Fca jobs in Leighton Buzzard

Ensure that all complaints received are correctly identified, logged, acknowledged, and responded to within FCA regulatory timelines. * Draft complaint responses to customers. * Liaise with internal ...

Accountable for sending all regulated correspondence to the customer within FCA timelines (e.g. acknowledgement letter, holding letter and final response letter). Skills / Experience: Customer ...

Sound understanding of Estate Agency regulations, TPOS code of conduct, or FCA Regulation, including MCOB. * A team player, with the ability to work unsupervised. * Ability to build strong and ...

... all FCA guidance and policy. You will provide strategic direction and end to end oversight of the Risk function, and be responsible for helping the business identify all risks ( current and ...

Experience of pension schemes, LLPs, FCA & charities is highly desirable. * Audit and preparation of accounts with a turnover up to £40 million, including group accounts. Particular aptitudes ...

Ensure compliance with employment legislation, FCA principles, Consumer Duty, "Treating Customers Fairly" (TCF) & other relevant legislative requirements.

Adhere to FCA and PRA conduct standards, notifying the Head of BPA Transitions of any regulatory matters as required About you * Previous experience as a Data Analyst / Actuarial Analyst with ...

Adhere to FCA and PRA conduct standards, notifying the Head of BPA Transitions of any regulatory matters as required About you * Previous experience as a Data Analyst / Actuarial Analyst with ...

Monitoring of SLAs, customer satisfaction, FCA compliance, TCF, adherence to the bank's values, policies and procedures Use of management information for reporting purposes Key Skills required ...

Adhere to FCA and PRA conduct standards, notifying the Head of BPA Transitions of any regulatory matters as required. * Additional Tasks : Perform ad hoc tasks as needed to support the team and ...

... FCA regulations * Check each insurer account at the beginning of each month for long outstanding credits or debits and bring to the attention of the relevant account handler * Organise payment for ...

Good understanding of the FCA and how a Financial services firm operates. If you are interested in hearing more about this position, please get in touch with us at Capio.

... FCA related i.e. CII. · Meticulous attention to detail and the ability to communicate to a high level across all mediums. THE COMPANY: We offer a one stop shop for all your mortgage and protection ...

I am currently recruiting for an academic Student Complaints and Appeals Officer to join my client based in SW England. ...

We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments, such as pharmaceuticals. Ensure compliance with industry safety regulations and standard...

To provide an excellent and efficient service to our customers' policyholders, responding to written and verbal complaints received from policyholders and IFA's. To respond to complaints received from policyholders and IFA's received via multchannels. Process complaints on policies in priority or...

We have an exciting opportunity for a Compliance Officer to join our Organisation on a 12 months, fixed-term contract. As a Compliance Officer at Certsure, you'll collaborate with external organisations, ensuring adherence to accreditation, process, and product criteria. By presenting compliance ...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

The Compliance Program Manager will be responsible for compliance for the EMEA region and will be responsible for the following:. Develop and implement a compliance training program to address compliance risk and support employee and third-party awareness of the Code of Conduct and other complian...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

Finitas are delighted to be partnered with a growing life insurer in their search for an additional Complaints Handler to join their team. Complaint Handler | Life Insurer | Kent/Hybrid | £25 - 28,000 (doe). You will be resolving complaints in line with the FCA Dispute Resolution regulations to e...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

A large unique and exciting business are currently recruiting for a Management Accountant. Be a Qualified Accountant (ACCA/CIMA). ...

As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. Compliance Monitoring & Surveillance. ...