Compliance associate jobs in WallingtonCreate job alerts

Are you working in Finance, Compliance, Reconciliations or Operations and looking to start a career in CASS? ⤵. Some experience in CASS, Finance, Compliance, Reconciliations or Operations in the Financial Services.

Senior Compliance Monitoring Associate – Two Years Retail FS or Wealth Management Monitoring Experience Required. Our client, a boutique wealth manager and part of a larger global banking Group, is looking to recruit a Senior Compliance Monitoring Associate to join their collegiate and dynamic co...

Generalist compliance experience across a range of topics would be preferred. Exposure to KYC and/or compliance monitoring would be of interest.

The tasks are generalist in nature but the client would consider someone who feels their current role is rather silo'd and are looking to expand their compliance knowledge. This would be an excellent 2nd job for someone already working in the London compliance market. Minimum 12 months compliance...

Advise the Head of Legal and Company Board on regulatory and compliance issues. We are seeking an experienced Compliance Associate to join a top, fast-growing financial services firm. This role offers the opportunity to lead compliance efforts and ensure regulatory adherence in a dynamic environm...

We partner with our fellow Control Rooms in Jacksonville, Hong Kong and Tokyo, as a key part of Deutsche Bank's measures reasonably designed to prevent and detect insider dealing. Being proficient in all key compliance control room activities such as watch/restricted list maintenance, wall crossi...

US LAW FIRM FINANCING ASSOCIATE – UK SOLICITOR FROM TOP TIER FIRM WITH EXPERIENCE OF REAL ESTATE FINANCING AND 6 YRS PQE REQUIRED.

Morgan Stanley Investment Management strives to provide outstanding long-term investment performance, service and a comprehensive suite of investment management solutions to a diverse client base, which includes governments, institutions, corporations and individuals worldwide. Morgan Stanley Inv...

They are looking for an experienced Compliance Associate to support on a variety of compliance tasks:. Compliance Associate – 1 Year FTC. Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis.

As part of an established compliance team, you will play a crucial role in maintaining regulatory compliance and safeguarding the company's reputation.Monitor and manage information barriers within the firm.Ensure compliance with FCA regulations and internal policies.Provide guidance on control r...

Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role.

They are looking for an experienced Compliance Associate to support on a variety of compliance tasks:. Compliance Associate – 1 Year FTC. Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis.

US LAW FIRM PRIVATE EQUITY ASSOCIATE – UK SOLICITOR WITH PE TRANSACTIONAL EXP & MIN 3 YRS PQE REQUIRED. Our client, a leading US practice now expanding in the UK, seeks a high calibre Private Equity Associate for their private equity transaction practice advising private equity sponsors, portfoli...

US LAW FIRM PRIVATE EQUITY ASSOCIATE  – UK SOLICITOR WITH PE TRANSACTIONAL EXP & MIN 3 YRS PQE REQUIRED. Our client, a leading US practice now expanding in the UK, seeks a high calibre Private Equity Associate for their private equity transaction practice advising private equity sponsors, portfo

US LAW FIRM BANKRUPTCY & RESTRUCTURING ASSOCIATE – UK SOLICITOR FROM TOP TIER FIRM WITH EXPERIENCE OF SUCH AND 1-5 YRS PQE REQUIRED.

Assisting with KYC compliance matters affecting the company and its E money business activities, including assisting the business in ensuring the setting up and adherence to all applicable KYC regulatory & legal requirements, as well as internal policies and procedures. Complete ongoing due dilig...

US LAW FIRM FINANCING ASSOCIATE – UK SOLICITOR FROM TOP TIER FIRM WITH EXPERIENCE OF REAL ESTATE FINANCING AND 6 YRS PQE REQUIRED. Our client, a leading US practice now expanding in the UK, seeks a high calibre Associate to join their specialist team acting for lenders (both financial institution...

This role is a 12 month Fixed Term Contract.Carry out desk based and thematic reviews of the firm's Wealth Management Division, as part of second line of defense and in line with the firm’s risk-based compliance monitoring programme.Skills and Qualifications Required.Demonstrable experience in a ...

US LAW FIRM FINANCE ASSOCIATE – UK SOLICITOR WITH LEVERAGED FINANCE EXP & 1-5 YRS PQE REQUIRED. You must have experience of some of the above and be qualified as a solicitor in the UK with 1-5 years PQE with previous experience in a Top Law or Magic Circle firm although candidates from large regi...

How you will fulfil your potentialProvide advice and compliance oversight to Transaction Banking personnel on client interactions/engagements, new business initiatives and significant business changes affecting the firm, as well as compliance, regulatory and reputational issuesPartner with busine...

They are looking for an experienced Compliance Associate to support on a variety of compliance tasks:. Compliance Associate – 1 Year FTC. Gresham Hunt has been mandated by our Asset and Investment Management client to find an experience Compliance Associate on a one year contractual basis.

We’ll Count on You To:Provide a practical and supportive role in maintaining, advising, and overseeing compliance with the Firm's Code of Conduct and Global Securities Trading and Conflicts of Interest Policy provisions relating to employee trading, gifts, outside interests, and annual certificat...

You must be UK trained and qualified with between 1 to 5 years’ PQE some of which must have been working with a leading firm in London covering the above now with a desire to embrace a broad range of restructuring and bankruptcy work. Dealing with key financing instruments, including bank loans, ...

Join us as a Conduct & Compliance Associate in NatWest Markets. Well look to you to lead regulatory compliance and conduct insight, oversight and challengeYoull be providing expert support, advice, MI and escalation to leaders and the business on risk managementThis is an opportunity to gain expo...