Regulatory counsel jobs in New York, NYCreate job alerts

The Director, Compliance Counsel will be responsible for overseeing the corporate compliance program at the client. Reporting to the Chief Compliance Officer, the Counsel will serve as the main point person for compliance matters, providing guidance on risk assessment, new product approvals, moni...

The Senior Counsel at the client will report directly to the General Counsel and provide legal advice on commercial banking transactions, vendor contracts, litigation matters, legal and regulatory requirements, and corporate governance issues.Responsibilities include drafting, negotiating, and re...

The SVP, Commercial Lending Counsel will support and lead the Bank's US Legal Department, providing advice on commercial real estate lending matters, credit, contracts, regulatory and various other banking activities. Advise the bank on a wide range of commercial lending matters pertaining to com...

External Counsel & Legal Coordination: * Collaborate with outside counsel on complex legal matters related to non-payment, lease violations, and regulatory compliance. * Maintain organized case files ...

You will be responsible for providing counsel on a wide range of legal and regulatory (including ... vehicles domestically and internationally that focus on alternative investment strategies ...

Real Estate/Corporate Paralegal New York, NY (on-site) About SERHANT. SERHANT. is the most followed real estate brand in the world, calibrated for the marketplace of tomorrow, delivering proven results for buyers, sellers, and developers. SERHANT. revolutionizes the traditional brokerage...

About Us: PubMatic (Nasdaq: PUBM) is an independent technology company maximizing customer value by delivering digital advertising’s supply chain of the future. PubMatic’s sell-side platform empowers the world’s leading digital content creators across the open internet to control access t...

Job Title: Paralegal FLSA Status: Non-Exempt Reports to: Associate Attorney Department: Legal Direct Reports: 0 Company Overview: Join our dynamic and mission-driven law firm located in the Financial District as we embark on our journey to assist Americans in fighting their debt and a...

The part-time Corporate Paralegal will support the CAO by assisting with and managing various legal matters across multiple global markets. We are searching for a professional who is energetic, highly organized, detail oriented, skilled in managing multiple priorities, and has experience working ...

Business Overview: The Transaction Banking division provides solutions to improve and optimize the working capital of corporate clients and financial institutions worldwide. This division encompasses four different businesses operating as a strategic unit to address core client needs: - Glob...

JCW is currently recruiting a confidential search on behalf of a Private Credit Lender that is a rapidly growing player in their space. This position would be for a Underwriter, sitting in their Healthcare ABL Lending team. Responsibilities: - Evaluate loan applications and financial data f...

VP, Securitization Counsel - Global Investment Management Firm A Global Investment Management firm is currently seeking a Securitization Counsel to provide legal support Structured Finance transactions and act as a business partner broadly. This position has opened up off the back of a strategic...

Job Title: Information Governance & Records Manager Position Overview: The Information Governance & Records Manager will oversee the comprehensive management of records throughout their lifecycle, ensuring compliance with retention policies and enhancing information security. This role involv...

How often does a regulatory specialist get to work directly with a Firmwide Managing Partner? Almost never - except in this role. Why this matters: - Unprecedented Access: Skip the typical chain of command and collaborate directly with the firm's top leadership. - Strategic Importance: Thi...

The Opportunity: The Legal Counsel- North America will serve as a key legal advisor on corporate and commercial matters for Puig subsidiaries across North America, encompassing the United States and Canada. This role supports Puig’s Beauty and Fashion division, which includes prestigious brands...

DATA PRIVACY AND INFORMATION GOVERNANCE OFFICER General Counsel’s Office Debevoise & Plimpton LLP is a premier law firm with market-leading practices, a global perspective and strong New York roots. Our clients look to us to bring a distinctively high degree of quality, intensity and creativ...

Corporate M&A Attorney Salary: $270,000 - $400,000 Company Overview: Join a prestigious and highly regarded organization, recognized for its leadership in corporate law and M&A transactions. This is a unique opportunity to work on complex and high-stakes mergers, acquisitions, and corpor...

Attorney - SIU Internal Investigator needed for long term contract position with a leading financial institution located in NYC. The attorney will assist with the internal investigations of employee business conduct-related matters, with primary focus on the use of non-Firm approved devices/messa...

Seeking a Private Wealth/Private Banking Counsel for the legal and compliance department within a leading asset manager with headquarters in New York City. Preferred experience: 8+ years in the asset management group at a law firm with significant private wealth clients, or in-house at an asset ...

Assistant General Counsel – Institutional Asset Management About the Role: A top-tier asset manager is seeking an Investment Management Attorney to provide legal and regulatory support for its institutional asset management business. This role will work closely with investment teams, complia...

H/Advisors Abernathy, a leading strategic communications firm, is seeking ambitious and hardworking candidates with 1-2 years of relevant experience to join our growing firm. We focus on advising and executing sophisticated communications programs for consequential and high-stakes situations for ...

Title: Legal Counsel/Associate General Counsel Firm: Growing Alternative Credit Manager Location: New York, New York Compensation Range: $300k - $400k all in (base + bonus) Legal Counsel/Associate General Counsel (New York, New York): Our client, a start up hedge fund with significant back...

About the Company - We are working with a dynamic, pioneering pharmaceuticals company who would like to hire a senior health care lawyer to assist at a pivotal time in its growth cycle. You will manage healthcare legal matters, including contracts, compliance, and litigation as well as collaborat...

A reputable client is seeking a high-performing and experienced Private Funds Counsel to join their dynamic legal team. The ideal candidate will have a strong background in in the formation and operation of private funds, including private equity, venture capital, credit, fund of funds, and real ...

Nearwater Capital is a rapidly growing and innovative specialty finance company headquartered in New York City with a global business and client base, with offices in New York, London and Dublin. Established in 2017, Nearwater has distinguished itself as a leader in delivering thoughtful, solutio...

Job Title: Compliance Associate Location: Hybrid - New York City Salary: $120-150k base + bonus (140-180k all in), depending on experience Industry: Asset Management About the role: A leading asset manager is seeking a compliance associate to join their compliance team in New York. T...

A Global Commerical Bank is currently seeking a Derivatives Counsel to work directly with their Chief Legal Officer. This counsel will serve as the first Derivatives Lawyer in the United States and will be responsible for all aspects of legal support and advice in relation to a broad suite of tra...

Job Title Equity Derivatives Counsel - Vice President - Direct Corporate Title Director Location New York, NY Overview Your core responsibility will be to advise Deutsche Bank's US equity derivatives trading and structuring teams and other businesses in connection with a broad range of equ...

Now Hiring: Experienced Fund Formation Lawyer for In-House Role at Leading Asset Manager Location : NY, NY Compensation: $250,000-$300,000 + bonus + yearly equity grant Are you a Fund Formation lawyer with at least 6 years of experience at a top law firm? Are you ready to transition to an ...

We represent a private investment manager looking to hire an Associate General Counsel to support their Private Wealth business. The ideal candidate will have 5+ years of experience in private wealth legal and compliance issues. Responsibilities: -Provide strategic advice on legal and regulat...

Investment Services Associate – Investment Services - Chicago, IL | Dallas, TX | Los Angeles, CA | Miami, FL | New York, NY | San Francisco, CA | Washington, DC About Our Client We are working with a top-tier law firm known for its leading investment services practice and deep expertise in f...

Join our dynamic Client Servicing Team within the A&S group of Global Finance Operations (GFO) at Natixis, a critical area of focus and growth. As an Administrative Agency Officer, you will serve as a key point of contact for our clients, directly interfacing with Originators, Syndicators, and Re...

Our client is an established asset management firm in NYC. The firm is well-known and invest in assets across the credit and private equity spectrum, among other strategies. Working directly with the Head of this Division, the legal counsel/attorney would contribute to and/or be responsible for t...

About the Job: Working with a leading asset manager focused on cryptocurrencies. With over a decade of experience in managing crypto funds, we pioneered the model of offering cryptocurrency exposure through securities. We take pride in our crypto expertise and collaborate closely with both indivi...

A leading global law firm is seeking a highly skilled and self-driven Private Equity Associate to join its dynamic team. This role will be crucial in providing legal counsel and support to clients engaged in private equity transactions. The ideal candidate will have 3 to 6 years of proven experie...

Job Description Overview The Pharmacist serves patients by safely preparing medications; provides pharmacology and research protocol information to multidisciplinary health care teams and researchers; adheres to NYSBP, TJC, NYDOH, DEA, FDA, NIH, and all other applicable regulatory agency requir...

Location: Midtown Manhattan (3 days/week in office) Compensation: $200K-$225K base + bonus Our Client, a $15+ billion alternative asset management firm is looking to add a Director of Compliance to their legal and compliance team. The person in this role will report directly to the CCO R...

BRC is seeking an experienced HR Business Partner (HRBP) position who will be responsible for aligning business objectives with employees and management in designated programs. The position formulates partnerships across the HR function to deliver value-added service to management and employees t...

Join a distinguished team at the epicenter of fund formation/investment management. This premier firm has structured innovative investment vehicles across asset classes for leading fund sponsors, institutional investors, and asset managers, navigating the complex regulatory landscape with sophist...

LHH Recruitment Solutions has partnered with a Vault 10 NYC law firm that is seeking white collar talent with 3-7 years of experience. Details are below: You will focus on white collar defense, congressional investigations, regulatory and internal investigations, and crisis management Wor...

U.S. News & World Report is a multifaceted digital media company dedicated to helping citizens, consumers, business leaders and policy officials make important decisions in their lives. We publish independent reporting, rankings, data journalism and advice that has earned the trust of our readers...

Physician Affiliate Group of New York, P.C. (PAGNY), a multispecialty medical practice group, staffs several municipal hospitals and clinics within New York City through an affiliation agreement with NYC Health + Hospitals. PAGNY’s corporate staff provides administrative, practice management and ...

This position can sit in Albany, NY or New York, NY The Executive Chamber is the Office of the Governor that assists Governor Kathy Hochul in managing State government. The Executive Chamber is seeking a highly motivated and experienced attorney to serve as Special Counsel. The Special Counse...

Construction/General Liability Litigation Of Counsel ( Hybrid NYC) ( Full-Time) Location: Hybrid in the New York City office Salary: $180K - $185K Base Salary Required Experience:: - JD from an ABA-accredited law school - Active membership in good standing with the New York State Bar - ...

Senior Attorney Job Description: Masis Professional Group has an immediate need for a Senior Attorney for a very well established and highly reputable law firm New York City area on a full-time direct hire basis. The ideal candidates will have extensive knowledge of FINRA rules and regulations,...

Summary Overview: You will be primarily responsible for supporting business clients, Legal and Compliance colleagues, and the General Manager (General Counsel) in the management and operation of Marubeni America Corporation's Legal Team (MAC Legal) and managing the legal risk of MAC and Marub...

Join the CIB Americas Legal Department at Natixis, where we serve as a vital control function and strategic partner, providing comprehensive legal advice and counsel for the CIB Americas Platform. Our mission is to ensure that all activities are conducted with sound legal guidance and that potent...

NYC-based hedge fund seeks to hire a Counsel to join its Legal and Compliance team. The qualified candidate will focus on legal and compliance matters pertaining to the firm’s investment activities, including supporting the firm’s trading function, negotiating agreements with trading counterparti...