Fca jobs in Paisley

This position offers the chance to influence significant environmental and compliance strategies while working remotely from Italy, the Netherlands, or the UK. Product Compliance Management. Manage compliance with all regional chemical and product regulations. Lead a team of dedicated professiona...

The Compliance Program Manager will be responsible for compliance for the EMEA region and will be responsible for the following:. Develop and implement a compliance training program to address compliance risk and support employee and third-party awareness of the Code of Conduct and other complian...

We are currently seeking to recruit a Global Trade Compliance Manager to join our Risk & Legal Compliance team. The role requires a high level of subject matter expertise to resolve complex export and sanctions compliance issues, the ability to identify potential risks in a timely manner, and eff...

The Divisional Chief Risk & Compliance Officer for Davies UK&I will be accountable for the delivery of an effective and efficient Risk & Compliance infrastructure and function across Davies UK&I Division, with the purpose of:. Delivering at Divisional level all objectives set by the Group Chief R...

The Lead Investigator, Casino/Sports Risk and Fraud is tasked with finding causes of risk, detecting and stopping fraud within our product operations. ...

Accountant will support the department with maintaining statutory compliance and preparing financial statements for all entities, globally. Accountant you will be preparing detailed reconciliations, schedules, and support and assisting in the preparation of financial statements. ...

Our client, a successful Investment Management firm, are looking for an experienced Senior Compliance professional to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and...

FOSTER CARE ASSOCIATES SCOTLAND (FCAS) Role: Senior/Supervising Social Worker - Full Time & Fixed Term Until December 2024 Location: Head office - Cambuslang Salary: £30,338 - £41,052 Per Annum ...

Where required ensure staff are adhering to FCA compliance. Perform regular file and sales audits. The salary here is around £75,000 and the firm are ideally looking at a start date in July 2024

Comply with the Financial Services & Markets Act 2000, the FCA Statements of Principle Code of Practice and the relevant FCA rules. * Building and maintaining strong relationships with clients by ...

Do you have experience of working in a commercially focused or Marketing Compliance Role, with expert knowledge of FCA financial promotions rules? Are you looking for a role where you can thrive in a ...

FCA reporting, returns and general updating of competency requirements * Regular adviser T&C meetings with Key Performance Indicators being analysed and discussed * Client observations with a view to ...

Immediate · Fraud Experts with an FCA background - good knowledge of Fraud within the Banking, Financial Services, Telco Fraud · They deal mainly with Identity fraud - handling cases where ...

... FCA rules and guidance in relation to material outsourcing. You'll be sourcing and negotiating with material suppliers, monitoring and ensuring compliance with all relevant legislation and ...

Ongoing knowledge of Compliance Procedures and FCA requirements * Prior experience of Intelligent Office, (iO) back-office system and FE Analytics, Fund Research system would be advantageous. We ...

... FCA rules and guidance in relation to material outsourcing. You'll be sourcing and negotiating with material suppliers, monitoring and ensuring compliance with all relevant legislation and ...

Experienced within Fraud/AML is desirable Ability to work with data Knowledge of FCA regulations Confident managing a workload of cases Excellent communication skillsApply today! Search is an equal ...

You will lead and support a team dedicated to delivering outstanding customer interactions and performance within a FCA regulated environment. The ideal candidate will possess strong leadership ...

Experienced within Fraud/AML is desirable Ability to work with data Knowledge of FCA regulations Confident managing a workload of cases Excellent communication skillsApply today! Search is an equal ...

Relevant level 3 FCA recognised professional qualification * Strong understanding of Know Your Customer (KYC) and Anti-Money Laundering (AML) regulations. * Proficiency in MS Office applications ...

About Company White Oak is an FCA authorised and regulated European Lending Platform which provides capital to support SMEs and mid-corporates through its full suite of flexible lending products

... FCA) rules). If you have these skills, we have fantastic opportunities as a Pension and Investment Administrator in our Platform area, where you will be part of a fast-paced team within an ever ...

... FCA rules and other relevant regulation and legislation. · Ability to analyse risks, communicate and present effectively to brokers and/or customers.

Strong software, IT skills, back office experience is a must, with a keen eye for detail and carrying out work inline with FCA legislation/regulations. This is an outstanding rare opportunity to join ...