Are you a business? Hire regulatory counsel candidates in Fort Lee, NJ
Cross River’s Compliance team makes sure that our business is always consistent with current regulations, and as Senior Regulatory Counsel, you play a key role. We are looking for a highly qualified Legal Counsel to oversee the legal aspects of our business. The Compliance team cares about result...
The Director, Counsel will work within the Legal Department and report to the Managing Director, Associate General Counsel. At least 8 years of bank regulatory practice at an inhouse legal department of an international banking organization (FBO preferred), a relevant regulatory agency, or law fi...
Serve as The Farmer's Dog's primary regulatory counsel, providing proactive and practical advice and counsel to our internal business partners on a wide array of regulatory issues, partnering with our R&D, Food Safety & Quality and Veterinary teams to assure federal, state and local compliance an...
Provide day-to-day legal guidance on regulatory matters related to Melio's new and existing products and services, and lead regulatory change management efforts within the company. Experience obtaining and managing state Money Transmission Licenses, while addressing legal and regulatory issues th...
Partner with relevant internal teams, including Regulatory Engagement and Strategy, Product Advisory, Compliance & Enterprise Risk, Fraud, and Customer Experience Operations, to enable seamless integration of all regulatory obligations, transparency, and controls;. Once hired, the Senior Counsel ...
Paralegal- Corporate & Investment BankingCountry: United States of AmericaThe Paralegal performs substantive and procedural legal tasks requiring knowledge of legal concepts which are customarily, but not exclusively, performed by a lawyer in the delivery of corporate and legal services to the o
Fixed Income Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Fixed Income Compliance. TP ICAP is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm's fix...
Director and Managing Counsel, Corporate and Investment Banking Legal - TD Securities. Collaborate closely with internal stakeholders, including investment bankers, product groups and compliance as well as external counsel. Stay current of legal and regulatory developments impacting the financial...
Equities Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Equity and Equity Derivatives Compliance. TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance advice and support to the ...
We are searching for a Senior Level Compliance professionial with financial services experience.This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C-Level executives.Below is a snapshot of the opportunity.Compliance Profession...
Internal Audit, Compliance, self-identified and Regulatory), as well as oversee the execution of the Americas Division's ("AD") Complaints Management Framework.
Manage regulatory interactions, prepare submissions and coordinate responses to inquiries from regulatory authorities. Strong understanding of regulatory and self-regulatory agencies rules and regulations (specifically FINRA and SEC) with best practices in compliance management. As Chief Complian...
This team focuses on several key compliance risk types, including consumer compliance, investment banking related compliance, conduct, regulatory compliance, reputation, strategic, and technology risk. SMBC Group is seeking a ComplianceTransformationOfficer for the Compliance Department Americas ...
Assist with managing regulatory exams, investigations and inquiries conducted by FINRA, SEC and state regulators coordinating with regulators, auditors, compliance personnel and each business unit management. Continually assess the inherent risk of business units as well as the effectiveness of m...
Responsible for providing regulatory and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities including Primary Dealer and fixed income futures activity. Ext...
Paralegal- Corporate & Investment BankingCountry: United States of AmericaThe Paralegal performs substantive and procedural legal tasks requiring knowledge of legal concepts which are customarily, but not exclusively, performed by a lawyer in the delivery of corporate and legal services to the or...
Tracks and ensures referral and intake metrics achievement under grants and contracts in consultation with attorneys.
The Gori Law FirmAssociate Attorney (New York Office)Employee Job DescriptionPosition Title: Associate Attorney (New York Office)Reports To: Supervising AttorneyPosition: Full Time; Salary ExemptSupervisor Role: NoOverall Descriptions of the Position:An associate attorney is responsible for condu...
Our client, a prominent mid-sized law firm, is seeking a Trial Counsel to join their team.Ideal candidate will have general liability, medical malpractice defense or toxic tort defense trial experience.This position is hybrid remote.Competitive base salary (140k to 200k), bonus + benefits.
Financial Restructuring associate.What is unique about this role is that it sits within the firm's dynamic financial restructuring practice and, in addition to working on new loan originations and managing existing capital structures, you will have the opportunity to represent clients on a wide r...
Transactional Associate Attorney. Transactional Associate Attorney. Transactional Associate Attorney Requirements:.
Overview: We are seeking an experienced General Counsel to join our dynamic team at ModusLink.As a leading provider of logistics and supply chain services operating on a global scale, we navigate diverse legal landscapes and regulatory environments.NYSE: SPLP) is a global diversified holding comp...
This position is placed within the Advisory group of the Financial Security team. The position reports directly to the Head of Advisory – Financial Security.
Outside Counsel Management: Select, coordinate, and manage outside counsel engagements, optimizing legal spend. Associate General Counsel - Hybrid/Local. Are you ready to take your legal career to the next level? We're seeking an exceptional individual to join our team as an Associate General Cou...
