Operational risk jobs in Corona, New York (NY) State

This position will support the Head of Operational Risk by executing the operational risk framework, including but not limited to, risk and control assessments (RCSAs), controls testing, issues and actions management, key risk indicators, operational risk incident reporting, scenario analyses, et...

Join 2LOD Operational Risk Management (ORM) function focusing on the Risk & Compliance business units. This position will partner directly with stakeholders to provide ORM support, guidance and implementation of the operational risk management framework. Assist risk and compliance SMEs to captur....

Independent Review & Challenge (IRC) – Operational Risk. Ensure that regulatory remediation programs clearly articulate risk reduction and demonstrate enhanced control environment with evidence of design and operational effectiveness. Risk and Control Assessment, business and risk controls coveri...

Reporting regionally to the second-line CACIB Risk Function / Department within CACIB NY Branch, the Operational Risk Manager (ORM) will have management responsibility for related monitoring, reporting, and surveillance of all business-line / support functions (BL/SF) within their scope in terms ...

AVP Operational Risk - 2nd Line of Defense - New York, NY. I have been retained by one of the leaders in the global FX marketplace on a search to further scale their Operational Risk Practice. AVP Operational Risk - 2nd Line of Defense - New York, NY. Revising Risks/Controls with newly adopted fr...

This team is accountable for the operational risk oversight and challenge of the entire business unit, and this person will be responsible for working closely with senior management, leading risk assessments and scenario analysis activities, and ensuring adherence to operational risk policies and...

The Markets Operational Risk and Controls (Operations & Middle Office) Group is a group within Markets responsible for providing front to back connectivity with support functions in proactively developing and implementing solutions to control and monitor third-party risk activities to ensure they...

The Director is a primary point of consultation within the Office of Financial & Operational Risk Policy (“OFORP”) for FINRA examination and risk monitoring staff and provides advice on regulatory matters and issues pertaining to the application of FINRA and Securities and Exchange Commission (S....

Operational Risk is an independent risk management function within the Risk Division, responsible for developing and implementing a standardized framework to identify, measure, and monitor operational risk across the firm. Contribute to the advancement of operational risk methods and practices an...

Essential strong analytical skills and a thorough understanding of operational or enterprise risk management concepts, frameworks, methods, and good governance practices. Ensured testing was conducted according to Risk Testing Methodology. Assessed the design and operational effectiveness of cont...

The Non-Financial Risk Management (NFRM) Team (formerly Operational Risk Management) has built repeatable / sustainable non-financial risk capabilities across the enterprise. Develop risk analytic capabilities to track risk trends and identify emerging risks in the environment. The Americas Risk ...

Technical understanding of core operational risk management concepts and methodologies, preferably having worked in risk management internal audit in a major bank/financial institution with trading activities or a second line Operational Risk group. Expertise in risk management related to vendor ...

Operational Risk professional (1LoD or 2LoD) with at least 7 years of experience, knows and understands well Corporate Investment Banking (CIB) products and services, has experience dealing with regulators, and ability to lead and drive change for effective operational risk management. Primary Fu...

Attend Wholesale Banking, including aligned Product control meetings and non-financial risk governance forums, providing both Operational Risk oversight and robust and timely Risk Steward challenge of the First Line of Defence (1LOD) view of the resilience risk profile as required. Global Operati...

In this role, you will drive positive impacts through the design, build, execution, and assessment of risk programs across cyber, technology, and operational risk (non-financial risk) domains. Experience with the major cybersecurity, technology, and operational risk frameworks and standards such ...

Operational and Resilience Risk (ORR) oversees the Non-Financial Risk Framework (NFR) and provides independent second line review and challenge over Non-Financial Risks and Resilience Risks. Challenge Risk and Control Owners, Chief Control Officers and Risk Stewards on risk and control management...

Main Responsibilities:The main mission of the ORM/PC Analyst is to assist the Head of Operational Risk and Operational Risk Managers in ensuring and executing the missions of the ORM organization in particular the monitoring, reporting, surveillance, and control of CACIB's Operational Risk within...

Establishes and oversees the application of operational risk policies, technology and tools, and governance processes to create lasting solutions for minimizing losses from failed internal processes, inadequate controls, and emerging risks. Senior Vice President – Operational Risk – Wealth Manage...

Engages in activities to provide independent compliance and operational risk oversight of FLU or Control Function (CF) performance and any related third party/vendor relationships in alignment with the Global Compliance - Enterprise Policy, the Operational Risk Management - Enterprise Policy (col...

Operational Risk knowledge/experience is a plus. The role will be accountable for raising risks, developing the ‘Path to Green’ and delivering on those remediation plans. Regularly monitor progress, identifying risks and watch items and building/executing necessary remediation plans. Demonstrate ...

Compliance and Operational Risk, Market Risk, Technology, or Product Management; supporting electronic trading activities. An understanding of Operational Risk issues. Coordinated risk oversight of electronic trading for FICC, Equities and/or Futures and Options flows focused primarily on AMRS. W...

Family and Medical Leave Act ; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision ....

Manager, First Line Operational Risk and New Initiatives, US Internal Control (200806). The Manager, First Line Operational Risk and New Initiatives contributes to the overall success of the U. This position will assist in implementing industry best practices and developing regulatory requirement...

Offer continuous assistance and direction to the settlement operations team regarding risk management practices. Prepare concise and clear reports on risk assessments, findings, and recommendations. Possess at least 3 years of relevant experience in risk management, preferably within the financia...