Are you a business? Hire regulatory counsel candidates in Newark, NJ
Commercial Litigation Attorney. The ideal candidate will have a strong background in commercial litigation and financial legal matters, with a proven track record of success. You will work closely with clients, providing counsel on complex litigation issues, financial transactions, and regulatory...
Panasonic- Senior Legal Counsel- Litigation and Regulatory. Admission to a state bar, NJ or NY preferred or eligibility to obtain in-house counsel license in NJ. Minimum 8 years' experience at a law firm and or corporate legal department with a focus on product safety or product liability, produc...
The Director, Counsel will work within the Legal Department and report to the Managing Director, Associate General Counsel. At least 8 years of bank regulatory practice at an inhouse legal department of an international banking organization (FBO preferred), a relevant regulatory agency, or law fi...
Serve as The Farmer's Dog's primary regulatory counsel, providing proactive and practical advice and counsel to our internal business partners on a wide array of regulatory issues, partnering with our R&D, Food Safety & Quality and Veterinary teams to assure federal, state and local compliance an...
Provide day-to-day legal guidance on regulatory matters related to Melio's new and existing products and services, and lead regulatory change management efforts within the company. Coordinate the application process for state Money Transmission Licenses while leading all regulatory affairs for Me...
Once hired, the Senior Counsel for Regulatory may be required to obtain state gaming licenses from various jurisdictions in order to represent FanDuel before regulators. FanDuel Group is looking to add to its legal team a senior Investigations and Enforcement Counsel for the Regulatory group with...
The Paralegal performs substantive and procedural legal tasks requiring knowledge of legal concepts which are customarily, but not exclusively, performed by a lawyer in the delivery of corporate and legal services to the organization. Work Experience: 2 years; Paralegal experience with a law firm...
Paralegal- Corporate & Investment BankingCountry: United States of AmericaThe Paralegal performs substantive and procedural legal tasks requiring knowledge of legal concepts which are customarily, but not exclusively, performed by a lawyer in the delivery of corporate and legal services to the o
Equities Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Equity and Equity Derivatives Compliance. TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance advice and support to the ...
We are searching for a Senior Level Compliance professionial with financial services experience.This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C-Level executives.Below is a snapshot of the opportunity.Compliance Profession...
Fixed Income Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Fixed Income Compliance. TP ICAP is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm's fix...
Strong understanding of regulatory and self-regulatory agencies rules and regulations (specifically FINRA and SEC) with best practices in compliance management. Manage regulatory interactions, prepare submissions and coordinate responses to inquiries from regulatory authorities. As Chief Complian...
Monitors and provides updates on regulatory changes and supports implementation of new / amended regulatory requirements. Provides advice on regulatory and compliance requirements to business unit management and staff so that they may conduct their business in conformance with regulatory requirem...
Director and Managing Counsel, Corporate and Investment Banking Legal - TD Securities. Collaborate closely with internal stakeholders, including investment bankers, product groups and compliance as well as external counsel. Stay current of legal and regulatory developments impacting the financial...
SMBC Group is a top-tier global financial group.Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance.The Group has more than 130 offices and 80,000 employees worldwid...
Assist with managing regulatory exams, investigations and inquiries conducted by FINRA, SEC and state regulators coordinating with regulators, auditors, compliance personnel and each business unit management. Continually assess the inherent risk of business units as well as the effectiveness of m...
Paralegal- Corporate & Investment BankingCountry: United States of AmericaThe Paralegal performs substantive and procedural legal tasks requiring knowledge of legal concepts which are customarily, but not exclusively, performed by a lawyer in the delivery of corporate and legal services to the or...
The Senior Paralegal also provides supervision to Paralegal(s) and other non-attorney staff and interns as needed and oversees training and development of paralegal staff in collaboration with Staff Attorneys, Senior Attorneys and Managing Attorneys. Onboards, trains, and supervises paralegals, i...
While this position will primarily focus on providing benefits law counseling, it will also require providing employment law support to other internal business clients as well as supplement the employment law group in other areas as needed. You will also be required to provide advice and counsel ...
Transactional Associate Attorney. Transactional Associate Attorney. Transactional Associate Attorney Requirements:.
Overview: We are seeking an experienced General Counsel to join our dynamic team at ModusLink.As a leading provider of logistics and supply chain services operating on a global scale, we navigate diverse legal landscapes and regulatory environments.NYSE: SPLP) is a global diversified holding comp...
Transactional Associate Attorney Requirements:. Noteworthy firm is seeking a Family Law attorney to join the team. Assist the supervising attorneys in all phases of the practice.
Attorney in good standing with a law degree from a well-regarded law school.
