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Senior Compliance Associate (wealth or investment management). Provide day-to-day compliance support and guidance on new regulatory developments. Conduct and document compliance monitoring reviews and support implementation of recommendations.

Location United Kingdom/Europe Main responsibilities The Senior Associate will support with the implementation of the cybersecurity compliance programme, including: Collaboration with IT assurance engagement teams across the GT network Review of data and evidence obtained in the field, including ...

Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Associate to join its growing Compliance Team in London. Responsibility for employee onboarding and compliance matters including the management of compliance certifications, p...

Compliance Associate - Equity Long/Short Hedge Fund (London) Permanent Full-Time role Salary: £80-100k (dependent on experience) bonus excellent benefits Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Associate to join its...

Senior Compliance Associate (Asset Management). Provide day-to-day compliance support and guidance on new regulatory developments. Conduct and document compliance monitoring reviews and support implementation of recommendations.

Key Responsibilities Coordinate regulatory change processes and implementation Assist in reviewing financial promotions and resolving risk events Contribute to compliance reporting and training delivery Support maintenance of Risk & Compliance technology systems PA Dealing/Gift requests Ideal Can...

As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters. Associate, Financial Crimes Compliance EMEA ("FCC EMEA"). This role will report to the EMEA Financ...

Senior Compliance Associate (Asset Management) Location: London – Hybrid £70,000 - £75,000 A leading global provider of asset management and investment technology solutions is seeking an experienced Senior Compliance Associate will support the business by providing regulatory advice, revie

As a Compliance Associate you’ll work closely with a number of senior managers in the team where you will gain exposure to a diverse range of duties in a fast-paced financial services environment. MERJE is seeking a well rounded Compliance Associate for an established fund management firm in Lond...

Senior Compliance Associate (wealth or investment management) Location: London – Hybrid A leading global provider of asset management and investment technology solutions is seeking an experienced Senior Compliance Associate will support the business by providing regulatory advice, revie

The Senior Associate will support with the implementation of the cybersecurity compliance programme, including:. Member Firms for compliance against our information security framework. Engagement with compliance colleagues, Technology and Business leaders, including the delivery of reporting mate...

We are seeking an Associate, Financial Crimes Compliance EMEA (FCC EMEA) to support the implementation and execution of the Bank’s financial crimes compliance programs across Europe, the Middle East, and Africa. As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting

We are exclusively partnered with a global hedge fund to recruit a Compliance Associate for their London team. Manage BAU compliance tasks, including code-of-ethics, on boarding and trade surveillance. Draft, update and implement new compliance policies and procedures.

Compliance Associate - Equity Long/Short Hedge Fund (London) Permanent Full-Time role Salary: £80-100k (dependent on experience) + bonus + excellent benefits Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Associate to jo

Taylor Root is thrilled to have partnered with our client, a global investment firm who specialises in private debt & private equity to assist with a Senior Compliance Associate hire. This is a generalist role supporting all areas of compliance including monitoring, surveillance, AML/KYC, monitor...

Chemical Compliance Associate Role: Your main duties will be to: Responsible for implementing, monitoring and improving all business processes, policies and practice related to Chemical and HSE compliance. CK Group are recruiting for a Chemical Compliance Associate, to join a chemicals and materi...

The Senior Associate will support with the implementation of the cybersecurity compliance programme, including:. Member Firms for compliance against our information security framework. Engagement with compliance colleagues, Technology and Business leaders, including the delivery of reporting mate...

Senior Compliance Associate (wealth or investment management). Senior Compliance Associate (Wealth and Investments), London. Provide day-to-day compliance support and guidance on new regulatory developments.

If you have broad experience in legal compliance and are looking to take the next step in your career, we encourage you to apply. Strong familiarity with SRA rules, GDPR, and UK employment law from a compliance perspective. This key hire will work closely with global legal and operational leaders...

Compliance Advisory – Investment Banking (2 Roles Available – Associate & VP level), London. Compliance, with at least 5 years in a front-office advisory capacity. Compliance experience, with at least 2 years in an advisory role.

Legal and Compliance Associate. They are seeking a Legal and Compliance associate with 2-4 years PQE to support across a range of business critical responsibilities:. Assist in the development and implementation of compliance programs and monitoring frameworks.

This role will report to the Chemical Compliance Technical Director. The Chemical Compliance team has grown significantly over the past 12 months and continues to do so as chemical regulations continue to develop, in particular UK REACH and EU REACH 2. The Chemical Compliance team is made up of p...

We are working with a Globally Significant Private Markets firm who are looking for an experienced Compliance Associate to join their team. The role will be working closely with the Head of Compliance, assisting on projects and working in a generalist/advisory capacity. Assisting in the managemen...

The Chemical Compliance team is made up of professional scientists and experts on chemical and related regulations. This diversity in client base often requires diversity in delivery solutions, whether that be by achieving compliance through supply chain management, or the use of alternative test...

A global investment bank is hiring two Compliance Advisory professionals to join its London-based team. Provide timely, practical compliance advice to front-office and support functions. Support or lead compliance reviews, investigations, and regulatory visits.

As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and trainin...

Manage compliance registers (including Financial Promotions & UCIS). Involvement in implementation of the Compliance Monitoring Programme. Experienced in conducting compliance monitoring.

As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and trainin...

MERJE is seeking a well rounded Compliance Associate for an established fund management firm in London. As a Compliance Associate you’ll work closely with a number of senior managers in the team where you will gain exposure to a diverse range of duties in a fast-paced financial services environme...

We are working with a Globally Significant Private Markets firm who are looking for an experienced Compliance Associate to join their team. The role will be working closely with the Head of Compliance, assisting on projects and working in a generalist/advisory capacity. Assisting in the managemen...

If you have broad experience in legal compliance and are looking to take the next step in your career, we encourage you to apply. This key hire will work closely with global legal and operational leadership, overseeing the implementation and maintenance of compliance strategies across a broad spe...

Manage compliance registers (including Financial Promotions & UCIS). Involvement in implementation of the Compliance Monitoring Programme. Experienced in conducting compliance monitoring.

The Senior Associate will support with the implementation of the cybersecurity compliance programme, including:. Member Firms for compliance against our information security framework. Engagement with compliance colleagues, Technology and Business leaders, including the delivery of reporting mate...

Compliance experience, with at least 2 years in an advisory role. A global investment bank is hiring two Compliance Advisory professionals to join its London-based team. Provide timely, practical compliance advice to front-office and support functions.

Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Associate to join its growing Compliance Team in London. Compliance Associate - Equity Long/Short Hedge Fund (London). Responsibility for employee onboarding and compliance ma...

Legal and Compliance Associate. They are seeking a Legal and Compliance associate with 2-4 years PQE to support across a range of business critical responsibilities:. Support the team in ensuring compliance with internal policies and applicable legal and regulatory requirements.

We are working with a Globally Significant Private Markets firm who are looking for an experienced Compliance Associate to join their team. Assisting in the management of the Compliance Framework including the implementation of policies and procedures. Involvement in implementation of the Complia...

Liaise with HR and business development to review client RFPs, employment contracts, and contribute to firmwide compliance assurance. Minimum of 5 years' experience in a risk or compliance-focused role within legal services either as a qualified lawyer or non-qualified. Strong familiarity with SR...

Senior Compliance Associate (wealth or investment management). Provide day-to-day compliance support and guidance on new regulatory developments. Conduct and document compliance monitoring reviews and support implementation of recommendations.

We are exclusively partnered with a global hedge fund to recruit a Compliance Associate for their London team. Manage BAU compliance tasks, including code-of-ethics, on boarding and trade surveillance. Draft, update and implement new compliance policies and procedures.

Senior Compliance Associate (Asset Management). Provide day-to-day compliance support and guidance on new regulatory developments. Conduct and document compliance monitoring reviews and support implementation of recommendations.

Taylor Root is thrilled to have partnered with our client, a global investment firm who specialises in private debt & private equity to assist with a Senior Compliance Associate hire. This is a generalist role supporting all areas of compliance including monitoring, surveillance, AML/KYC, monitor...

The Role This role supportsHuman ResourcesInvestor Relations functionCompliance Support the Compliance officer with the management and monitoring of the Senior Manager and Certification Regime

The Senior Associate will support with the implementation of the cybersecurity compliance programme, including:. Member Firms for compliance against our information security framework. Engagement with compliance colleagues, Technology and Business leaders, including the delivery of reporting mate...

Key Responsibilities: Implement the effective operational implementation of FCA rules and regulation, subsequently monitoring ongoing adherence to this as required Oversee the Compliance Monitoring Programme, ensuring all regulated business activities are fulfilled correctly and on time Provide o...

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Assist the Compliance Officer to educate and train employees on compliance issues and industry developments. Be a resource to business groups to resolve compliance issues in accordance with firm policies Flexibility to provide ad hoc compliance coverage to the firm’s NY office when resources are ...

We're looking for an experienced Implementation Project Manager to lead strategic customer onboarding.Manage projects, liaise with clients and teams, and improve processes.Oversee large and complex customer implementations.Mobilise and motivate teams, ensure project success, and communicate effec...