Regulatory counsel jobs in New York, NYCreate job alerts

Zurich is currently looking for a Legal Claims Professional for our Management Solutions group to work out of one of our US Claims Offices. If you are ready for a career move, consider working for a company with a global footprint that offers terrific benefits including an incentive plan, 401K...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the ta...

At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000+ employees bring the power of their perspective to the ta...

Attorney (In -House) - Jersey City 160k-180k - Operate in partnership with the company’s underwriting team to assist assigned business unit(s) in achieving their annual goals and objectives - Provide legal counsel, compliance advice, and regulatory guidance, as requested on the ordinary and s...

Robinhood is looking for an Assistant General Counsel to join our growing Regulatory legal team.

The position involves advising on a range of transactions, regulatory issues, and day-to-day matters; partnering with investment, tax, finance, and infrastructure professionals across the firm; and managing outside counsel. Work directly with the GC of one of the largest and most prominent PE fun...

The Assistant General Counsel – Healthcare will provide legal advice, support, and oversight on a broad range of healthcare-related legal matters, ensuring compliance with federal, state, and local laws and regulations. Provide legal counsel on healthcare regulatory matters, including patient car...

The Counsel, Regulatory Compliance Data & Analytics will be accountable for the data and analytics program specific to healthcare regulatory compliance across our network of properties. Advise internal teams on the regulatory and compliance aspects of acquisitions, dispositions and operator trans...

Deputy General Counsel, Global Legal - Regulatory Licensing (US). Our Global Regulatory Licensing team, in particular, works to support expansion into new markets, with a specific focus on licensing strategy, regulatory engagement, and collaboration with business partners. Assist with civil or li...

You will report to the Associate General Counsel. We're hiring a Director, Northeast Region Senior Counsel to join our Legal team. An important member of the Legal team responsible for counseling national and regional business teams on statutory / regulatory obligations, advising on provider rela...

Volunteer Legal Counsel - Regulatory Affairs & Compliance. Kiona Foundation | Remote or Hybrid | Volunteer Position. We are seeking a Volunteer Legal Counsel with expertise in nonprofit tax law, regulatory compliance, and litigation, particularly in the cannabis and botanical medicine space.

The Associate General Counsel will work with teams across EnergyHub to provide advice on a wide range of legal matters, including commercial contracts and transactions, privacy, IP, compliance, M&A, and regulatory issues as well as general corporate matters. Supervise and coordinate with outside ...

The Senior Counsel at the client will report directly to the General Counsel and provide legal advice on commercial banking transactions, vendor contracts, litigation matters, legal and regulatory requirements, and corporate governance issues.Responsibilities include drafting, negotiating, and re...

The Senior Corporate Counsel will collaborate with various departments within the client's organization, including Compliance and Finance, to provide legal advice on Intellectual Property best practices and ensure adherence to regulatory requirements.

The Director, Compliance Counsel will be responsible for overseeing the corporate compliance program at the client. Reporting to the Chief Compliance Officer, the Counsel will serve as the main point person for compliance matters, providing guidance on risk assessment, new product approvals, moni...

The SVP, Commercial Lending Counsel will support and lead the Bank's US Legal Department, providing advice on commercial real estate lending matters, credit, contracts, regulatory and various other banking activities. Advise the bank on a wide range of commercial lending matters pertaining to com...

External Counsel & Legal Coordination: * Collaborate with outside counsel on complex legal matters related to non-payment, lease violations, and regulatory compliance. * Maintain organized case files ...

You will be responsible for providing counsel on a wide range of legal and regulatory (including ... vehicles domestically and internationally that focus on alternative investment strategies ...

The part-time Corporate Paralegal will support the CAO by assisting with and managing various legal matters across multiple global markets. We are searching for a professional who is energetic, highly organized, detail oriented, skilled in managing multiple priorities, and has experience working ...

Job Title: Paralegal FLSA Status: Non-Exempt Reports to: Associate Attorney Department: Legal Direct Reports: 0 Company Overview: Join our dynamic and mission-driven law firm located in the Financial District as we embark on our journey to assist Americans in fighting their debt and a...

About Us: PubMatic (Nasdaq: PUBM) is an independent technology company maximizing customer value by delivering digital advertising’s supply chain of the future. PubMatic’s sell-side platform empowers the world’s leading digital content creators across the open internet to control access t...

Real Estate/Corporate Paralegal New York, NY (on-site) About SERHANT. SERHANT. is the most followed real estate brand in the world, calibrated for the marketplace of tomorrow, delivering proven results for buyers, sellers, and developers. SERHANT. revolutionizes the traditional brokerage...

JCW is currently recruiting a confidential search on behalf of a Private Credit Lender that is a rapidly growing player in their space. This position would be for a Underwriter, sitting in their Healthcare ABL Lending team. Responsibilities: - Evaluate loan applications and financial data f...

Business Overview: The Transaction Banking division provides solutions to improve and optimize the working capital of corporate clients and financial institutions worldwide. This division encompasses four different businesses operating as a strategic unit to address core client needs: - Glob...

Job Description Overview The Pharmacist serves patients by safely preparing medications; provides pharmacology and research protocol information to multidisciplinary health care teams and researchers; adheres to NYSBP, TJC, NYDOH, DEA, FDA, NIH, and all other applicable regulatory agency requir...

About the Job: Working with a leading asset manager focused on cryptocurrencies. With over a decade of experience in managing crypto funds, we pioneered the model of offering cryptocurrency exposure through securities. We take pride in our crypto expertise and collaborate closely with both indivi...

Location: Midtown Manhattan (3 days/week in office) Compensation: $200K-$225K base + bonus Our Client, a $15+ billion alternative asset management firm is looking to add a Director of Compliance to their legal and compliance team. The person in this role will report directly to the CCO R...

A leading global law firm is seeking a highly skilled and self-driven Private Equity Associate to join its dynamic team. This role will be crucial in providing legal counsel and support to clients engaged in private equity transactions. The ideal candidate will have 3 to 6 years of proven experie...

Physician Affiliate Group of New York, P.C. (PAGNY), a multispecialty medical practice group, staffs several municipal hospitals and clinics within New York City through an affiliation agreement with NYC Health + Hospitals. PAGNY’s corporate staff provides administrative, practice management and ...

Join a distinguished team at the epicenter of fund formation/investment management. This premier firm has structured innovative investment vehicles across asset classes for leading fund sponsors, institutional investors, and asset managers, navigating the complex regulatory landscape with sophist...

LHH Recruitment Solutions has partnered with a Vault 10 NYC law firm that is seeking white collar talent with 3-7 years of experience. Details are below: You will focus on white collar defense, congressional investigations, regulatory and internal investigations, and crisis management Wor...

BRC is seeking an experienced HR Business Partner (HRBP) position who will be responsible for aligning business objectives with employees and management in designated programs. The position formulates partnerships across the HR function to deliver value-added service to management and employees t...

U.S. News & World Report is a multifaceted digital media company dedicated to helping citizens, consumers, business leaders and policy officials make important decisions in their lives. We publish independent reporting, rankings, data journalism and advice that has earned the trust of our readers...

Assistant General Counsel – Mutual Funds Location: NYC (3 days in office) About the Role: A leading investment management firm is seeking an Assistant General Counsel to support its U.S. registered funds business. This role offers broad exposure to legal and regulatory matters, direct inter...

Seeking a Private Wealth/Private Banking Counsel for the legal and compliance department within a leading asset manager with headquarters in New York City. Preferred experience: 8+ years in the asset management group at a law firm with significant private wealth clients, or in-house at an asset ...

Title: Legal Counsel/Associate General Counsel Firm: Growing Alternative Credit Manager Location: New York, New York Compensation Range: $300k - $400k all in (base + bonus) Legal Counsel/Associate General Counsel (New York, New York): Our client, a start up hedge fund with significant back...

About the Company - We are working with a dynamic, pioneering pharmaceuticals company who would like to hire a senior health care lawyer to assist at a pivotal time in its growth cycle. You will manage healthcare legal matters, including contracts, compliance, and litigation as well as collaborat...

A reputable client is seeking a high-performing and experienced Private Funds Counsel to join their dynamic legal team. The ideal candidate will have a strong background in in the formation and operation of private funds, including private equity, venture capital, credit, fund of funds, and real ...

H/Advisors Abernathy, a leading strategic communications firm, is seeking ambitious and hardworking candidates with 1-2 years of relevant experience to join our growing firm. We focus on advising and executing sophisticated communications programs for consequential and high-stakes situations for ...

Nearwater Capital is a rapidly growing and innovative specialty finance company headquartered in New York City with a global business and client base, with offices in New York, London and Dublin. Established in 2017, Nearwater has distinguished itself as a leader in delivering thoughtful, solutio...

Our client is an established asset management firm in NYC. The firm is well-known and invest in assets across the credit and private equity spectrum, among other strategies. Working directly with the Head of this Division, the legal counsel/attorney would contribute to and/or be responsible for t...

Investment Services Associate – Investment Services - Chicago, IL | Dallas, TX | Los Angeles, CA | Miami, FL | New York, NY | San Francisco, CA | Washington, DC About Our Client We are working with a top-tier law firm known for its leading investment services practice and deep expertise in f...

Now Hiring: Experienced Fund Formation Lawyer for In-House Role at Leading Asset Manager Location : NY, NY Compensation: $250,000-$300,000 + bonus + yearly equity grant Are you a Fund Formation lawyer with at least 6 years of experience at a top law firm? Are you ready to transition to an ...

A Global Commerical Bank is currently seeking a Derivatives Counsel to work directly with their Chief Legal Officer. This counsel will serve as the first Derivatives Lawyer in the United States and will be responsible for all aspects of legal support and advice in relation to a broad suite of tra...

Job Title Equity Derivatives Counsel - Vice President - Direct Corporate Title Director Location New York, NY Overview Your core responsibility will be to advise Deutsche Bank's US equity derivatives trading and structuring teams and other businesses in connection with a broad range of equ...

We represent a private investment manager looking to hire an Associate General Counsel to support their Private Wealth business. The ideal candidate will have 5+ years of experience in private wealth legal and compliance issues. Responsibilities: -Provide strategic advice on legal and regulat...

Job Title: Compliance Associate Location: Hybrid - New York City Salary: $120-150k base + bonus (140-180k all in), depending on experience Industry: Asset Management About the role: A leading asset manager is seeking a compliance associate to join their compliance team in New York. T...

Join our dynamic Client Servicing Team within the A&S group of Global Finance Operations (GFO) at Natixis, a critical area of focus and growth. As an Administrative Agency Officer, you will serve as a key point of contact for our clients, directly interfacing with Originators, Syndicators, and Re...