Surveillance officer jobs in St Albans

Sensitivity Review IT Technical Support Officer. You’ll be working with a team of policy officers with experience of historical world events, operations colleagues responsible for preparing the digital information for review and a technology team who develop and support software applications. You...

A great opportunity to join a established and growing firm! My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. Assisting within day-to-day surveillance acti...

We are currently seeking a Senior Healthcare Compliance Officer to join our dynamic team. We are dedicated to ensuring compliance with national and international regulations, professional standards, and internal policies to uphold the integrity of our services. Our team is passionate about making...

Ideally you’ll have been a compliance officer and/or nominated officer for a UK-based estate agency. COMPANY ACCOUNTS & AML COMPLIANCE OFFICER - REMOTE WORKING. They are looking for a Company Accounts & AML Compliance Officer to join the team. Working closely with the Directors, you will manage t...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

The Compliance Monitoring & Oversight Officer will play a crucial role in our Compliance department, ensuring that B4B Payments operates within all regulatory frameworks applicable to electronic money and payment services companies. Compliance Monitoring & Oversight Officer. Compliance Monitoring...

The role of the Senior Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies and codes of conduct through appropriate control systems in order to minimise and mitigate risks to the business. The role is to assist the the Complianc...

Support Officer - Direct Home Finance. The Support Officer will maintain the administration of all legal due diligence as applicable to home purchase plan cases and assist in the preparation of them for completion, following all Risk and Compliance procedures applicable within Gatehouse Bank Plc....

We are currently working with an ambitious law firm who are looking for a Compliance Officer to join their team in London. ...

Our Client is a progressive law firm based in Islington looking to recruit a bright, confident, and articulate individual to join our Compliance team. Assisting with administrative tasks for the Compliance team generally. You will work closely with our Head of Risk and Compliance and deputise whe...

Market Trade Surveillance Officer - ETF Surveillance Location: London Department: Risk Management Reports To: Chief Risk Officer (CRO) Company Overview: A leading financial services firm focused on ...

Trade Surveillance Officer City of London / Hybrid Permanent Up to £70,000 cer Financial are working alongside a financial advisor who are based in the City of London. They are seeking a Trade ...

My client is looking for a Trade Surveillance officer who has the experience and initiative to assist in the implementation of new processes/systems as well as improve the current procedures. The ...

... Officer to join their dynamic and high performing compliance function. The company is in growth ... Carrying out frequent and thorough trade surveillance checks in relation to market abuse and market ...

... surveillance, and reporting on compliance risks, incidents, and breaches. * Assist the Money Laundering Reporting Officer (MLRO), ensuring effective implementation of anti-money laundering and ...

... Officer to join the team to lead, oversee and manage the day to day compliance and operational ... trade surveillance and investment mandate adherence. * Maintain effective control frameworks for ...

Surveillance Compliance (AVP/VP) Our client is a global investment bank, who are seeking a compliance professional to take on a position in the firm's markets surveillance function. Your ...

EJ805 - Security Officer (Estate) Location : High WycombeSalary : £27,000 - £31,000 Shifts : 12 ... Door supervisor and CCTV (public space surveillance). * Working knowledge of security systems, CCTV ...

Part time - (0.5WTE/18.75 hours per week) The remit of the Gastrointestinal Infections and Food Safety (One Health) Division (GIFSOH) includes gastrointestinal infections surveillance, coordinating ...

The Compliance Officer will assist in all aspects of compliance for the business. Working as part ... marketing, surveillance, distribution and advisory. Tech is core to their business and you can ...

The counterparty credit risk officer supports the RISQ/RMA/CRM UK team:  Monitoring of the UK ... surveillance and review of updates of applicable regulatory changes/updates.  Assist with the ...

MAR surveillance, best execution, allocations, sanctions lists, shareholding disclosures and filings, position limits, exceptions reporting, and maintenance of IT systems to manage these. * To ...

The role will report direct into the General Counsel & Chief Compliance Officer. The firm have ... Strong understanding of surveillance and knowledge of various asset classes including fixed income ...

Provide assistance for ongoing surveillance within Public Markets in line with key regulator processes such as MAR Technical Competencies, Skills, and Experience: * Thorough knowledge of the UK ...