Are you a business? Hire compliance associate candidates in Mitcham
International wealth and fund/asset management firm fostering a balanced working culture seeks a Compliance Monitoring Associate. Reporting to the Senior Compliance Manager, the successful candidate will assist in the delivery of the compliance monitoring programme to identify control weaknesses,...
Maldon Partners are recruiting a Maternity Cover Generalist Compliance Associate on an initial 15 month FTC for an established Global Wealth and Investment Management firm based In London. Reporting directly to the Chief Compliance Officer the role holder will work in the wider compliance teams a...
Liaise with SGX legal, compliance and risk departments which may involve seeking legal assistance, providing periodic reporting, engaging with compliance queries or undertaking compliance activities for SGX-Group compliance. Assist Head of Compliance in all compliance activities related to benchm...
Coopman Search and Selection are delighted to be partnering with a top tier Asset Management firm, as they look to add a Compliance Associate to their team on a 6 month contract. Key Responsibilities of the Compliance Associate:. Experience required of the Compliance Associate:. This will be a ge...
Are you a driven compliance professional with a passion for the fast-evolving world of FX? Are you ready to take the next step in your career with a dynamic and growing company? I am seeking a motivated and detail-oriented Compliance Associate to join a London-based team. As a Compliance Associat...
US LAW FIRM COMPETITION ASSOCIATE AND COMPETITION LITIGATION ASSOCIATE – NQ UP TO FOUR YEARS PQE IN PRACTICE IN COMPETITION LAW (ADVISORY OR LITIGATION). Our client, a leading US practice now expanding in the UK, seeks two high calibre Associates for their European Competition team. Assist in con...
With opportunity to liaise across compliance, risk and legal, the candidate will be exposed to stakeholder engagement and will support the Head of Compliance Monitoring with other duties across Compliance. Our client – a reputable Wealth Manager – is looking for a Compliance Monitoring Analyst to...
Helping to support, develop and facilitate the Bank’s Compliance Framework, by way of updating books, records, and registers. Maintaining and documenting compliance processes, procedures, records, registers, systems and controls. Assisting in ad hoc projects and thematic reviews as required by th...
US LAW FIRM PRIVATE EQUITY ASSOCIATE – UK SOLICITOR WITH PE TRANSACTIONAL EXP & MIN 4 YRS PQE REQUIRED. Our client, a leading US practice now expanding in the UK, seeks a high calibre Private Equity Associate for their private equity transaction practice advising private equity sponsors, portfoli...
Key responsibilities of the Senior Compliance Associate;. Experience required of the Senior Compliance Associate;. Coopman Search and Selection are delighted to partner with an award-winning and specialist compliance and regulatory consultancy providing expert advice and products to financial ins...
US LAW FIRM DISPUTES ASSOCIATE – UK SOLICITOR WITH 1-4 YRS PQE IN LITIGATION (POSSIBLY INCLUDING COMPETITION OR REGULATORY ENFORCEMENT EXP) REQUIRED. Our client, a leading US practice now expanding in the UK, seeks a high calibre Associate for their London team to take the lead in High Court liti...
Role responsibilities:Manage Legionella risks and compliance areas, including gas, asbestos, and electrical safetyAct as the responsible person for compliance areas and provide specialist knowledge to the organisationD...
Job DescriptionOur Tax Compliance team is a leading provider of technology enabled compliance and integrated advisory services, working across an unrivalled range of prestigious clients. About the role Within our Compliance Technology & Services team in Bir...
The person will be based in the Legal & Compliance department and will be primarily responsible for supporting the Assistant Manager and Head of Legal and Compliance coordinating with external advisors regarding advice on legal, regulatory compliance, and related matters across both Bank, Londo....
Investment Management - Portfolio Guideline Compliance - Associate. Investment Management - Portfolio Guideline Compliance - Associate. Morgan Stanley Investment Management is currently recruiting for an Associate role within EMEA Portfolio Surveillance. Perform daily Portfolio Surveillance monit...
