Are you a business? Hire chief compliance officer candidates in Union City, NJ
The position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Officer role within the organization. Compliance Officer - Consulting Opportunity. I am in search of a Compliance Professional with a FINRA/Financial Securities Co...
As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams in a fast-paced environment. Oversee the broker-dealer compliance p...
The Controller will be responsible for managing the financial operations of the firm, ensuring accurate financial reporting, and maintaining compliance with industry standards. Prepare financial statements and reports to support business decisions. Communicate and work with investors, providing f...
MetroPlusHealth is committed to empowering New Yorkers by uniting communities through care.We believe that Health care is a right, not a privilege.If you have compassion and a collaborative spirit, work with us.You can come to work being proud of what you do every day.About NYC Health + Hospitals...
At least seven years of progressively responsible accounting experience, including four years in a managerial role. Oversee the timely and efficient monthly accounting close process, including a thorough review of journal entries and operating results. Identify and implement process enhancements ...
Minimum QualificationsA Bachelor’s degree requiredAt least 4 years of Managed Care experience including thorough knowledge of Medicare, federal, and state regulationsPrior experience required in quality improvement and compliance oversight1-3 years of Compliance/Regulatory Affairs experienceProje...
Master’s degree in Business Administration, Finance, or Accounting. Report financial information and trends to the Board of Directors and manage relationships with the Board’s Finance and Audit committees, and act as act as fiscal liaison to city and government funding agencies. Responsible for
TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance advice and support to the Firm's equity and equity derivatives trading and operational functions to enable the business to operate in accordance with all applicable regulatory requirements. Equities Compliance Offi...
TP ICAP is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm's fixed income trading and operational functions to enable the business to operate in accordance with all applicable regulatory requirements. Fixed Income Compliance Officer will w...
Strong financial and accounting background, including an understanding of profit and loss, balance sheet and cash flow management, and general finance and budgeting. We are looking to hire a CFO to lead the company from a financial perspective. To do well in this role, you should have experience ...
Collaborates with the Compliance, Regulatory Affairs, Learning & Organizational Development, Sales, Human Resources and Labor Relations to ensure Sales Department objectives and standards are maintained. Creates and maintains Dashboards and tracking tools that provide the Sales Department/Growth ...
Collaborates with the Compliance, Regulatory Affairs, Learning & Organizational Development, Sales, Human Resources and Labor Relations to ensure Sales Department objectives and standards are maintained. The Specialist will be responsible for conducting ongoing monitoring activities to ensure the...
This role is an exciting opportunity to gain valuable experience, working directly with the finance department at the executive level, while developing essential skills in business administration, financial support, and project management. A Bachelor’s degree in Business Administration, Finance, ...
Collaborates with the Compliance, Regulatory Affairs, Learning & Organizational Development, Sales, Human Resources and Labor Relations to ensure Sales Department objectives and standards are maintained. The Sales Quality and Compliance Specialist reports to the Chief Growth Officer. The Speciali...
Possibility Labs (PL) seeks a collaborative, creative, and client-centric financial maven to serve as the first-ever Chief Financial Officer (CFO). CPA with knowledge of legal and regulatory compliance in a nonprofit context. Prepare and present reports on compliance activities and issues to the ...
Responsible for providing regulatory and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed income futures activity. Ext...
Kansas State University — Professor of Practice and Chief Operating Officer of KSDB.Miller School of Media and Communication seeks a talented and credentialed industry expert to serve as Professor of Practice and Chief Operating Officer of KSDB, Wildcat 91.The COO serves as the executive officer ...
LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer. Work with senior management, Legal, Compliance, HR, Marketing, registered represe...
The Chief Financial Officer (CFO) plays a crucial role in leading the Investment and Finance Oversight Division of the United Nations Capital Development Fund (UNCDF). Provide quality assurance on financial aspects relating to resource mobilizations and utilizations. Financial oversight of UNCDF-...
The Compliance Specialist for Warehouse Regulation Compliance Management ensures that the company's warehouse facilities operate in full compliance with all local, state, and federal regulations. Ensure all employees are aware of, and understand, the compliance requirements and their roles in mai...
Foosilz is on mission to provide lowest cost oil and gas to our consumers.We are seeking an experienced CEO to manage the day-to-day operations of our company.The right candidate must be ready to build and model a great company culture, provide inspired leadership to our executive team, establish...
