Compliance associate jobs in SurbitonCreate job alerts

Some experience in CASS, Finance, Compliance, Reconciliations or Operations in the Financial Services. Are you working in Finance, Compliance, Reconciliations or Operations and looking to start a career in CASS? ⤵. I'm recruiting for a Junior CASS Associate, the perfect role for anyone looking to...

Generalist compliance experience across a range of topics would be preferred. Exposure to KYC and/or compliance monitoring would be of interest.

US LAW FIRM FINANCING ASSOCIATE – UK SOLICITOR FROM TOP TIER FIRM WITH EXPERIENCE OF REAL ESTATE FINANCING AND 6 YRS PQE REQUIRED. Our client, a leading US practice now expanding in the UK, seeks a high calibre Associate to join their specialist team acting for lenders (both financial institution...

Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis.

This role is a 12 month Fixed Term Contract.Carry out desk based and thematic reviews of the firm's Wealth Management Division, as part of second line of defense and in line with the firm’s risk-based compliance monitoring programme.Skills and Qualifications Required.Demonstrable experience in a ...

Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis.

Our client an exciting name in the investment management industry is looking to hire a 1-3 years compliance professional to join their team.This role will report to the Regional Head of Compliance (& SMF16/17 holder).The tasks are generalist in nature but the client would consider someone who fee...

Assist with the delivery of relevant reporting and MI to inform Management of the compliance risks and their status including supporting the Head of Compliance with information for reports to the Audit Risk and Compliance Committee, Management Group & Board. You should have gained at least 2 year...

US LAW FIRM PRIVATE EQUITY ASSOCIATE – UK SOLICITOR WITH PE TRANSACTIONAL EXP & MIN 3 YRS PQE REQUIRED. Our client, a leading US practice now expanding in the UK, seeks a high calibre Private Equity Associate for their private equity transaction practice advising private equity sponsors, portfoli...

Complete ongoing due diligence on existing accounts to ensure compliance with requirements of AML / KYC policies. You should ideally be a Graduate with at least 6 months experience in KYC/AML in a financial services business.

Our client, a leading US practice now expanding in the UK, seeks a high calibre Private Equity Associate for their private equity transaction practice advising private equity sponsors, portfolio companies and management teams on a broad range of matters, including;. US LAW FIRM PRIVATE EQUITY ASS...

Morgan Stanley Investment Management strives to provide outstanding long-term investment performance, service and a comprehensive suite of investment management solutions to a diverse client base, which includes governments, institutions, corporations and individuals worldwide. Morgan Stanley Inv...

We are seeking an experienced Compliance Associate to join a top, fast-growing financial services firm. Ensure compliance with FCA regulations (COBS, SUP, MIFIDPRU, IFPR, EMIR). Extensive financial services compliance experience (derivatives essential).

Our client is a leading global hedge fund looking for a Compliance Associate/Officer to work in a generalist compliance role. Key Responsibilities: * Develop, maintain and test compliance monitoring ...

... compliance needs of all regulated organisations and transform the way they see and use ... Please send your CV in complete confidence to :yaz@yaz-associates.com . We will then contact you to ...

This role can be at Associate or Associate Director level. Key Accountabilities * Lead the marine ... Monitors and manages compliance and KPI's * Business development & preparation of tender ...

Associate Director of Quality - Greater London Focus on GMP - Global CDMO Are you a seasoned ... Lead audits, inspections, and compliance initiatives. * Collaborate with cross-functional teams to ...

The Associate Director will ensure the timely and compliant submission of regulatory dossiers, including MAAs, variations, renewals, and other filings while supporting cross-functional teams to ...

As a Corporate Strategy Associate, you will work with the team to shape and support both the ... compliance with applicable data protections laws including the European Union General Data ...

Work to security assurance and compliance policies and procedures * Assist with communications of security policies * Support the completion of regular compliance questionnaires * Maintain internal ...

We are looking for a Full Time Loss Prevention Associate to join our UNIQLO Loss Prevention Team in ... Train store employees on LP and safety policy and procedure and ensure compliance. * Detect and ...

The Sales Associate reports to the Store Manager. Responsibilities: Performance: * Support floor ... Ensure personal compliance when completing all processes as it pertains to legal, safety, and ...

Providing legal advice on regulatory and compliance matters related to fund formation and investment strategies * Assisting clients with fund management, including buyouts, co-investments, and ...

Assisting with regulatory compliance and navigating energy sector reforms * Offering strategic guidance on energy transition projects, including hydrogen, CCUS, and gas sectors Key Requirements The ...