Operational risk jobs in Massapequa, New York (NY) State

As a member of the Audit team, the candidate will focus on audits of Second Line Risk Management, including areas such as Risk and Control Methodology, Risk Identification, Risk Appetite Issue and Event Management, Change Governance,  and ESG, as well as First Line Business Risk Offices. Center 1...

NYC 299 Park Avenue (22957), United States of America, New York, New YorkAudit Manager, Compliance (Hybrid)Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. In this role as a member of the...

The Licensing Specialist/Compliance Specialist will primarily be responsible for assisting the General Counsel with licensing and regulatory compliance of Gramercy Risk Management and its affiliate companies. Licensing/Compliance Specialist:. We are currently seeking a Licensing specialist to ass...

Successful candidates will also have to be able to coordinate with the property manager to file the triennial burner permit with the Dept of Environmental Protection Engineering & Department of Environmental Conservation. ...

Act as the financial business partner to the Business Unit President and his Leadership Team. ...

Director of Risk Management & Regulatory Affairs ( Patient Safety Officer / Privacy Officer ). The Director of Risk Management and Regulatory Affairs (Patient Safety Officer/Privacy Officer). Oversight of the development and implementation of the Hospitals’ policies, procedures and systems for pr...

Monitor compliance activities to identify trends and emerging issues that might impact the bank or require changes to the Enterprise Compliance Testing Plan or the Compliance Risk Assessment. The Compliance Monitoring and Reporting Manager assists the Sr. Manager of Enterprise Compliance Monitori...

One of the main responsibilities is to provide continued leadership and implementation of an enterprise-wide compliance culture by supporting and enforcing the Bank’s established Compliance Management Program to ensure compliance with all applicable State and Federal laws, rules and regulations, ...

The Compliance Monitoring and Reporting Officer assists the Compliance Monitoring and Reporting Team in implementing and maintaining the enterprise second line of defense monitoring program. This individual should be knowledgeable in compliance monitoring and testing activities as well as underst...

This position will support the Head of Operational Risk by executing the operational risk framework, including but not limited to, risk and control assessments (RCSAs), controls testing, issues and actions management, key risk indicators, operational risk incident reporting, scenario analyses, et...

Advising regional business & risk teams on the implementation of central policy and framework, as well as providing independent operational risk oversight, insight, and foresight for the business in America. Operational Risk, Senior Manager. Driving a strong risk management culture and providing ...

We are seeking an experienced Program Manager to lead a critical transformation program aimed at upgrading Reinsurance product offerings to meet evolving customer needs. Identify and manage program risks and issues, implementing appropriate mitigation strategies to minimize impact on the program'...

JK Executive Strategies is proud to partner with a global center for research and education in search of an Assistant Director of Business Development to join its team!. Assistant Director of Business Development. The role of an Assistant Director entails offering diverse communication, marketing...

Manager / Cosmetologist Benefits:. We are looking for an Assistant Shop Manager who has:. Work closely with your Area Manager to maximize the shops financial potential, by. ...

Our client is a leading quantitative investment firm looking to find a Chief Compliance Officer for the buildout of their Clearing Broker-Dealer requirements. Designing and implementing a comprehensive broker-dealer compliance program, protecting the firm from regulatory risk. Ensuring compliance...

Our client is looking for a hands-on business analyst to work across front & middle office, trade finance, payments and messaging on IT projects. The ideal candidate will have experience working across various businesses in order to gather requirements, create technical and business requirement d...

As an IT Project Manager for Fixed Income Capital Markets, you will play a crucial role in driving the successful delivery of technology projects and initiatives. Our client, a prestigious American investment bank, is seeking a talented IT Project Manager to join their Capital Markets team, speci...

The Trading Application Support Analyst - Fixed Income (Credit & Rates) is responsible for providing support for electronic trading, trade capture, pricing, risk, and market access technologies related to Fixed Income, with a focus on Credit & Rates. The role involves working with various Front O...

Develops, implements, manages, and maintains the credit unions' risk framework, programs policies and procedures including but not limited to, the Enterprise and Operational Risk Program Assessments, New Product Assessment, Policy and Procedure Management, Reportable Events, Project Risk Assessme...

This team partners with key stakeholders throughout the organization to execute independent risk monitoring functions, support process and control improvement, provide tactical and strategic reporting, execute incident management protocols, facilitate issue and action plan management and coordina...

Main Responsibilities:The main mission of the ORM/PC Analyst is to assist the Head of Operational Risk and Operational Risk Managers in ensuring and executing the missions of the ORM organization in particular the monitoring, reporting, surveillance, and control of CACIB's Operational Risk within...

Lead reviews and challenge other reviews of material operational risk events (internal and external) and analyses of thematic operational risks stemming from technology infrastructure risks. The role will focus on Operational Resilience for the US Banks and reside within the Firm Risk Management'...

Operational Risk professional (1LoD or 2LoD) with at least 7 years of experience, knows and understands well Corporate Investment Banking (CIB) products and services, has experience dealing with regulators, and ability to lead and drive change for effective operational risk management. Primary Fu...

Operational Asset Inventory Data Quality Oversight Lead (Operational Risk Department). The role will reside within the Legal and Compliance Division's Operational Risk Department, focusing on Data Quality within the firm's inventories of various types of operational assets (such as technology ass...