Compliance associate jobs in MordenCreate job alerts

A respected private equity fund with more than 9billion AUM are looking to hire a compliance associate into their team. This person would take on a range of responsibilities reporting up into the compliance officer. This is a generalist compliance role.

Provide a practical and supportive role in maintaining, advising, and overseeing compliance with the Firm's Code of Conduct and Global Securities Trading and Conflicts of Interest Policy provisions relating to employee trading, gifts, outside interests, and annual certifications by sharing a core...

We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Manage compliance with the FCA obligations and communications with the regulator. Respond to internal requests from trading, operations and trade finance teams, ability to transl...

As an independent control function and part of the firm's second line of defense, Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and trainin...

We are seeking a Senior Compliance Associate to join our team and work corporately with the team and senior stakeholders, supporting the in house compliance functions, reviews & advisory assessments for clients in the asset management, hedge fund, private equity, and real estate space. Our client...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and traini

Compliance Associate / Senior Associate. Or equally the role could suit someone with 2-5 years’ buy side Compliance experience who is attracted to the prospect of working in a very successful and growing firm offering excellent future prospects and the opportunity to learn and develop fast. This ...

Are you ready to drive excellence in global VAT compliance? Join our team at RSM UK as the GVRC Compliance Associate Director and play a pivotal role in shaping our VAT compliance services across the UK, EU, and beyond. As the GVRC Compliance Associate Director, you’ll collaborate with Directors ...

The Senior Associate will support with the implementation of the cybersecurity compliance programme, including:. Tracking and coordination of follow up remediation cycles for those firms with findings of non-compliance. Prior experience within a security compliance assurance or auditing position....

Sheffield Haworth is a global consultancy founded in 1993.We have a history of assisting our clients in realising their potential and delivering a competitive advantage in a fast-changing world.Our vision is to be a leading global consultancy in people and transformational change.Our services inc...

As a Compliance Senior with Azets, you will be joining the established team as a newly qualified accountant with practice experience, looking to make the move into a compliance function. Provide support to staff on compliance-related matters. Coordinate ICAEW regulatory compliance visits, Audit Q...

We are working with an institutional commodities broker who are searching for a Compliance Associate to join the team. Centrally located in the city, the client are looking for a generalist compliance candidate to bring some expertise and knowledge to the team. Support ongoing annual compliance p...

Licence Compliance Associate - Software Piracy. Exposure to software piracy and licence compliance (advantageous). Senior Counsel Anti-Piracy & Licence Compliance.

Licence Compliance Associate - Software Piracy. Anti-Piracy and Licence Compliance. Assisting on global anti-piracy and licence compliance cases.

COO/Operations, CHRO/Human Resources, CTO/Technology, CEO, CFO/Finance, CRO/Risk, CCO/Compliance, and Payments, as well as ESG. Risk Management and Compliance. Senior Associates provide support in the following capacity:.

Seeking a HR and Compliance professional to support the Managing Director and wider team within a boutique Financial Services consultancy. High level business administration, in accordance with strict compliance and GDPR regulation, including preparation and proof reading of legal documents. In o...

Seeking an ESG Associate to join a global fund manager. Focus on Data, Reporting & Compliance as a key strategic pivotal role within the team working with the investment team, internal stakeholders and with the portfolio.

Draft legal documents, including regulatory advice, authorisation applications, and compliance frameworks. SENIOR ASSOCIATE – UK QUALIFIED LAWYER WITH 5 YEARS PQE EXP IN FS REGULATORY (FINTECH, PAYMENTS OR DIGITAL ASSETS) OR INVESTMENT SERVICES REGULATION & FINANCIAL MARKETS. Our client, a

SENIOR ASSOCIATE – UK QUALIFIED LAWYER WITH 5 YEARS PQE EXP IN FS REGULATORY (FINTECH, PAYMENTS OR DIGITAL ASSETS) OR INVESTMENT SERVICES REGULATION & FINANCIAL MARKETS. Our client, a leading International law firm, is seeking a Senior Associate to join their Financial Services Regulatory team in...

Compliance Associate / Senior Associate. The role might suit someone with strong academics and a couple of years’ Compliance experience in a sell side or consultancy environment who is looking to transfer to the buys side and join a smaller team in a broader role. This is a unique opportunity

Seeking a HR and Compliance professional to support the Managing Director and wider team within a boutique Financial Services consultancy. High level business administration, in accordance with strict compliance and GDPR regulation, including preparation and proof reading of legal documents. In o...

A respected private equity fund with more than 9billion AUM are looking to hire a compliance associate into their team. This person would take on a range of responsibilities reporting up into the compliance officer. This is a generalist compliance role.

Make an Impact at RSM UKAre you ready to drive excellence in global VAT compliance? Join our team at RSM UK as the GVRC Compliance Associate Director and play a pivotal role in shaping our VAT compliance services across the UK, EU, and beyond. As the GVRC Compliance Associate Director, you’ll col...

Seeking an ESG Associate to join a global fund manager. Focus on Data, Reporting & Compliance as a key strategic pivotal role within the team working with the investment team, internal stakeholders and with the portfolio.