Compliance associate jobs in Bath

Coopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. In this role you will be responsible for assisting the head of compliance with the day to day running of...

Coopman Search and Selection are delighted to partner with a top tier hedge fund witch circa $5 billion AUM who are looking hire a Compliance Associate due to the impressive growth of the firm. In this role you will be responsible for assisting with all compliance and legal matters covering multi...

Senior Compliance Advisory Manager. You’ll provide support and guidance to all business units ensuring compliance with all applicable regulations, whilst also identifying and mitigating compliance risks. Following significant recent investment, the firm is now looking to further strengthen its Co...

Immigration Paralegal (Senior) - London. ...

They are looking for an exceptional Head of Compliance based in the Bristol region to join a growing dynamic team to support with various priority workstreams and lead across all compliance processes. A seasoned compliance professional with 8+ years of proven experience in a senior compliance rol...

SF Recruitment are partnered with a West Midlands based; private equity backed service provider who are seeking an experienced Head of Compliance. Identification and documentation of key risks faced by the organisation, ensure they are correctly captured on the Risk Registers, assess the adequacy...

This is an exciting opportunity for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring that Moneyfarm and...

Working with the Deputy Compliance Manager, the wider Compliance team; and relevant operational departments to ensure the Bank’s compliance to CASS rules. As a senior team member, you will support the wider Compliance team in facilitating the development of a compliance culture which is conducive...

PART TIME COMPLIANCE ADMINISTRATOR. Provide advice and training to members on all aspects of social responsibility and compliance. Must have an understanding and interest in compliance. ...

Risk & Compliance Analyst (Data Privacy & Protection). Risk & Compliance Analyst (Data Privacy & Protection). Bank's compliance against information security, privacy and related compliance areas in line with identified key performance indicators and measures. This role will support the Head of In...

An excellent opportunity has arisen at a top tier law firm for a Conflicts and AML Analyst. If you have at least 2 years experience in legal Conflicts or AML (or ideally both!) at a law firm we’d love to hear from you. ...

Compliance Monitoring Analyst - Retail/SME Banking. Compliance Monitoring Analyst - Retail/SME Banking - London. Compliance Monitoring Analyst - Retail/SME Banking - London. Monitoring the ‘Compliance’ shared outlook mailbox and respond to requests for Compliance assistance. ...

Our client is also looking for someone with a very strong understanding of Compliance Retail and Institutional offering for Funds offering in UK and Europe, with extensive knowledge of the FCA rule book, Mifid rules, as well as UCIT’s funds. What is unique and amazing about this role is that due ...

As part of the dedicated KYC Team, provide support to the Front Office on AML/KYC execution in relation to Periodic review/Remediation of existing relationships for clients across HBL Bank UK. Provide support to the Front Office on AML/KYC execution in relation to Periodic review/Remediation of e...

Compliance Manager (Resilience). Compliance Manager (Business Continuity & EPRR). To have significant autonomy in delivering to achieve CSU objectives and outcomes in relation to EPRR and Business Continuity using own initiative and motivation whilst working under the overall guidance of the Seni...

We’re delighted to be recruiting for a talented HR Compliance Administrator to join a forward-thinking team at a leading Educational Trust in Northamptonshire. As HR Compliance Administrator, you’ll have the following duties and responsibilities:. We’re looking for an HR Administrator with the fo...

Ck Group are looking for am ABPI Compliance professional to join a pharmaceutical companies Ethics and Compliance team. Support the wider compliance team to improve processes, identify risks and help drive a culture of compliance. You will support in-house medical affairs and commercial teams, he...

We're looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over  1LoD (first line of defence) and our business teams. Conduct thematic monitoring reviews in line with the Compliance's Monitoring Plan (CMP). Conduct Oversight r...

You will be an associate or senior associate level solicitor, with upwards of 4 years PQE and the ... compliance matters

Identify and assess compliance risks associated with lottery operations, including working closely with the external lottery manager’s compliance team to maintain and improve effectiveness of compliance environment. As a Community Interest Company (CIC), through the Society Lottery they are commi...

Coopman Search and Selection are delighted to partner with an alternatives asset manager who are looking hire a Senior Compliance Associate due to their continued growth planned within Europe. In this role you will be responsible for assisting the head of compliance with the day to day running of...

Coopman Search and Selection are delighted to partner with a top tier hedge fund witch circa $5 billion AUM who are looking hire a Compliance Associate due to the impressive growth of the firm. In this role you will be responsible for assisting with all compliance and legal matters covering multi...

Our Tax Compliance team is a leading provider of technology enabled compliance and integrated advisory services, working across an unrivalled range of prestigious clients. Within our Compliance Technology & Services team in Birmingham we are looking for an individual with an interest in developin...

Identify and assess compliance risks associated with lottery operations, including working closely with the external lottery manager’s compliance team to maintain and improve effectiveness of compliance environment. As a Community Interest Company (CIC), through the Society Lottery they are commi...