Are you a business? Hire regulatory counsel candidates in Forest Hills, NY
At least 8 years of bank regulatory practice at an inhouse legal department of an international banking organization (FBO preferred), a relevant regulatory agency, or law firm. The Director, Counsel will work within the Legal Department and report to the Managing Director, Associate General Couns...
Provide day-to-day legal guidance on regulatory matters related to Melio's new and existing products and services, and lead regulatory change management efforts within the company. Experience obtaining and managing state Money Transmission Licenses, while addressing legal and regulatory issues th...
Once hired, the Senior Counsel for Regulatory may be required to obtain state gaming licenses from various jurisdictions in order to represent FanDuel before regulators. FanDuel Group is looking to add to its legal team a senior Investigations and Enforcement Counsel for the Regulatory group with...
Serve as The Farmer's Dog's primary regulatory counsel, providing proactive and practical advice and counsel to our internal business partners on a wide array of regulatory issues, partnering with our R&D, Food Safety & Quality and Veterinary teams to assure federal, state and local compliance an...
The Paralegal performs substantive and procedural legal tasks requiring knowledge of legal concepts which are customarily, but not exclusively, performed by a lawyer in the delivery of corporate and legal services to the organization. Work Experience: 2 years; Paralegal experience with a law firm...
Under supervision, this position performs paralegal tasks associated with the defense of personal injury matters through various stages of legal proceedings in response to departmental needs.This job is dedicated to the CorVel and New York Metropolitan Transporation Authority contract.ESSENTIAL F...
Assists in the preparation of legal and corporate documentation to support attorneys.
Join our team at Bogoraz Law Group as a Litigation Paralegal with a focus on N. Paralegal certificate or equivalent work experience in Labor Law cases.
TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance advice and support to the Firm's equity and equity derivatives trading and operational functions to enable the business to operate in accordance with all applicable regulatory requirements. Equities Compliance Offi...
We are searching for a Senior Level Compliance professionial with financial services experience.This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C-Level executives.Below is a snapshot of the opportunity.Compliance Profession...
TP ICAP is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm's fixed income trading and operational functions to enable the business to operate in accordance with all applicable regulatory requirements. Fixed Income Compliance Officer will w...
Strong understanding of regulatory and self-regulatory agencies rules and regulations (specifically FINRA and SEC) with best practices in compliance management. Manage regulatory interactions, prepare submissions and coordinate responses to inquiries from regulatory authorities. Handle additional...
Monitors and provides updates on regulatory changes and supports implementation of new / amended regulatory requirements. Provides advice on regulatory and compliance requirements to business unit management and staff so that they may conduct their business in conformance with regulatory requirem...
Director and Managing Counsel, Corporate and Investment Banking Legal - TD Securities. Collaborate closely with internal stakeholders, including investment bankers, product groups and compliance as well as external counsel. Stay current of legal and regulatory developments impacting the financial...
Assist with managing regulatory exams, investigations and inquiries conducted by FINRA, SEC and state regulators coordinating with regulators, auditors, compliance personnel and each business unit management. Continually assess the inherent risk of business units as well as the effectiveness of m...
Paralegal- Corporate & Investment BankingCountry: United States of AmericaThe Paralegal performs substantive and procedural legal tasks requiring knowledge of legal concepts which are customarily, but not exclusively, performed by a lawyer in the delivery of corporate and legal services to the or...
The Senior Paralegal also provides supervision to Paralegal(s) and other non-attorney staff and interns as needed and oversees training and development of paralegal staff in collaboration with Staff Attorneys, Senior Attorneys and Managing Attorneys. Onboards, trains, and supervises paralegals, i...
The Senior Paralegal also provides supervision to Paralegal(s) and other non-attorney staff and interns as needed and oversees training and development of paralegal staff in collaboration with Staff Attorneys, Senior Attorneys and Managing Attorneys. In coordination with attorneys, assists in cli...
Paralegal certification or equivalent experience. The position is with an upbeat, friendly, progressive firm that fosters a transparent work environment and independence in work. Strong organizational and time management skills.
Work Location: 30-30 Thomson Avenue, NY, 11101.The NYC Department of Design and Construction, Law Division seeks a full-time Associate General Counsel.Under the supervision and direction of the General Counsel, First Deputy General Counsel and DDC’s management team, the Associate General Counsel ...
In-House Corporate Paralegal & Contract Administrator needed to support a small legal team that assists the investment activities of a private equity firm.
The Compliance and Privacy Officer, reporting to the Chief Human Resources Officer, will have primary responsibility for the compliance and privacy programs at God's Love We Deliver.The Compliance and Privacy Officer will review, revise and maintain the organization's compliance and privacy polic...
This position is placed within the Advisory group of the Financial Security team. The position reports directly to the Head of Advisory – Financial Security.
Established in 1805, the New York City Department of Health and Mental Hygiene (the NYC Health Department) is the oldest and largest health department in the country. The Office of General Counsel (OGC) provides legal support and representation to the entire NYC Health Department. Our mission is ...
