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This Compliance role will report into the Director of Risk & Compliance and will be fundamental in supporting April to grow responsibly, ensuring adherence to regulatory requirements and making sure the customer is at the heart of everything we do. Assisting in the development and delivery of com...

We are now looking for a  Compliance Monitoring AssociateThe purpose of this role is to provide second line of defence (2LoD) conduct and compliance oversight over  1LoD (first line of defence), including Outcomes Testing, Internal & External Reporting, Quality Assurance, and Customer Document

Assist with compliance screening processes, review compliance-related queries, and update policies, procedures, and processes. Monitor and maintain compliance with applicable laws and regulations. Support periodic compliance reports for Executive Management, the Audit Committee, and the Board.

Draft legal documents, including regulatory advice, authorisation applications, and compliance frameworks. Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. SENIOR ASSOCIATE  – 5 YEARS PQE EXP IN FS REGULATORY (FINTECH, PAYMENTS OR DIGITAL...

This individual will be assist in managing risk and compliance programs, including the implementation and monitoring of risk strategy, providing regulatory advice, training and mentoring staff and liaising with the regulators, as well as providing expert advice on risk, legal, and compliance matt...

Carry out desk based and thematic reviews of the firm's Wealth Management Division, as part of second line of defense and in line with the firm’s risk-based compliance monitoring programme. Demonstrable experience in a Compliance Monitoring role preferably gained in a Wealth or Asset Manager.

The Senior Associate will support with the implementation of the cybersecurity compliance programme, including:. Engagement with compliance colleagues, Technology and Business leaders, including the delivery of reporting material and presentations. Tracking and coordination of follow up remediati...

They are looking for an experienced Compliance Associate to support on a variety of compliance tasks:. Compliance Associate – 1 Year FTC. Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis.

Support the Head of Compliance within the compliance function. Support compliance and regulatory projects,. At least five years of financial compliance experience.

We are exclusively recruiting for specialist Real Estate firm who are looking to hire a Compliance Associate to support the Compliance Director and Chief Compliance Officer, whilst developing a working knowledge of the operational and regulatory environment under which the Company operates. At le...

US LAW FIRM BANKRUPTCY & RESTRUCTURING ASSOCIATE – UK SOLICITOR FROM TOP TIER FIRM WITH EXPERIENCE OF SUCH AND 1-5 YRS PQE REQUIRED. Our client, a leading US practice now expanding in the UK, seeks a high calibre Associate to join their Bankruptcy and Restructuring team. Compliance Recruitment So...

As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the company's reputation. Some regulatory compliance experience within the investment banking / broking sector. Ensure compliance with FCA regulations and internal policie...

We are open to seeing either distribution compliance-focused professionals, or generalist compliance professionals where distribution compliance has been part of their role. Support the Compliance Distribution Manager in maintaining full regulatory compliance across the distribution business and ...

Providing highly specialised advice and interpretation of legal, regulatory and compliance risk requirements as they relate to information barriers compliance. You'll be joining the Europe, Middle East and Africa (EMEA) Compliance Control Room in London. Being proficient in all key compliance con...

Assume significant responsibility within the team, managing client relationships, supervising junior associates, and leading deal negotiations. Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. US LAW FIRM FINANCE ASSOCIATE – UK SOLICITOR ...

We are now looking for a Compliance Monitoring AssociateThe purpose of this role is toprovide second line of defence (2LoD) conduct and complianceoversight over  1LoD (first line of defence), includingOutcomes Testing, Internal & External Reporting, QualityAssurance, and Customer Documentation, s...

As a Compliance Senior with Azets, you will be joining the established team as a newly qualified accountant with practice experience, looking to make the move into a compliance function. Respond to queries in the compliance inbox. Update compliance policies, procedures, guidance and the Hive.

They are looking for an experienced compliance professional to join the team on an interim basis who will be responsible for a broad range of compliance duties across UK and EMEA. Experience with compliance monitoring and marketing/distribution.

We are open to seeing either distribution compliance-focused professionals, or generalist compliance professionals where distribution compliance has been part of their role. Support the Compliance Distribution Manager in maintaining full regulatory compliance across the distribution business and ...

Assist with compliance screening processes, review compliance-related queries, and update policies, procedures, and processes. This position promises complete ownership over managing corporate governance, regulatory compliance, and board administration for a group of companies. Manage corporate g...

They are looking for an experienced compliance professional to join the team on an interim basis who will be responsible for a broad range of compliance duties across UK and EMEA. Experience with compliance monitoring and marketing/distribution.

US LAW FIRM FINANCE ASSOCIATE – UK SOLICITOR WITH LEVERAGED FINANCE EXP & 1-5 YRS PQE REQUIRED. Our client, a leading US practice now expanding in the UK, seeks a high calibre Finance Associate to;. Assume significant responsibility within the team, managing client relationships, supervising juni...

US LAW FIRM BANKRUPTCY & RESTRUCTURING ASSOCIATE – UK SOLICITOR FROM TOP TIER FIRM WITH EXPERIENCE OF SUCH AND 1-5 YRS PQE REQUIRED. Our client, a leading US practice now expanding in the UK, seeks a high calibre Associate to join their Bankruptcy and Restructuring team. Compliance Recruitment So...

This individual will be assist in managing risk and compliance programs, including the implementation and monitoring of risk strategy, providing regulatory advice, training and mentoring staff and liaising with the regulators, as well as providing expert advice on risk, legal, and compliance matt...