Trabajos fca en Leighton Buzzard

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

I am currently recruiting for an academic Student Complaints and Appeals Officer to join my client based in SW England. ...

The Lead Investigator, Casino/Sports Risk and Fraud is tasked with finding causes of risk, detecting and stopping fraud within our product operations. ...

The purpose of this role is to be responsible for handling of Customer Complaints, ensuring any complaints received are handled efficiently and within regulatory and the company timescales. Build customer relationships by actively listening and resolving complaints. Liaise with Financial Ombudsma...

Your role is to resolve customer complaints at the first point of contact received from the customer by completing prompt, high quality investigations in order to ensure that an appropriate decision is reached. Actively manage customer complaints. Improve the overall customer relationship, making...

Assist the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Senior Compliance Officer (Contract). Very successful and established stock broking and wealth management company have a generalist compl...

To provide an excellent and efficient service to our customers' policyholders, responding to written and verbal complaints received from policyholders and IFA's. To respond to complaints received from policyholders and IFA's received via multchannels. Process complaints on policies in priority or...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

Due to rapid growth, our Asset Finance client is looking for add to their Governance team with the appointment of a Compliance Officer. This wide-reaching role offers the opportunity to engage in all aspects of their compliance and operational risk activities. Ensure the business achieves and mai...

Morgan Philips Executive Search has partnered with a rapidly growing independent law firm specialised in insurance and commercial litigation to hire a Risk & Compliance consultant to audit the current company practices, advise on the executive strategy and to manage the execution and implementati...

You will play a key part in supporting the delivery of the compliance plan, developing as well as enhancing compliance processes, providing compliance advice, working on regulatory projects and more. Risk & Compliance Manager | Insurance MGA | West Midlands | £45 - 55,000 (doe). Finitas are delig...

Complaint Handler | Life Insurer | Kent/Hybrid | £25 - 28,000 (doe). Finitas are delighted to be partnered with a growing life insurer in their search for an additional Complaints Handler to join their team. You will be resolving complaints in line with the FCA Dispute Resolution regulations to e...

Conduct regular risk assessments and audits to ensure compliance with legislation. Liaise with external bodies and authorities regarding health and safety compliance. ...

Investigator” in the subject line to apply. To support the company’s rapid growth, we seek several Online Investigators to spearhead investigations that aim to dismantle criminal operations worldwide. More specifically, Online Investigators will be tasked with the following:. Collaborate effectiv...

Compliance Manager (Resilience). Compliance Manager (Business Continuity & EPRR). To have significant autonomy in delivering to achieve CSU objectives and outcomes in relation to EPRR and Business Continuity using own initiative and motivation whilst working under the overall guidance of the Seni...

We are seeking an experienced Risk & Compliance Construction Manager to join our team. This role will ensure the safety and regulatory compliance of construction projects within highly regulated environments, such as pharmaceuticals. Ensure compliance with industry safety regulations and standard...

Continual monitoring standards and audit requirements to ensure compliance, as well as highlighting areas of non-compliance to management and demonstrate a proactive problem solving approach to resolve any areas of non-compliance. We currently have a great opportunity for an experienced ISO Compl...

The Complaints Handler role works within the Complaints Team. Complaint and dispute resolution. As a new and fast growing bank, Allica is now of a scale that a full team is required to manage all Complaints and disputes within the bank. The role will be to support the growing Complaints function ...

Role: Senior Financial Accountant. Qualified Accountant – ACA / ACCA /CIMA. ...

Complaints Investigator / Specialist. ...

Ensure that all complaints received are correctly identified, logged, acknowledged, and responded to within FCA regulatory timelines. * Draft complaint responses to customers. * Liaise with internal ...

... all FCA guidance and policy. You will provide strategic direction and end to end oversight of the Risk function, and be responsible for helping the business identify all risks ( current and ...

Adhere to FCA Conduct Rules Our client values a positive work environment and offers excellent training and development opportunities. This role is on a temporary basis, with a view for an immediate ...

This role is subject to the Senior Managers and Certification Regime, a regulatory requirement of the Financial Conduct Authority (FCA) and Prudential Regulatory Authority (PRA). The occupant of this ...