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Compliance Associate – Wealth Management. Assist with the completion of the FCA & SEC compliance monitoring plan. Help develop compliance testing procedures across the business.

Taylor Root is thrilled to have partnered with our client, a global investment firm who specialises in private debt & private equity to assist with a Senior Compliance Associate hire. This is a generalist role supporting all areas of compliance including monitoring, surveillance, AML/KYC, monitor...

Legal and Compliance Associate. They are seeking a Legal and Compliance associate with a couple of years PQE to support across a range of business critical responsibilities:. Educate employees on compliance matters and support awareness initiatives.

This role is broad and combines regular compliance monitoring , together with ongoing market abuse and trade surveillance. At least two years of buy-side compliance experience.

Taylor Root is thrilled to have partnered with our client, a global investment firm who specialises in private debt & private equity to assist with a Senior Compliance Associate hire. Previous compliance experience in a similar organisation. This is a generalist role supporting all areas of compl...

Reporting to the Chief Compliance Officer, this is an opportunity offering broad exposure across the business, hands-on involvement in day-to-day compliance activities, and significant participation in systems and project work aimed at improving compliance processes. Compliance Analyst/ Associate...

You will work as a compliance generalist and work on a broad range of duties from the KYC/AML side through to compliance monitoring.

One of our Private equity clients is looking to add a Compliance Associate to its global team in London. Proficiency in MS Office and compliance screening tools. Support compliance monitoring, testing, and reporting.

At least two years of buy-side compliance experience. This role is broad and combines regular compliance monitoring , together with ongoing market abuse and trade surveillance.

Our client is a specialist alternative asset manager, looking for an experienced Compliance Associate to be part of their expanding UK Compliance team. Be responsible for updating risk assessments including but not limited to: Compliance Monitoring Programme Risk Assessment (aligned with all appl...

Reporting to the Chief Compliance Officer, this is an opportunity offering broad exposure across the business, hands-on involvement in day-to-day compliance activities, and significant participation in systems and project work aimed at improving compliance processes. Compliance Analyst/ Associate...

As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters. Associate, Financial Crimes Compliance EMEA ("FCC EMEA"). This role will report to the EMEA Financ...

Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Associate to join its growing Compliance Team in London. Responsibility for employee onboarding and compliance matters including the management of compliance certifications, p...

Reporting to the Chief Compliance Officer, this is an opportunity offering broad exposure across the business, hands-on involvement in day-to-day compliance activities, and significant participation in systems and project work aimed at improving compliance processes. Compliance Analyst/ Associate...

Our client is a specialist alternative asset manager, looking for an experienced Compliance Associate to be part of their expanding UK Compliance team. Oversee and assist in ensuring that the Compliance Monitoring Programme is executed in a timely manner and issues are escalated as appropriate. B...

Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Associate to join its growing Compliance Team in London. Compliance Associate - Equity Long/Short Hedge Fund (London). Responsibility for employee onboarding and compliance ma...

As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters. This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s ...

The role will cover the compliance for three entities within the group and will consist of the following main responsibilities:. Managing about 600 pre-and post trade investment restriction rules in the Enfusion Compliance Module (trade restrictions). Minimum of two years of work experience in co...

The role will cover the compliance for three entities within the group and will consist of the following main responsibilities:. Managing about 600 pre-and post trade investment restriction rules in the Enfusion Compliance Module (trade restrictions). Minimum of two years of work experience in co...

Compliance Associate We are seeking a talented Compliance Analyst/ Associate (title dependent on experience) to join this well-established investment management firm, supporting a small high-performing Compliance team and working closely with Legal to ensure ongoing regulatory alignment and opera...

Reporting to the Chief Compliance Officer, this is an opportunity offering broad exposure across the business, hands-on involvement in day-to-day compliance activities, and significant participation in systems and project work aimed at improving compliance processes. Compliance Analyst/ Associate...

Reporting to the Chief Compliance Officer, this is an opportunity offering broad exposure across the business, hands-on involvement in day-to-day compliance activities, and significant participation in systems and project work aimed at improving compliance processes. Compliance Analyst/ Associate...

Our client is a specialist alternative asset manager, looking for an experienced Compliance Associate to be part of their expanding UK Compliance team. Oversee and assist in ensuring that the Compliance Monitoring Programme is executed in a timely manner and issues are escalated as appropriate. B...

Minimum 2 years of compliance experience in a fund/asset managerStrong written englishGeneralist compliance skills desirable but open to more silo'd experienced should the candidate have strong interest in branching out to a more rounded asset management compliance role. The fund are looking find...

Our client, a multibillion Equity Long/Short Hedge Fund, part of a $75bn group, is currently seeking a dynamic Compliance Associate to join its growing Compliance Team in London. Responsibility for employee onboarding and compliance matters including the management of compliance certifications, p...

Locations: London, Romsey, West Malling, Worthing.Working Pattern: Full Time, Part Time, Part Time/Job Share, Part Time Term Time, Compressed Hours, Other.We value a diverse workforce and welcome applications from all sections of the community wishing to join a workforce which embraces difference...

The role will cover the compliance for three entities within the group and will consist of the following main responsibilities:. Managing about 600 pre-and post trade investment restriction rules in the Enfusion Compliance Module (trade restrictions). Minimum of two years of work experience in co...

Locations: London, Southampton, West Malling, Worthing.Working Pattern: Full Time, Part Time, Part Time/Job Share, Part Time Term Time, Compressed Hours, Other.We value a diverse workforce and welcome applications from all sections of the community wishing to join a workforce which embraces diffe...

As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters. This role will report to the EMEA Financial Crimes Compliance leadership and support the region’s ...

Are you a skilled Paralegal, who hasn’t quite found the right company that aligns with your values & mission? Perhaps you feel undervalued in a large firm or uninspired by one that’s too small.You’re looking for a place to finally call ‘home’, where with the right leadership you can really

They are seeking a Legal and Compliance associate with a couple of years PQE to support across a range of business critical responsibilities:. Legal and Compliance Associate. Monitor key business processes and identify areas of potential non-compliance or risk exposure.

To ensure compliance with and the delivery of the charity policies and procedures particularly those related to safeguarding, inclusion and disability discrimination.

You will work as a compliance generalist and work on a broad range of duties from the KYC/AML side through to compliance monitoring.

Ensure compliance with health and safety and risk assessment procedures.

This role is broad and combines regular compliance monitoring , together with ongoing market abuse and trade surveillance. At least two years of buy-side compliance experience.

We are looking for a dynamic and passionate person to join one of the world’s most influential professional institutes for the advertising, marketing and communication industries as a Project Manager.In this role, you will be responsible for developing and maintaining strong relationships both in...

As an Associate in Financial Crimes Compliance EMEA, you will play a key supporting role in ensuring adherence to regulatory requirements and supporting the business with compliance-related matters. Associate, Financial Crimes Compliance EMEA ("FCC EMEA"). This role will report to the EMEA Financ...

You will lead on the continual evaluation and improvement of immigration compliance procedures and act as a leading point of contact on all aspects of immigration compliance related to student admissions, enrolments, and post enrolment activities across AE and UALSC. Immigration Compliance Operat...

The role will cover the compliance for three entities within the group and will consist of the following main responsibilities:. Managing about 600 pre-and post trade investment restriction rules in the Enfusion Compliance Module (trade restrictions). Minimum of two years of work experience in co...

Project Lead – Employment Development & Access Support .Various hours as needed – zero hours contract .This charity, founded in 1979, is one of London’s leading Disabled People’s Organisations.As they believe in the Social Model of Disability, their values and principles embrace inclusive

Compliance Associate – Wealth Management. Maintaining Compliance registers. Help develop compliance testing procedures across the business.

Compliance with other departments, 5S, TPM, Continuous Improvement (CI) and quality procedures. Ensure full compliance with the use of PPE and H & S instruction and training.

Our client is a specialist alternative asset manager, looking for an experienced Compliance Associate to be part of their expanding UK Compliance team. Be responsible for updating risk assessments including but not limited to: Compliance Monitoring Programme Risk Assessment (aligned with all appl...

In this role you will be acting as the primary contact for any US Compliance regulatory matters, this position, plays a crucial part in providing guidance and ensuring adherence to applicable regulatory requirements, leading the US/UK periodic regulatory filing framework and the running of daily ...

Taylor Root is thrilled to have partnered with our client, a global investment firm who specialises in private debt & private equity to assist with a Senior Compliance Associate hire. This is a generalist role supporting all areas of compliance including monitoring, surveillance, AML/KYC, monitor...

Main Purpose of Job The Paraplanning & Compliance Administrator will provide administrative support to the Paraplanning and Compliance team, ensuring New Business applications and/or CYCs are effectively processed in a complaint and timely manner. Adhere to procedures and utilise systems which w

Reporting to the Chief Compliance Officer, this is an opportunity offering broad exposure across the business, hands-on involvement in day-to-day compliance activities, and significant participation in systems and project work aimed at improving compliance processes. Compliance Analyst/ Associate...

Within this role, you will assist in internal and external compliance issues, support senior management and assist with various aml projects. The ideal candidate has several years of experience in legal compliance, most desirably gained within the legal sector. Some responsibilities: Ensure firm ...