Chief compliance officer jobs in San Diego, California (CA) State

CCO/San Diego, CA (in-office only): Independent broker -dealer/registered investment advisor seeks a CHIEF COMPLIANCE OFFICER. Must have a bachelor's degree, Series 7, 24, 66 (or 63/65), and a ...

This position reports to the Chief Supply Chain Officer and is based out of San Diego, CA. As the ... Play a key role in risk management, ensuring continuity of supply and compliance with regulations

Information Technology Lifecycle Support. Expert Knowledge of cybersecurity regulations including, Risk Management Framework, NIST 800 series, FISMA, DoD Instructions, DoN Chief Information Officer policies and other relevant regulatory and compliance documents. M "Information Assurance Workforce...

Expert Knowledge of cybersecurity regulations including, Risk Management Framework, NIST 800 series, FISMA, DoD Instructions, DoN Chief Information Officer policies and other relevant regulatory and compliance documents. M "Information Assurance Workforce Improvement Program. ...

This is a critical role overseeing compliance for core parts of Forge’s business, reporting directly to the Head of Compliance. Maintain and enhance the company’s BD and RIA compliance program. Develop, implement, and maintain Forge’s broker-dealer and RIA compliance programs. Manage a staff of e...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and ov...

Cybersecurity & Compliance Analyst (CMMC). Five or more years' experience working in Information Security or Cybersecurity Analyst role with a strong focus on compliance and auditing. Assists in planning, implementing, upgrading, and monitoring security measures and compliance for the protection ...

We're working with a security startup in stealth mode looking to hire a CTO, and this is a key hire.They need a hands-on leader to come in and build, 0-1, their emerging threat platform focused on making the CISO the hero.They've built the product prototype in collaboration with 50+ CISOs and are...

We are seeking a visionary and dynamic Chief Technology Officer (CTO) with a strong software background and extensive experience in top Internet companies. Define the technical vision and establish ambitious goals for the technology team. Ability to bridge the gap between technical and business t...

As the Chief Technology Officer (CTO), you will be a key member of our amazing team, responsible for leading the development and execution of our technology strategy. Job Title: Chief Technology Officer (CTO). Technology Strategy: Develop and implement a technology strategy that aligns with our b...

Business Intelligence Developer & Analyst - Compliance. Business Intelligence Developer to join our Compliance Operations team to lead compliance focused analytics on multiple campaigns. Fully manage multiple campaigns and clients by serving as the lead for all compliance and operational reportin...

Licensing & Compliance Specialist. Licensing & Compliance Specialist. The Licensing and Compliance Specialist plays a critical role in supporting Finance Operations by managing all aspects of business and security agency licensing across the various jurisdictions where the company operates. The K...

Support key information with prioritizing compliance stories, defects, and requirements in the shared backlog related to compliance. Coordinates and conducts the assessment of internal controls to ensure compliance as required by regulatory commissions/authorities. Ensure the organization's compl...

Our client is an emerging Credit Union looking to add an Associate General Counsel to their growing legal department sitting out of their Orange County office. This is an exciting opportunity to get exposure across various levels of the business and work closely with the General Counsel and have ...

We have a larger non-profit in the San Francisco Bay Area seeking a strong Executive Assistant to support their Executive Office. Ideal candidate will have 10+ years of Executive Assistant experience supporting someone at the "C" Suite and has a passion for keeping executives organized. ...

Our client, a mid-size national law firm, is seeking a Partner or Of Counsel to join their Los Angeles team. ...

These are permanent W-2 counsel positions with benefits (medical, dental, vision, and 401K) and bonus potential. Excellent legal research and writing abilities. ...

We are looking to hire a seasoned and highly analytical finance leader to join our lean executive team as Chief Financial Officer. As a key member of the senior leadership, the CFO will innovate, oversee & ultimately improve key financial, strategic and accounting operations for our fast growing ...

Keen to join one of the fastest growing consumer tech companies while we’re still scaling? Want to work for an organisation that values sustainability like you? Passionate about the opportunity to play a vital role in the creation of a fully fledged, scalable and global marketplace where you get ...

I'm the recruiter on this job and I'm writing this, not some ChatBot from an Elon Musk fever dream! My client is a development firm specializing in the acquisition, repositioning, preservation, and creation of affordable housing and they need a General Counsel. Manage outside counsel communicatio...

CFO’s Domain is a national accounting & finance consulting and recruiting organization serving CFOs and their stakeholders. ...

With a fundraise in the works and ambitious growth plans for 2024/25, the team needs a Compliance Manager who can ensure the firm follows all relevant laws and regulations, especially those related to SEC and Fund Compliance activities. Beyond SEC compliance, this role involves various other part...

CFO’s Domain is a national accounting & finance consulting and recruiting organization serving CFO’s and their stakeholders. ...

Analyze and solve problems encountered in compliance work, and cooperate with relevant parties to promote the implementation of compliance strategies. According to the strategy of the company and the changes of the international environment, manage the international compliance strategy, coordinat...