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Compliance Officer - Wealth Management.Support the individuals holding senior compliance functions (equivalent to SMF16 and SMF17) at an established wealth management and asset management firm.Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaining...

Working for FCA regulated financial services company, the Reconciliation Manager will hold responsibility for internal client money reconciliations, financial reporting to Client companies, CASS operational oversight of Client Money Accounts and the associated processes and financial controls. As...

A friendly and professional Financial Services company based in St Albans are looking for a Reconciliation Clerk a to join a welcoming team. This is a busy role where you will provide a full reconciliation service to the Finance department. You will ensure all relevant regulatory requirements are...

Accountant, newly qualified/finalist, broad financial and management accounts role, St Albans, c£50,000 Exciting opportunity for a newly qualified (or soon to qualify) Accountant to take key role with an expanding technology /services company. As the Accountant your role will support the Financia...

Complete and offer all renewals within the FCA guidelines * Complete and process all new business and transfer new business within the FCA guidelines * Completion of tasks in a timely manner * Ensure ...

Draft and negotiate large, complex commercial agreements, including for PayPoint's FCA regulated businesses in collaboration with senior internal stakeholders. * Provide expert advice and guidance on ...

Ensure the business adheres to the standards set by the Financial Conduct Authority (FCA) by maintaining and overseeing compliance frameworks and procedures. Additionally, manage staff training and ...

Ensure all targets are achieved (new business, renewals, cross selling and overall profitability) and are attained compliantly with FCA regulation * Develop and maintain a professional working ...

Strong understanding of FCA regulations and Consumer Duty obligations * Acturis experience preferred Key Skills * Exceptional organisational and time-management capabilities * Outstanding ...

An understanding of FCA regulation. * Experienced in Underwriting 1st or 2nd Charge or BTL mortgage applications. * CeMAP (desirable, not essential). Personal Attributes * Flexible * Articulate

A strong understanding of FCA regulation. * Previous experience of managing a caseload and assessing cases for approval in a fast-paced environment * Experience within the secured lending sector

Verification and Audit (led FCA/PCA) * Working hand-in-hand with our engineering delivery teams to ensure the Project dataset is maintained and configuration controlled Skills, Qualifications ...

It would also be great if you had experienceof working in an FCA regulated environment * Ideally WIAPS and CCNSG or NVQ Level 2 - but not essential. At HomeServe youll work in a fun, friendly ...

... led FCA/PCA) Working hand-in-hand with our engineering delivery teams to ensure the Project dataset is maintained and configuration controlled Skills, Qualifications & Knowledge Required You must ...