Are you a business? Hire fca candidates in Glasgow
You'll be supporting our businesses across England and Wales to deliver their objectives whilst ensuring they have a robust compliance controls in place. You’ll be working as part of the Risk & Compliance team and be an active contributor to their growing function whilst supporting our hub busine...
As the Regulatory Compliance Manager, you will play a crucial role in leading the firm’s regulatory obligations to the FCA and overseeing regulations for installations. This role is suitable for individuals seeking to enter a Compliance Manager position or progress in their career. Collaborate wi...
We are hiring a Regulatory Product Compliance Manager to join the team to project manage product compliance and regulatory approval projects for the Product Engineering team and wider Group. Regulatory Product Compliance Manager. Provide regulatory guidance to global countries for regional compli...
We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. This critical role will be responsible for leading our global risk management...
The MLRO/Compliance Officer will be responsible for managing our compliance with legal and regulatory requirements, with a particular focus on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. Provide training and guidance to staff on compliance procedures and the import...
The role of the Senior Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies and codes of conduct through appropriate control systems in order to minimise and mitigate risks to the business. The role is to assist the the Complianc...
We are seeking a Senior Compliance Officer with proven legal compliance and regulatory knowledge and experience, to further support the Compliance Department of the Firm. The Senior Compliance Officer will report to the Head of Risk and Compliance. Job Role: Senior Compliance Officer. Support the...
Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a ...
Contract Risk Manager | Contract Risk & Compliance Manager. The Contract Risk Manager will be responsible for managing contract risks, ensuring compliance, and mitigating potential liabilities across our organization. DHL Group, a leading global logistics company, is seeking a highly motivated an...
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Professional Services Director - Financial Services Risk Advisory Permanent Can be based in either Edinburgh or Glasgow – Flexible/hybrid working available An exciting opportunity has arisen for a Director level appointment within a Business Advisory and Accountancy firm who provide market leadin...
Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for purpose Compliance Frameworks, Policies & Procedu...
Identify and assess compliance risks associated with lottery operations, including working closely with the external lottery manager’s compliance team to maintain and improve effectiveness of compliance environment. We are seeking a dedicated and experienced Compliance Manager to ensure regulator...
When we started Kensington we were the first specialist lender to offer mortgages to people the high street turned down.Over 25 years later, we're the UK's leading specialist mortgage lender still blazing a trail offering people the chance to get a mortgage.Where high street lenders see black and...
FOSTER CARE ASSOCIATES SCOTLAND (FCAS) Role: Senior/Supervising Social Worker - Fixed Term Until December 2024 Location: Head office - Cambuslang Salary: £29,253 - £39,704 Per Annum Dependent Upon ...
You must be open and cooperative with the FCA, the PRA and other regulators. * You must pay due regard to the interests of customers and treat them fairly. * You must observe proper standards of ...
Diploma in Regulated Financial Planning (or FCA approved equivalent) and to maintain CF30 status in accordance with the FCA regulations. * Clear demonstration of a client centric approach with a well ...
Immediate · Fraud Experts with an FCA background - good knowledge of Fraud within the Banking, Financial Services, Telco Fraud · They deal mainly with Identity fraud - handling cases where ...
Comply with FCA regulation, Data Protection and Anti Money Laundering legislation. * Prepare documentation for meetings, set up client records and gather existing plan information. * Accurately ...
Preferably ACII qualified or possessing relevant experience that exempts from ACII through FCA guidelines. * Outstanding skills in relationship management and sales. * Takes the lead on underwriting ...
Maintain CF30 status in accrodance with company procedures and FCA rules Experience Required: * Diploma in Financial Planning as a minimum qualification * Track record of providing solid financial ...
No fees (PI, FCA, FSCS all included!) and no network deductions * Remote based role * AR option available for individuals looking to build their own brand Location Nationwide Liability and Disclaimer ...
Inputting new business and maintaining client records on back-office systems in line with company and FCA compliance regulations. Don't delay, apply today for a confidential discussion. Due to the ...