Are you a business? Hire fca candidates in Bolton
FOSTER CARE ASSOCIATES (THE FCA) Role: Administrator Annual Salary: £20,820 Benefits: 30 days' Annual Leave, rising to 35 day's with length of service, + Bank Holidays, Life Assurance, Employee ...
Thorough understanding of FCA regulatory frameworks and compliance requirements.
Ensuring that the business (and its products and services) comply with FCA regulation; performing internal and external compliance monitoring; implementing a robust business continuity programme; ...
Investigate and respond to escalated non-regulated vehicle quality complaints in line with FCA regulations, being always empathetic * Record and input complaints into our CMS * Feedback to other ...
Undertake production and filing of FCA periodic returns * Advise on money laundering issues (MRLO) * Undertake file review monitoring * To ensure client documentation is kept up to date and ...
Our client is a FCA regulated, leading provider of guarantor loans. Providing a unique service to a niche market, whilst ensuring their service is tailored to the needs of each individual is what ...
Subject matter expertise of FCA regulation is essential (3+ Years). * Experience in undertaking compliance reviews, assessments, and presenting recommendations to senior management. * Conducting ...
The primary objective of the compliance team is to ensure that we continue to meet all the rules and regulations set by the Financial Conduct Authority (FCA), the information commissioner's office ...
To act at all times within the FCA Principles for Business and to comply with FCA and internal procedures at all times in order to ensure the company meets it's responsibilities in this area. SKILLS ...
Maintain CPD record in line with FCA regulations. * Generate reports and commentary for review. Skills and experience required: * Minimum level 4 Diploma qualified. * Be open to studying further ...
Deal effectively with disputes in accordance with FCA rules * Deal with hardship and vulnerable customers in accordance with FCA rules * Negotiate payment plans and settlement agreements in line with ...
Adhere to FCA rules and guidelines What you bring: The ideal Customer Service Advisor or Renewal advisor will bring a friendly, approachable manner that puts callers at ease from the moment they pick ...
Working within the FCA regulations and company guidelines * Matching customers needs to the relevant finance sources. Business Manager Requirements: * Must have a Full UK Driving License * Experience ...
Ensuring that FCA and internal regulatory standards for advice provision are met * Quality of advice provided is a must with every fact find, making sure you have everything documented along with the ...
Subject matter expertise of FCA regulation is essential (3+ Years). * Experience in undertaking compliance reviews, assessments and presenting recommendations to senior management. * Conducting ...
You must be open and cooperative with the FCA, the PRA and other regulators. * You must pay due regard to the interests of customers and treat them fairly. * You must observe proper standards of ...
... FCA requirements. You will add value in helping us live to our client centric values. Working in a small team environment you are expected to make an impact and engage with stakeholders in the ...
At Acorn Insurance we provide full training and continuous coaching inhouse you will be given full in-depth FCA regulated industry knowledge and have all the tools necessary to help you personally ...
You must be open and cooperative with the FCA, the PRA and other regulators * You must pay due regard to the interests of customers and treat them fairly * You must observe proper standards of market ...
Ensure timely allocation of tasks within department, company, MOJ and FCA guidelines. * Keep Brokers and Policyholders fully updated throughout the claim, consistently provide outstanding customer ...
Regulatory compliance with FCA and ISO. * Collaborate with cross-functional teams, including finance, accounting, procurement, and operations, to support business objectives and drive process ...
If you have worked in compliance in an FCA Regulated industry, preferably insurance, have offered compliance advice, given updates on legislation changes, and created regulatory reports, please apply ...
Inputting new business and maintaining client records on back-office systems in line with company and FCA compliance regulations. Don't delay, apply today for a confidential discussion. Due to the ...