Fca jobs in Nottingham

Senior Credit Risk Analyst- Nottingham (Hybrid 2 days a week)- £50K- £60K My Client is on the search for a Senior Credit Risk Analyst to be responsible for driving insight on credit risk strategies using varying data approaches; regularly monitoring key trends in the portfolio and the wider mar...

Work with the wider Operations team to review internal processes and procedures to ensure compliance with FCA regulations and company procedural standards. * In conjunction with wider Operations team ...

Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Operations and Compliance manuals - use checklists and support documentation as provided by ...

FCA Statement Please note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

You will always adhere to the strict FCA regulations and guidelines as-well as the rigorous internal policies and procedures. * You will produce and collate all the relevant pre-meeting paperwork for ...

You will always adhere to the strict FCA regulations and guidelines as-well as the rigorous internal policies and procedures. * You will produce and collate all the relevant pre-meeting paperwork for ...

... FCA Legislation would be ideal NJR 14512

You will always adhere to the strict FCA regulations and guidelines as-well as the rigorous internal policies and procedures. * You will produce and collate all the relevant pre-meeting paperwork for ...

Responsible for client on-boarding and ensuring that all tasks are carried out to FCA regulatory requirements * Obtaining Anti-Money Laundering evidence and conducting electronic checks for new, as ...

Act in accordance with the FCA Code of Conduct for company representatives. Skills and experience: * Ability to build / maintain strong customer relationships. * Professional approach. * Drive and ...

Awareness of the Regulations including EBA Capital Requirements, Mortgage Credit Directive, FCA Mortgage conduct of business, GDPR and PRA Supervisory Statements. * In depth understanding of IFRS 9 ...

Stay up to date with relevant accounting standards and FCA regulations. * Ensure compliance with all financial reporting requirements. * Ownership for the reconciliation of nominated balance sheet ...

Maintain accurate complaint records and categorise them according to business and FCA standards. * Resolve complaints using finance sector knowledge and regulations. * Identify and escalate concerns ...

Manage new business enquiries and client renewals, including where necessary the remarketing of policies, issuing renewal documentation within timescales set out by the FCA. * Handle incoming client ...

Awareness of the Regulations including EBA Capital Requirements, Mortgage Credit Directive, FCA Mortgage conduct of business, GDPR and PRA Supervisory Statements. * In depth understanding of IFRS 9 ...

Have a good knowledge of the responsibilities surrounding compliance, FCA requirements and consumer duty. * Good technical knowledge and presentation skills with the ability to present to groups of ...

Act in accordance with the FCA Code of Conduct for company representatives. Skills and experience: * Ability to build / maintain strong customer relationships. * Professional approach. * Drive and ...

Responsibilities - Maintain an understanding of current pension legislation- Ensure compliance with HMRC, legislative and internal procedures- Ensure compliance with FCA regulations, Anti Money ...

Responsibilities- - Maintain an understanding of current pension legislation- Ensure compliance with HMRC, legislative and internal procedures- Ensure compliance with FCA regulations, Anti Money ...

Working to FCA guidelines * Supporting management with their administrative needs * Escalating client issues with the tech team * Following legislative guidelines when processing documentation The ...

The successful candidate will have experience within a professional services environment, ideally some exposure to FCA regulations and strong IT skills. Duties for this role will include: * To ...

Act in accordance with the FCA Code of Conduct for company representatives. Skills and experience: * Ability to build / maintain strong customer relationships. * Professional approach. * Drive and ...

Coordinating office activities and operations to secure efficiency and compliance to company policies and FCA regulation * Administrative support to encompass the processing of new business and ...

Experience of working to high standards of FCA compliance * Attention to detail * Confident communicator * Building strong relationships with clients and insurers * Organisational skills Benefits