Are you a business? Hire chief compliance officer candidates in Corona, NY
As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams in a fast-paced environment. Oversee the broker-dealer compliance p...
The position would pay $200/hr and the initial project would be 30-90 days with the potential for extension and/or a Chief Compliance Officer role within the organization. Compliance Officer - Consulting Opportunity. I am in search of a Compliance Professional with a FINRA/Financial Securities Co...
Ensure the accuracy of all General Ledger financial accounting and perform associated account reconciliations. Oversee the timely and efficient monthly accounting close process, including a thorough review of journal entries and operating results. Identify and implement process enhancements to im...
Provides coverage for any auditor and any aspect of responsibility (vendor business process monitoring audits, internal, special projects, new focus, ad hoc project management) if/when necessary. The Manager of Clinical Business Process Monitoring oversees the core functions of routine clinical m...
Our client is a dynamic real estate development firm located in Jersey City, NJ, seeking a talented Controller to join our team.Our company is committed to delivering high-quality projects and maintaining strong relationships with our investors.The Controller will be responsible for managing the ...
As a wholly-owned subsidiary of NYC Health + Hospitals, the largest public health system in the United States, MetroPlusHealth's network includes over 27,000 primary care providers, specialists and participating clinics. The Sales Quality and Compliance Specialist reports to the Chief Growth Offi...
The Chief Financial Officer (CFO) is charged with modernizing the organization’s operational financial infrastructure. Lead financial management activities and an integrated accounting and financial management system including auditable financial reporting and internal controls. Oversee and direc...
Collaborates with the Compliance, Regulatory Affairs, Learning & Organizational Development, Sales, Human Resources and Labor Relations to ensure Sales Department objectives and standards are maintained. The Sales Quality and Compliance Specialist reports to the Chief Growth Officer. The Speciali...
Legal, Compliance, Risk, Client On-Boarding, AML Office, and IT); and.
MetroPlusHealth is committed to empowering New Yorkers by uniting communities through care.We believe that Health care is a right, not a privilege.If you have compassion and a collaborative spirit, work with us.You can come to work being proud of what you do every day.About NYC Health + Hospitals...
Minimum QualificationsA Bachelor’s degree requiredAt least 4 years of Managed Care experience including thorough knowledge of Medicare, federal, and state regulationsPrior experience required in quality improvement and compliance oversight1-3 years of Compliance/Regulatory Affairs experienceProje...
Kansas State University — Professor of Practice and Chief Operating Officer of KSDB.Miller School of Media and Communication seeks a talented and credentialed industry expert to serve as Professor of Practice and Chief Operating Officer of KSDB, Wildcat 91.The COO serves as the executive officer ...
If deficiencies are identified, Specialist will assist in conducting a root cause analysis and implementing corrective actions. As a wholly-owned subsidiary of NYC Health + Hospitals, the largest public health system in the United States, MetroPlusHealth's network includes over 27,000 primary car...
Advise the executive leadership team (CEO plus Chief Development Officer, Chief Operations Officer, Chief People Officer and Chief Program Officer) on matters related to fiscal health of organization. Reporting to the CEO, the Chief Financial Officer (CFO) will oversee an organizational budget of...
The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwrit...
This role is an exciting opportunity to gain valuable experience, working directly with the finance department at the executive level, while developing essential skills in business administration, financial support, and project management. Assist in the preparation of financial reports and budget...
Continually assess the inherent risk of business units as well as the effectiveness of mitigating controls to minimize the residual risk of reputational damage, regulatory consequences and other operational risk. Work with senior management, Legal, Compliance, HR, Marketing, registered representa...
Financial Strategy: Develop and execute the company’s financial strategy in line with overall business objectives and growth targets, providing strategic financial guidance to the executive team and insights on financial performance, risks, and opportunities. Financial Reporting and Compliance: O...
Job Title: Compliance Specialist - Warehouse Regulation Compliance Management.The Compliance Specialist for Warehouse Regulation Compliance Management ensures that the company's warehouse facilities operate in full compliance with all local, state, and federal regulations.This role involves monit...
Anthos|Home is a groundbreaking startup focused on housing vulnerable New Yorkers.The Chief Operating Officer (COO) will play a pivotal leadership role at Anthos|Home, overseeing the organization's operations, finance, human resources, technology, and facilities during a period of rapid growth.As...
Marketing Compliance for Investment Advisor or Broker Dealer. Collaborate with sales & marketing across pitchbooks, digital marketing , social media. Maintain policies & proceedures regtarding marketing material content & review.
