Fca jobs in Leicester

The Quality Assurance Manager will develop, manage, deliver, monitor, and report on Quality Assurance throughout the Speciality Division ensuring that processes are current, accurate and in accordance with FCA Regulations and the Speciality Division procedural standards. Experience of Account Exe...

Work with the wider Operations team to review internal processes and procedures to ensure compliance with FCA regulations and company procedural standards. * In conjunction with wider Operations team ...

You will always adhere to the strict FCA regulations and guidelines as-well as the rigorous internal policies and procedures. * You will produce and collate all the relevant pre-meeting paperwork for ...

Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the Operations and Compliance manuals - use checklists and support documentation as provided by ...

FCA Statement Please note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

... FCA Legislation would be ideal NJR 14512

You will always adhere to the strict FCA regulations and guidelines as-well as the rigorous internal policies and procedures. * You will produce and collate all the relevant pre-meeting paperwork for ...

... to FCA regulations and requirements. REQUIREMENTS: • At least 1 years general insurance experience. • Insurance qualifications are an advantage. • 'A' Level standard in education is an ...

Responsible for client on-boarding and ensuring that all tasks are carried out to FCA regulatory requirements * Obtaining Anti-Money Laundering evidence and conducting electronic checks for new, as ...

Have a good knowledge of the responsibilities surrounding compliance, FCA requirements and consumer duty. * Good technical knowledge and presentation skills with the ability to present to groups of ...

Good understanding of the FCA and how a Financial services firm operates If you are interested in hearing more about this position, please get in touch with us at Capio.

Responsibilities - Maintain an understanding of current pension legislation- Ensure compliance with HMRC, legislative and internal procedures- Ensure compliance with FCA regulations, Anti Money ...

Responsibilities- - Maintain an understanding of current pension legislation- Ensure compliance with HMRC, legislative and internal procedures- Ensure compliance with FCA regulations, Anti Money ...

Working to FCA guidelines * Supporting management with their administrative needs * Escalating client issues with the tech team * Following legislative guidelines when processing documentation The ...

The successful candidate will have experience within a professional services environment, ideally some exposure to FCA regulations and strong IT skills. Duties for this role will include: * To ...

Act in accordance with the FCA Code of Conduct for company representatives. Skills and experience: * Ability to build / maintain strong customer relationships. * Professional approach. * Drive and ...

Experience of working to high standards of FCA compliance * Attention to detail * Confident communicator * Building strong relationships with clients and insurers * Organisational skills Benefits

The successful candidate will have experience within a professional services environment, ideally some exposure to FCA regulations and strong IT skills. Duties for this role will include: * Acting as ...

Work in a consistent and compliant manner to FCA standards. * Must be fully CeMAP qualified. * Living within a 3 hour commute of our Milton Keynes or Peterborough office and happy commuting once a ...

Provide holistic financial planning to prospective and existing clients in a compliant manner whilst adhering to the FCA principles of TCF * Have a minimum qualification to Level 4/Diploma with a ...

Maintain accurate complaint records and categorise them according to business and FCA standards. * Resolve complaints using finance sector knowledge and regulations. * Identify and escalate concerns ...

ACA or ACCA qualified in practice (FCA or FCCA also considered). * Proven experience of working within an audit practice environment. * Ability to review and complete audit and account files quickly ...

Manage new business enquiries and client renewals, including where necessary the remarketing of policies, issuing renewal documentation within timescales set out by the FCA. * Handle incoming client ...

FCA-regulated mortgage qualification (CeMAP or equivalent) * Excellent written and verbal communication skills * Ability to work independently and remotely * Experience in the financial services ...