Are you a business? Hire regulatory counsel candidates in Elmhurst, NY
The Director, Counsel will work within the Legal Department and report to the Managing Director, Associate General Counsel. At least 8 years of bank regulatory practice at an inhouse legal department of an international banking organization (FBO preferred), a relevant regulatory agency, or law fi...
Serve as The Farmer's Dog's primary regulatory counsel, providing proactive and practical advice and counsel to our internal business partners on a wide array of regulatory issues, partnering with our R&D, Food Safety & Quality and Veterinary teams to assure federal, state and local compliance an...
Provide day-to-day legal guidance on regulatory matters related to Melio's new and existing products and services, and lead regulatory change management efforts within the company. Experience obtaining and managing state Money Transmission Licenses, while addressing legal and regulatory issues th...
Reporting to FanDuel's Director of Regulatory Investigations and Enforcement, this role will join a sophisticated team of legal and regulatory experts and:. Manage regulatory inquiries, investigations, incidents, and enforcement actions related to fraud, marketing, risk & trading, cybersecurity, ...
Under supervision, this position performs paralegal tasks associated with the defense of personal injury matters through various stages of legal proceedings in response to departmental needs.This job is dedicated to the CorVel and New York Metropolitan Transporation Authority contract.ESSENTIAL F...
Paralegal- Corporate & Investment BankingCountry: United States of AmericaThe Paralegal performs substantive and procedural legal tasks requiring knowledge of legal concepts which are customarily, but not exclusively, performed by a lawyer in the delivery of corporate and legal services to the o
Fixed Income Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Fixed Income Compliance. TP ICAP is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm's fix...
We are searching for a Senior Level Compliance professionial with financial services experience.This is a short-term consulting project that could go permanent depending on the performance and chemistry with the other C-Level executives.Below is a snapshot of the opportunity.Compliance Profession...
Equities Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Equity and Equity Derivatives Compliance. TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance advice and support to the ...
Manage regulatory interactions, prepare submissions and coordinate responses to inquiries from regulatory authorities. Strong understanding of regulatory and self-regulatory agencies rules and regulations (specifically FINRA and SEC) with best practices in compliance management. Handle additional...
SMBC), SMBC Nikko Securities America, Inc. SMBC's employees participate in a hybrid workforce model that provides employees with an opportunity to work from home, as well as, from an SMBC office. SMBC provides reasonable accommodations for employees and applicants with disabilities consistent wit...
Series 7, 24, 14, 52, 53 required; other regulatory licenses desired. Experience coordinating broker-dealer regulatory exams and responses. The selected candidates will be responsible for supporting the firm's overall compliance program including developing policies and procedures, communicating ...
Internal Audit, Compliance, self-identified and Regulatory), as well as oversee the execution of the Americas Division's ("AD") Complaints Management Framework.
Paralegal- Corporate & Investment BankingCountry: United States of AmericaThe Paralegal performs substantive and procedural legal tasks requiring knowledge of legal concepts which are customarily, but not exclusively, performed by a lawyer in the delivery of corporate and legal services to the or...
SMBC Group is a top-tier global financial group.Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance.The Group has more than 130 offices and 80,000 employees worldwid...
Transactional Associate Attorney.An established law firm is seeking a .Transactional Associate Attorney.Ideal candidate will be motivated, professional, analytical and have relevant experience in transactional law.Transactional Associate Attorney Requirements:.Experience in business and real esta...
Ability to work effectively and collaboratively with individuals and groups both internally and externally. Collaborate with internal teams on time-sensitive projects and translate business objectives into agreements.
REMOTE Long-Term/Temp-to-Hire Litigation Paralegal. LHH is recruiting for an experienced Litigation Paralegal for a long-term or temp-to-hire REMOTE opportunity located in California.
Perform other duties as assigned by Executive Agency Counsel and/or the Deputy General Counsel. The Office of General Counsel (OGC) provides legal support and representation to the entire NYC Health Department. Ensure compliance with deadlines, as well as provide counsel on legal and policy issue...
Our client, a prominent regional law firm, is seeking an Associate to join their Nassau County team.
Pico is currently seeking candidates for our corporate counsel role based in our New York office.Successful candidates will be responsible for providing legal advice and support to internal clients on a variety of legal matters, including day-to-day commercial and corporate generalist work in a f...
Project Recruit has partnered with a.The position is with an upbeat, friendly, progressive firm that fosters a transparent work environment and independence in work.Edit drafts and finalize documents.Serve morning and discovery documents.Handle real estate closings and financial statements.Assist...
Overview: We are seeking an experienced General Counsel to join our dynamic team at ModusLink. As a leading provider of logistics and supply chain services operating on a global scale, we navigate diverse legal landscapes and regulatory environments.
In-House Corporate Paralegal & Contract Administrator needed to support a small legal team that assists the investment activities of a private equity firm.
