist - Contract - Remote. Proclinical is seeking a dedicated Compliance Specialist for a contract role. Compliance Specialist's responsibilities will be:. ...
Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centers around the world.Compensation Accounting is responsible for accounting, reporting and payment of salary, bonus (Cash and Equity), other types of re...
If AML cases are generated, the Compliance Associate will handle by conducting research, documenting the investigations, and providing initial recommendations to the Compliance Leadership team. In addition to AML, the Compliance Associate will assist in other key Compliance areas such as electron...
