Provide compliance management information with appropriate analytic analysis to evidence the monitoring approach to senior management including the preparation of Board and committee reports to ...
To also provide meaningful, timely MI to the Compliance and Governance Director and the other Board Directors/Risk Committee members. * provide advice and hold responsibility for the management of ...
The role: * Assist the Compliance Manager with sanctions and financial crime enquiries. * Stay current with FCA, PRA, Lloyd's, and other regulatory developments. * Conduct horizon scanning for ...
Compliance Manager Permanent role Location: London EC3A 7QU (2 days per week in the office) Yearly Salary £85,000 Hours: Monday - Friday 37 hours a week Reporting to the Head of Risk and Compliance ...
The Compliance Director will manage and develop the Legal Compliance team and programme covering the areas of anti-bribery & corruption, data privacy, third party due diligence, competition law, AML ...
Our client are a prestigious assset manager who are looking to hire a Compliance Manager to join their existing team The firms Compliance Manager (CM) will support the Head of Risk and Compliance ...
Senior Manager, Regulatory Compliance & Social Responsibility Overview URBN has a compelling opportunity within our Global Trade and Compliance department. We're seeking a Manager of Regulatory ...
Manager, Core Framework Compliance Reports to the Head of Global Framework Compliance, this role is responsible for managing a multi-discipline team that maintains and oversees the delivery of the ...
Funds Compliance Manager Investment FinTech Location: London (Hybrid - 2 days office, 3 days WFH per week) Salary: To £70k - £85k + shares + benefits How do you fancy working for a FinTech with an ...
In return, as Head of Risk & Compliance you can expect a rewarding and modern working environment ... management team. You will be working closely with the firm's COLP to ensure standards are ...
The role of Compliance Manager is to continuously assess the financial risk of our Members to our business by identifying non-compliance issues and to make and act upon recommendations to avoid ...
We are working on behalf of a PE backed and values-driven growing business in the search for their new General Manager in Electrical & Compliance Services. As the market leader in smart home services ...
About the Company Pinnacle Investment Management Group Limited (ASX:PNI) is a leading Australian ... Lead by the Chief Risk & Compliance Officer, Pinnacle's Risk & Compliance team is responsible for ...
This growing company have an exciting opportunity for an experienced Data Compliance Manager to join their team. The successful candidate will be competent in ISO27001, an in depth knowledge of GDPR ...
The Role Compliance Manager - Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience) Martis Search are representing an established ...
Job Summary We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly ...
ROLE DESCRIPTION The Compliance Monitoring Manager plays a critical role in ensuring the adherence of the brokerage firm to regulatory requirements and internal policies. This position involves ...
Miryco Consultants is working with a renowned Investment Manager who are looking for a Capital Markets Compliance Officer to join their dynamic and high performing compliance function. The company is ...
Responsible for helping the AML Manager monitor compliance with the firm's risk procedures for all ... new clients and matter * Checking and processing Customer Due Diligence (CDD) for new and existing ...
... • Manage filing duties following the submission of monthly claims. • Provide administrative support for internal and external audits. • Archive evidence records in accordance with company ...
Assisting the Compliance Managers (CMs) for developing and updating the Regulatory Mapping and Horizon Scanning trackers * Advising and supporting the business and support functions on Compliance ...
You will be responsible for managing the performance and delivery, ensuring we achieve 100% compliance. Reporting to the Building Safety Man... ZIPC1_UKTJ
Base to £38500 plus benefits and potential bonus This is a great role within Wealth Management We have this role and other compliance roles in Sussex so feel free to call Jason at Astral to discuss