Chief compliance officer jobs in Bayonne, NJCreate job alerts

General Counsel & Chief Compliance Officer (New York, NY):. JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, traditional asset manager, compliance consulting firm, or the SEC. Provide legal and compliance c...

A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. An ideal candidate will have relevant experience at a similar organization with sen...

Will be responsible for maintaining compliance with policies and procedures related to equities trading according to FINRA and SEC regulations.

General Counsel & Chief Compliance Officer (New York, NY):. JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, traditional asset manager, compliance consulting firm, or the SEC. Supervise outside counsel, com...

A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. An ideal candidate will have relevant experience at a similar organization with sen...

Bureau of the Agency Chief Contracting Officer within the Division of Finance is looking to hire an exceptional, highly motivated and detail oriented procurement professional to serve as the Director of Compliance for the Compliance team. The Bureau of the Agency Chief Contracting Officer within ...

Prepare and present regular compliance reports to the executive team and board of directors. MongoDB seeks a senior individual to act as the VP focused on compliance and trust, representing the office of the CISO and Product organizations in the field. Establish and maintain effective communicati...

A large, global company in the E-Commerce and Payments space is seeking a Chief Compliance Officer for their US Payments business to be based in the New York or San Francisco areas for a confidential search. The role will be responsible for creating a culture of compliance for the payments team a...

Spearheading compliance policies as well as coordinating and monitoring the effectiveness of compliance support. A growing crypto business is looking for someone to take over primary responsibility for Compliance activities across the US business in a generalist advisory and hands on role.

Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced Global Chief Compliance Officer to lead our distributed, global compliance team. Preparing or co...

Develop, implement, and manage a comprehensive organizational Risk management and compliance program that aligns with industry standards and all relevant regulatory requirements. Lead and manage compliance audits and investigations, including preparing detailed reports and recommendations for imp...

The Office of the Agency Chief Contracting Officer is seeking a highly motivated and detailed oriented exceptional professional to serve as Assistant Agency Chief Contracting Officer (AACCO) of Compliance. Lead Directors and Analysts in the full array of compliance activities to ensure compliance...

Oversee compliance activities, including testing, training, risk assessments, drafting the annual compliance plan, responding to information requests from examiners and auditors, preparing compliance-related MIS reports, and implementing corrective actions for regulatory findings. Administer and ...

Reporting to the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple Business Divisions and is responsible for ensuring that the Compliance Programs appropriately addresses the regulatory risks relative to the Division/Unit's business ac...

Will be responsible for maintaining compliance with policies and procedures related to equities trading according to FINRA and SEC regulations.

Having previously served in the role(s) of Chief Compliance Officer (CCO), Director of Compliance or Compliance Officer, you have specific, hands-on experience developing, implementing, and managing a full compliance program for a leading hedge fund or family office. Arootah is searching for Hedg...