Compliance associate jobs in Croydon

Barclay Simpson are currently recruiting for a Compliance Associate to join a growing special situations fund manager in the private markets space. This is a rare opportunity to join a growing business and work on exciting and complex deals from a compliance perspective. You will be reporting int...

Compliance Monitoring Associate. Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan. Follow-up management's implementation of agreed compliance actions and report all outstanding actions to the Senior Compliance Manager. Support the wider compliance t...

International payments business is seeking a Head of Compliance and MLRO. Implementation of compliance controls and processes ensuring the organisation meets its regulatory obligations. Extensive experience in financial crime compliance with a focus on UK regulations. Previous Head of Compliance/...

Coopman Search and Selection are delighted to partner with a top tier hedge fund witch circa $5 billion AUM who are looking hire a Compliance Associate due to the impressive growth of the firm. In this role you will be responsible for assisting with all compliance and legal matters covering multi...

As a Group Compliance Officer, you'll play a pivotal role in the Property Services team, ensuring statutory compliance across all aspects of the clients operations within the social housing sector. Manage statutory compliance and health and safety risk across the housing portfolio, maintaining 10...

Expert in ABPI Codes of Compliance and IPHA. ...

Duties will include: Surveillance monitoring for best execution, market abuse and market manipulation Monitoring the firms shareholder disclosures responsibilities Develop and maintain the compliance monitoring programme Provide regulatory advice to senior stakeholders Conduct thematic reviews Ma...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. Key responsibilities of the Senior Compliance Assoc...

Waterhouse-Kern Associates are excited to be working with an exciting Consultancy who work with exceptional entrepreneurs, ambitious Fintechs and successful financial services firms to combine their expertise with their passion for innovation. They provide high-quality strategic advisory services...

They are currently seeking a Compliance Associate to join their Compliance team and contribute to the success and growth of the firm. As a Compliance Associate, you will play a crucial role in maintaining and enhancing the firm's compliance programme. Compliance Associate – Private Credit Firm - ...

We are looking for a Compliance Associate to join the team!. Assist with the day-to-day compliance operations, including monitoring, surveillance, and reporting on compliance risks, incidents, and breaches. Assist with the conduct of risk assessments, compliance reviews, and audits to identify an...

A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues. You will play a vital role in ensuring the ongoing compl...

Identify and assess compliance risks associated with lottery operations, including working closely with the external lottery manager’s compliance team to maintain and improve effectiveness of compliance environment. As a Community Interest Company (CIC), through the Society Lottery they are commi...

Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial institutions, who are looking for a Senior Associate to join them. Key responsibilities of the Senior Compliance Assoc...

Compliance Monitoring Associate. Undertake regular compliance monitoring in accordance with the annual Compliance Monitoring Plan. Follow-up management's implementation of agreed compliance actions and report all outstanding actions to the Senior Compliance Manager. Support the wider compliance t...

Barclay Simpson are currently recruiting for a Compliance Associate to join a growing special situations fund manager in the private markets space. This is a rare opportunity to join a growing business and work on exciting and complex deals from a compliance perspective. You will be reporting int...

International payments business is seeking a Head of Compliance and MLRO. Implementation of compliance controls and processes ensuring the organisation meets its regulatory obligations. Extensive experience in financial crime compliance with a focus on UK regulations. Previous Head of Compliance/...

Coopman Search and Selection are delighted to partner with a top tier hedge fund witch circa $5 billion AUM who are looking hire a Compliance Associate due to the impressive growth of the firm. In this role you will be responsible for assisting with all compliance and legal matters covering multi...

Meraki Talent are working with an exciting Fintech client in London looking for a Compliance Monitoring Associate to join their growing Compliance function. Follow-up management's implementation of agreed compliance actions and report all outstanding actions to the Senior Compliance Manager, and ...

As a Group Compliance Officer, you'll play a pivotal role in the Property Services team, ensuring statutory compliance across all aspects of the clients operations within the social housing sector. Manage statutory compliance and health and safety risk across the housing portfolio, maintaining 10...

Within this context, the Associate Director, Compliance Lead Advisor works in close coordination with the Chief Accountability Officer (CAO), leading the Compliance Review function, which is responsible for the processing of cases through the three stages of the Compliance function: compliance as...

Identify and assess compliance risks associated with lottery operations, including working closely with the external lottery manager’s compliance team to maintain and improve effectiveness of compliance environment. As a Community Interest Company (CIC), through the Society Lottery they are commi...

Waterhouse-Kern Associates are excited to be working with an exciting Consultancy who work with exceptional entrepreneurs, ambitious Fintechs and successful financial services firms to combine their expertise with their passion for innovation. They provide high-quality strategic advisory services...

A leading Lloyd's insurance broker is hiring a Compliance Associate Manager to support the investment side of their business. Conduct regular reviews of client engagements and associated activities to detect any potential compliance issues. You will play a vital role in ensuring the ongoing compl...