Trabajos fca en Wakefield

Reconciliation of Insurer Settlements for allocated members in accordance with FCA regulations, Insurer requirements and internal procedures. * Management of own workload to ensure work is being ...

Authorised in 2018 through a collaboration of 11 Local Government Pension Funds with a total asset value of c.£60 billion (as at 31st of March 2023), Border to Coast is FCA-regulated, and is ...

Authorised in 2018 through a collaboration of 11 Local Government Pension Funds with a total asset value of c. £60 billion (as at 31st of March 2023), Border to Coast is FCA-regulated, and is ...

To ensure that you treat customers fairly, in accordance with the FCA's TCF principles * To present a positive and professional image of the Bartlett Group in all dealings with prospective clients ...

About you Ideally, you'll have proven experience in a similar role, gained within a Collections environment (FCA regulated) and will be able to demonstrate: Demonstrated success in a senior role with ...

Attain and sustain competent status as defined by the FCA and the firm. * Maintain performance standards in accordance with those outlined in the Key Performance Indicators section of the Training ...

Significant knowledge of the FCA Handbook, in particular PRIN, SUP, SYSC, ICOBS, DISP and their application relating to the distribution of insurance products. Experience delivering within compliance ...

The role: · Processing applications and ensuring all necessary paperwork is completed accurately and in accordance with FCA regulations. · Maintaining accurate and up-to-date client records on an ...

Border to Coast is a FCA regulated investment company created to pool the investments of like-minded Local Government Pension Scheme (LGPS) funds - our 'Partner Funds'. Established in 2018, we are ...

Full FCA backing and Compliance * In House Brokers and Account Handlers for your Risks * Full claims Service * Risks Management Services * Full Suite of Marketing Products * Use of the in-house ...

You will have knowledge of FCA Regulations and Insurance products. * Ideally be Cert CII * First-class communication and relationship building skills * Excellent literacy, numeracy, time management ...

Ensure we are compliant within FCA regulations * Ensure successful completion of training and assessment exercises as assigned from the Compliance and Training Department. * Willingness and ability ...

Act in accordance with the FCA Code of Conduct for company representatives. Skills and experience: * Ability to build / maintain strong customer relationships. * Professional approach. * Drive and ...

Authorised in 2018 through a collaboration of 11 Local Government Pension Funds with a total asset value of c.£60 billion (as at 31st of March 2023), Border to Coast is FCA-regulated, and is ...

Ensure that client files are fully FCA compliant. * Ensure that any transactions are monitored and completed accurately and in a timely fashion in line with compliance guidelines and company ...

Inputting new business and maintaining client records on back-office systems in line with company and FCA compliance regulations. Don't delay, apply today for a confidential discussion. Due to the ...

Checking of Fact Find Information to ensure it meets FCA requirements * Assisting with the identification of demands and needs and possible solutions * Checking assessment to investment risk and ...

To ensure work complies with the Firms policies, FCA regulations and best practice. * To always put the interests of the client first. * To support the IFA's and senior members of staff as necessary ...

Authorised in 2018 through a collaboration of 11 Local Government Pension Funds with a total asset value of c.£60 billion (as at 31st of March 2023), Border to Coast is FCA-regulated, and is ...

This means we concentrate on holistic financial planning (pension, protection, investment and cashflow planning) while being truly independent and directly authorised by the FCA. We have no ...

Prepare and invite renewals in line with FCA requirements. * Develop relationships with customers and Insurers. * Handle general enquiries competently and give clear guidance and explanations

Ensure we are fully compliant within FCA regulations. Who we are looking for This is an opportunity for a talented, dynamic individual, with a willingness to learn and develop new skills. The below ...

Be fully conversant with, and adhere to, the rules and procedures contained in the Company's FCA Insurance Business Compliance Manual * Explore opportunities for new business generation and be an ...

Fulfil your responsibilities in line with agreed processes in order to achieve agreed objectives, and in doing so, ensure compliance with the client and insurer money rules as per FCA Client Asset ...