Compliance manager jobs in North Bergen, NJ - Page 2Create job alerts

Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance! Responsibilities: * Develop, maintain and implement compliance program for broker ...

Ensuring safety and environmental compliance * Managing work order scheduling and inventory * Supporting capital projects * Preparing for inclement weather * Share responsibility for the Engineering ...

Compliance Management: Ensure all bunkering operations comply with relevant industry regulations, safety standards, and environmental guidelines. Stay up-to-date with any changes in regulations that ...

Perform daily management responsibilities in complying with the branch's Sanctions/ Watch lists and OFAC Program ("OFAC"). Direct a team of BSA/OFAC Compliance professionals who have responsibility ...

Ensuring accuracy, timeliness, and compliance with regulatory requirements (e.g., SEC, DOL). * Data Management: Ability to work collaborate with cross-functional teams to gather, coordinate, and ...

ZARA IS LOOKING FOR A COMPLIANCE MANAGER BASED IN NEW YORK. Started in 1975 in Spain, ZARA today is an internationally known fashion retailer represented in over 88 countries around the world. Our ...

The Manager, Trade Compliance is a member of the team responsible for the classification of the brands skus, maintenance of the HTS and duty in the brand's ERP, liaison with USCBP on issues/request ...

Compliance Specialist - Warehouse Regulation Compliance Management Department: Legal Department Job Overview The Compliance Specialist for Warehouse Regulation Compliance Management ensures that the ...

Manage a small team of analysts in the administration of the firm's compliance functions. * Manage Code of Ethics disclosures, personal trading monitoring, creation of training and other monitoring ...

Daily interaction with business management, operations, finance, and risk, providing compliance advice * Maintenance and filing of SEC Forms, including ADV Part 1, Part 2A, Form PF and related ...

Compliance Surveillance Analyst Essential Duties & Responsibilities: * Maintain and monitor ... Excellent project management and organizational skills with capability to handle multiple projects ...

Conduct meetings with the Compliance and Legal Departments to review, maintain, and update the firm's written supervisory procedures; * Manage internal and external audits and lead implementation of ...

Hi, This is Carl Rush, Sr. Staffing Manager with iStaff Global Solutions Inc., and I would like to ... AML-related reviews such as FinCEN, OFAC - Monitoring compliance applications for employee personal ...

A boutique investment management firm is seeking a Compliance Officer to join their team in NYC. This role offers the unique opportunity for compliance professionals to work closely with and learn ...

Operations Manager - TicketKings Location: Hoboken, NJ Company: TicketKings Job Type: Full-time ... compliance with industry regulations and company policies while navigating a rapidly evolving ...

Independently manage projects necessary to support initiatives both within Global Research ... Strong Compliance experience in an investment bank (preferably line of business advisory, ideally ...

Manage the preparation and submission of regulatory filings and reports, ensuring accuracy and timeliness in compliance with industry regulations. * Risk Management: Identify and assess potential ...

Through fundamental credit analysis and active portfolio management, Octagon's investment team ... We are looking for an experienced compliance professional who will take on an integral role in ...

About Us Wellington Management offers comprehensive investment management capabilities that span ... About the Role The Compliance Officer will support Wellington Management's compliance program ...

Build and strengthen Internal Controls framework and processes, including Sarbanes-Oxley (SOX) Compliance * Manage quarterly and year-end audits, including preparation and review of audit working ...

... management and staff so that they may conduct their business in conformance with regulatory ... Compliance program. • Escalates regulatory concerns and other significant matters to their ...

The ideal candidate will have a strong background in investment compliance and direct experience working with senior stakeholders such as traders and portfolio managers. Key Responsibilities: * Serve ...

This role will focus on overseeing and managing compliance initiatives, particularly around regulatory changes and guidelines. Key responsibilities include: * Regulatory Research & Compliance