Fca jobs in Maidenhead

Experience as Manager grade Project Manager in an FCA regulated firm, leading hybrid IT / Infrastructure and Operational projects with durations in excess of nine months. Projects to have been ...

IMPORTANT FOR YOU TO BE CONSIDERED FOR THE FULL HEAD OF COMPLIANCE:- 1) YOU MUST BE STRONG SKILLED WISE ON THE FCA TO GET THE BUSINESS ACREDDITED AS AN "API" WHICH IS (AN AUTHORISED PAYMENT ...

An understanding of FCA regulations and guidelines relating to financial services clients * Willingness to continue to develop knowledge of products and related issues through formal and informal ...

This is a great opportunity for an aspiring lawyer with a broad commercial practice from an FCA-regulated background, whether that is strictly financial services, insurance, or any other FCA ...

Act as the MLRO and hold the FCA SMF17. * Implement robust AML measures to prevent and detect money laundering activities, safeguarding the integrity of the organisation. * Ensure that the company ...

Account Executive Must have previous experinece ideally in Motor Finance and or an FCA regulated environment. Ideally collections. Term: Permanent Working hours: Monday to Friday 9-5:30pm Team

Comfortable with the FCA Handbook and with FCA rules. * Excellent analytical skills. * Commitment to learning and continuing professional development. * Should be comfortable with communicating with ...

In this position, you will oversee a stream of new business inquiries from the website while maintaining complete FCA compliance. The company offer guidance on a variety of business insurance ...

Take ownership of the plan and reporting. • Flexible Assurance - Plan and execute assurance testing on areas of the FCA Handbook to react to current and emerging risks (e.g. thematic / rapid ...

FCA Statement Please note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

Key Responsibilities: * Assist the firm meet FCA and SEC regulatory compliance requirements * Prepare the firm for its quarterly FCA compliance reviews and annual SEC reviews * Review Compliance ...

You will also ensure all relevant regulatory requirements are met including the FCA's Conduct Rules and Principles. With great offices and hybrid working patterns, the company offer someone the ...

Complying with the FCA and anti-money laundering regulations The incumbent will be expected to; * Continue building investment knowledge and be conversant with the full range of private banking ...

Liaison with the FCA on all regulatory matters and be the primary contact for the regulator. * Periodic review of existing frameworks (risk assessments, policies, procedures, monitoring programmes

Would you like to work with FCA regulated clients? Do you want ultra flexible working? Our client an independent 7 partner firm are looking for an Accounts & Audit Supervisor to work in their ...

We have successfully assisted over 1000 firms to become authorised with the FCA and are providing regulatory support to over 600 regulated firms on an ongoing basis globally. Complyport is a member ...

Data Protection - ensuring GDPR and FCA compliance * Working with colleagues and COPL and MLRO on the ongoing development and implementation of Risk & Compliance training * To take responsibility for ...

Industries include pension schemes, solicitors, charities & not-for-profit, FCA registered companies. * Planning, supervision and review of audit and accounts assignments * Preparing / reviewing ...

In-house experience with FCA regulated investment manager * Experience with drafting policies and procedures, creating and managing compliance controls/testing, reviewing marketing materials ...

Meets FCA qualification and internal requirements for authorisation to provide advice in complex and specialist areas * Achieved CISI Level 6 as a minimum * Maintains SPS in line with professional ...

Compliance with Bank's policies, FCA and anti-money laundering regulations, CASS, Consumer Duty & MiFiD II regulations. * Maintain accurate and up-to-date records of client interactions and ...

Ensuring all work is carried out adhering to FCA legislation * Compliance administration * Liaising with clients * Ensuring all information is recorded correctly * Using Intelligent Office back ...

Certain activities within the Funeral Partners Group are regulated by Financial Conduct Authority ("FCA"), including all aspects associated with offering funeral plans to customers. Your role will ...

Build strong customer relationships and provide an excellent customer experience, whilst adhering at all times to company procedures and the FCA'sMCOB regulations and guidance. * Maintain an ...