Banking, Finance, Compliance, Management, Product, Stakeholder, Regulation & Payments Playing a key role in leading the compliance activities, managing a team of c.5 Product Managers & Business ...
... regulations and company procedures. • Compliance with design assurance and audit processes • Preparation of concept and developed design, from specifications and drawings within defined periods ...
Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct. This includes understanding and ensuring compliance with, in letter and spirit ...
Market and Regulatory Changes: Stay on top of regulatory and policy changes that impact Narrative's business. Communicate impact to relevant stakeholders and drive/implement required changes
Ensure adherence to industry standards and regulations. * Create and implement compliance policies. * Perform audits to identify and reduce risks. * Work with engineering teams for product compliance
Compliance and Trade Control Analyst will assist in the development, implementation and monitoring of regulatory policies and manage regulatory reporting requirements for new trading initiatives. The ...
Regulatory Compliance: Ensuring compliance with relevant energy regulations, policies, and market rules. * Mergers and Acquisitions: Advising on the acquisition, disposal, and joint ventures of ...
You will take responsibility for the administration within the Compliance team, and support its subsequent pillars (UK advisory, Regulatory, Financial Crime and International Advisory) through the ...
While this role is considered voluntary, we recognise the regulatory and strategic responsibilities it entails. As such, remuneration is attached to these roles to reflect the commitment required. We ...
The successful candidate will oversee the installation of fire stopping to service penetrations and ensure all projects meet regulatory standards and client expectations. This role requires a ...
Legal and Regulatory Compliance: Ensure compliance with legal and regulatory requirements for Sales & Marketing departments, providing strategic advice during legal disputes and staying informed ...
Ensure compliance with international regulations and internal policies. * Design and manage global cash pooling structures for optimal liquidity management. Foreign Exchange (FX) Management
Ensure that all remediation work adheres to current British fire safety regulations and standards. * Mentorship : Provide guidance to team members to ensure they are proficient in fire ...
Knowledge and interest in the Market Abuse regulatory environment. Experience of risk management tasks and approaches.
To develop and maintain expertise in SRA/other relevant regulation and legislation affecting the firm's business, forming contacts and networking with regulators, representative bodies and peers in ...
Comply with CQC regulatory framework to achieve 'outstanding' status. * Oversee day to day operational efficiency of the clinic, including facilities, equipment, inventory management and client ...
The role involves liaising with laboratories on regulatory submissions, communicating with suppliers and staff members of all levels, and educating / guiding personnel and customers about compliance ...
Help monitor compliance with data protection regulations, including GDPR, CCPA, and HIPAA. * Participate in the review and update of data privacy documentation and records. * Assist in responding to ...
... regulator. Knowledge of conflicts of interest and financial crime would be highly desirable, ideally with experience of leading others and delivering training. Applications from fee earners with ...
Oversee regulatory compliance, ensuring the pharmacy meets all legal and ethical requirements, including GPhC and MHRA regulations. * Manage and mentor a team of pharmacists, pharmacy technicians ...
Experience of working at the Regulator or an Asset Manager in a compliance surveillance role * Strong understanding of the relevant FCA regulations * Strong working knowledge of any of the following ...
Candidates must be adept at working within the regulatory frameworks of the public sector and navigating enterprise-level sales structures. Key Responsibilities: * Sales Strategy Development: Develop ...
Stay updated on regulatory changes and adjust departmental processes as needed to remain compliant. 7. Performance Monitoring * Set and monitor key performance indicators (KPIs) to ensure progress ...
Comply with all financial regulations and compliance requirements and keep updated on changes in financial regulations to ensure firm compliance. * Review and approve key prudential regulatory ...