Fca jobs in Cheltenham

Senior Analyst - Appointed Representative We are currently working with a leading insurance broker who provides insurance broking, risk consulting, and employee benefits advice to millions of clients globally. As part of their continued growth they are building a brand new AR/IAR team to be bas...

Job Description Job Title: Technician – Entry (Apprentice) Division: Client Services Team (CST) Location: Cheltenham Website: www.amwinsglobalrisks.com Amwins Global Risks At Amwins Global Risks, we succeed together. We’re not ‘just another London broker’ placing risks and signi...

We are seeking a Senior Analyst with AR experience and good FCA regulation knowledge. If this is you please read on. Experience: * Strong UK regulatory technical knowledge and experience of ARs in ...

This role requires a confident individual with a strong understanding of FCA regulations. Day to day of the role: * Conduct thorough audits of contacts, maintaining focus over extended periods

Experience of working within a Regulated FCA environment, in line with T&C requirements and understand the compliance role within regulated industry with proven experience. * Able to achieve results ...

Ensure the compliance manual is up to date and all updates from the FCA are rolled out across the business. * Work in a team to continually monitor, update and review processes and compliance across ...

Strong knowledge of FCA requirements specifically relating to general insurance products.

For this role candidates will need to have proven administration experience within financial services (ideally within an IFA or similar) and have a good understanding of compliance and FCA conduct ...

Your role will involve providing efficient, effective and expert administrative support to the Technical Team and Broking Divisions, in line with compliance, FCA and internal audit guidelines

Strong knowledge of FCA requirements specifically relating to general insurance products.

Full FCA backing and Compliance * In House Brokers and Account Handlers for your Risks * Full claims Service * Risks Management Services * Full Suite of Marketing Products * Use of the in-house ...

Strong understanding of financial regulations (FCA Handbook, JMLSG, GDPR). * Excellent analytical and organizational skills. * Effective communication abilities * Ability to work collaboratively and ...

Strong knowledge of FCA and FOS regulations. This position has been defined as an Insurance Distribution Directive IDD role under the IDD regime which means that in addition to pre-employment ...

Lutine Bell are currently supporting a leading Investment Manager based in London looking to appoint a Compliance Advisory Officer. Contribute to reporting due from the Compliance team including Regulatory reporting. Analyse, plan and execute actions and regulatory developments which affect the C...

The daily duties of an ISO compliance manager will vary depending on the ISO and maintaining the quality management system. This role requires a quality/compliance professional with significant experience in. Liaising with external auditors: This involves working with external auditors who are re...

You will play a key part in supporting the delivery of the compliance plan, developing as well as enhancing compliance processes, providing compliance advice, working on regulatory projects and more. Risk & Compliance Manager | Insurance MGA | West Midlands | £45 - 55,000 (doe). Finitas are delig...

To assist the Team Leaders in ensuring the timely and accurate delivery of complaint resolution in accordance with mutually agreed service level agreements (SLA) and other agreed deadlines and to ensure that regulatory and audit requirements are met. To provide an excellent and efficient service ...

A large unique and exciting business are currently recruiting for a Management Accountant. Be a Qualified Accountant (ACCA/CIMA). ...

Complaint Handler | Life Insurer | Kent/Hybrid | £25 - 28,000 (doe). Finitas are delighted to be partnered with a growing life insurer in their search for an additional Complaints Handler to join their team. You will be resolving complaints in line with the FCA Dispute Resolution regulations to e...

We have an exciting opportunity for a Compliance Officer to join our Organisation on a 12 months, fixed-term contract. As a Compliance Officer at Certsure, you'll collaborate with external organisations, ensuring adherence to accreditation, process, and product criteria. By presenting compliance ...

The Compliance Program Manager will be responsible for compliance for the EMEA region and will be responsible for the following:. Develop and implement a compliance training program to address compliance risk and support employee and third-party awareness of the Code of Conduct and other complian...

The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiFID, MAR, UCITS etc. ...

Compliance Manager (Resilience). Compliance Manager (Business Continuity & EPRR). To have significant autonomy in delivering to achieve CSU objectives and outcomes in relation to EPRR and Business Continuity using own initiative and motivation whilst working under the overall guidance of the Seni...

Assist the Head of Compliance in all areas of compliance including preparing for any regulatory changes, ongoing monitoring and any ad hoc compliance projects. Senior Compliance Officer (Contract). Very successful and established stock broking and wealth management company have a generalist compl...