Compliance associate jobs in RichmondCreate job alerts

We are exclusively recruiting for specialist Real Estate firm who are looking to hire a Compliance Associate to support the Compliance Director and Chief Compliance Officer, whilst developing a working knowledge of the operational and regulatory environment under which the Company operates. This ...

Think you’re ready to make an impact? Grow your career in the mortgage industry with April Mortgages and take a leading role in our ambitious expansion plans!.At April Mortgages, our mission is to give people peace of mind throughout their home ownership journey.We think mortgages should be simpl...

US LAW FIRM FINANCE ASSOCIATE – UK SOLICITOR WITH LEVERAGED FINANCE EXP & 1-5 YRS PQE REQUIRED. You must have experience of some of the above and be qualified as a solicitor in the UK with 1-5 years PQE with previous experience in a Top Law or Magic Circle firm although candidates from large regi...

Support the Head of Compliance within the compliance function. This position will be responsible for ensuring compliance across multiple jurisdictions. Assist with development, maintenance and delivery of compliance related materials.

As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the company's reputation. Ensure compliance with FCA regulations and internal policies. Some regulatory compliance experience within the investment banking / broking secto...

They are looking for an experienced compliance professional to join the team on an interim basis who will be responsible for a broad range of compliance duties across UK and EMEA. Experience with compliance monitoring and marketing/distribution.

Paralegal to join a niche telecoms company in central London. This role offers the chance to become an integral part of an expanding legal team, reporting directly to the General Counsel. Join an expanding legal team and take on a newly created role with significant responsibilities.

Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis.

As a Compliance Senior with Azets, you will be joining the established team as a newly qualified accountant with practice experience, looking to make the move into a compliance function. Coordinate ICAEW regulatory compliance visits, Audit QAD, Practice Assurance, DPB, Probate, ATOL. Respond to q...

Providing highly specialised advice and interpretation of legal, regulatory and compliance risk requirements as they relate to information barriers compliance. Compliance is developing a risk-based programme of ongoing monitoring, designed to check that key controls are being performed correctly ...

Support the Compliance Distribution Manager in maintaining full regulatory compliance across the distribution business and work with colleagues to deliver comprehensive cross-functional compliance coverage. We are open to seeing either distribution compliance-focused professionals, or generalist ...

Carry out desk based and thematic reviews of the firm's Wealth Management Division, as part of second line of defense and in line with the firm’s risk-based compliance monitoring programme. Demonstrable experience in a Compliance Monitoring role preferably gained in a Wealth or Asset Manager. Goo...

There are many benefits of being part of Grant Thornton International, working with a global and diverse team in a virtual setting is just one of them. One where all our people have the ability to choose what works best for them but also provides our people the best shared working experience util...

This individual will be assist in managing risk and compliance programs, including the implementation and monitoring of risk strategy, providing regulatory advice, training and mentoring staff and liaising with the regulators, as well as providing expert advice on risk, legal, and compliance matt...

US LAW FIRM BANKRUPTCY & RESTRUCTURING ASSOCIATE – UK SOLICITOR FROM TOP TIER FIRM WITH EXPERIENCE OF SUCH AND 1-5 YRS PQE REQUIRED.

Our client, a leading investment management firm, is seeking a compliance professional with distribution compliance expertise to join the team on a fixed-term contract for 12 months. Support the Compliance Distribution Manager in maintaining full regulatory compliance across the distribution busi...

They are looking for an experienced compliance professional to join the team on an interim basis who will be responsible for a broad range of compliance duties across UK and EMEA. Experience with compliance monitoring and marketing/distribution.

Paralegal - Regulatory Compliance - Niche Telecoms Company, Central London EMEA Legal is currently seeking a highly skilled Paralegal to join a niche telecoms company in central London. This role ...

This position will be responsible for ensuring compliance across multiple jurisdictions Key Responsibilities * Support the Head of Compliance within the compliance function * Assist with development ...

This Compliance role will report into the Director of Risk & Compliance and will be fundamental in supporting April to grow responsibly, ensuring adherence to regulatory requirements and making sure ...

We are looking for a proactive and innovative Senior Associate to join our Risk Management and Compliance practice. The role has responsibility for all aspects of research, support the delivery of ...

Optima Partners is looking for a Compliance Associate/Sr. Associate to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients

US LAW FIRM BANKRUPTCY & RESTRUCTURING ASSOCIATE - UK SOLICITOR FROM TOP TIER FIRM WITH EXPERIENCE ... Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to ...

Compliance Associate Global Fintech City of London Office Up to £80K plus bonus and benefits Fidarsi are currently representing a rapidly expanding Fintech trading firm that are revolutionizing the ...