Fca jobs in LondonCreate job alerts

The Opportunity:   The Senior Paraplanner under Fisher Investments Europe's UK Additions Team analyses trading client portfolios and accounts to provide FCA regulated advice on areas such as pension transfers, bond surrenders, investment taxation and account structure suitability. Reporting to yo...

John Charcol are looking for experienced Mortgage Advisors to join our self-employed team throughout the U.K. Established 50 years ago, John Charcol is an award winning and whole of market mortgage broker. Our main offices are in the centre of London and Southampton with regional advisors and off...

Closing date: 27-11-2024 Funeral Arranger £28,021 per annum (£14.37 per hour) including London Allowance plus benefits Full Time 37.5 hours per week, Monday to Friday 9am-5pm Earlsfield, London SW17 0PB   No experience needed. You can apply for this job on your mobile in a few simple steps – no C...

Ivy Rock Partners is thrilled to be working with London South Bank University in recruiting a permanent Group Associate Director - Financial Services. Purpose of the post: Ensuring the delivery of high quality financial transactional services and operational reporting across the Group combining s...

This is a unique opportunity to be General Counsel of a successful fintech scale-up that is on a continued growth journey. You will be able to take over an existing legal function and evolve it yourself to suit the business as it grows. The CEO values legal highly and is looking for a trusted adv...

This is a unique opportunity to be General Counsel of a successful fintech scale-up that is on a continued growth journey. You will be able to take over an existing legal function and evolve it yourself to suit the business as it grows. The CEO values legal highly and is looking for a trusted adv...

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and £52.6 billion worth of assets under management (as at 29th March 2024). Jupiter provides investment services to individual and institutional investors through mut...

The Value of Active Minds About Jupiter Jupiter is one of the UK's leading investment management companies with over 500 employees and £52.6 billion worth of assets under management (as at 29th March 2024). Jupiter provides investment services to individual and institutional investors through mut...

£28000 CRM Executive  Salary £28,000 FT 35 hours per week Hybrid - Travel to the London or Ashford Office at least once per month  Here at Saga, we are seeking a CRM Executive. The role of the CRM Executive will play a key part in shaping the CRM Strategy for the Insurance division using data and...

Up to £110,000 per annum dependent on experience Head of Financial Risk         12 – 18 month FTC Salary – Up to £110,000 per annum dependent on experience FT – 35 hours per week London/Gibraltar Hybrid As the Head of Financial Risk at Saga, you will be the lead contact in the insurance risk func...

£65,000 - 70,000 dependent on experience Compliance Advisory Manager Salary £65 – 70,000 Fixed Term contract – 12 - 18 months Hybrid – Home & Hub – London & Kent The Saga Advisory team seeks to safeguard and empower the rest of the business to deliver its strategy and operate its functions compli...

Experience of working in a senior level/Head of Compliance position within a derivatives brokerage. Responsible for the oversight of all compliance matters and ensuring full compliance with all relevant parties, FCA, ICE and CME regulations. Build out and implementation of a proportionate Complia...

I’m working with a financial services firm to recruit a Compliance Advisory Officer within their retail banking team, focused on second-line defence. Regulatory Advice: Provide compliance advice to Private Client lending on FCA rules for secured lending (MCOB, CONC) and PRA BTL regulations. Gover...

JCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager 🏆👇.Advise the business to help build great investing products that help customers achieve their life goals.Manage relationships throughout the business.Provide compliance oversight ...

Company: FCF Fortune Commercial Finance. Fortune Commercial Finance Ltd is a FCA regulated mortgage broker is seeking a highly motivated and qualified Mortgage and Protection Advisor to join their our dynamic team.

Enhance the operational resilience program in line with FCA and CBI regulations. Champion the IT Risk Framework implementation and collaborate with Information Security for cyber resilience. Act as a subject matter expert on resilience and upcoming regulatory changes.

It is important to note that the firm are keen to find someone who they think can eventually take on the Company Secretary position. Acting as the Secretary of a number of UK FCA regulated and non-regulated entities and various Group Committees, including setting agendas, distributing papers in e...

Head of Trading (CFD Brokerage) Deus X Capital, London, United KingdomLocation: Remote, with potential relocation opportunitiesCompany Overview:We are a leading CFD liquidity provider, serving multiple brokers globally. The business is exp...

The Citi Commercial Bank ("CCB") Head of Industrials for Europe, Middle East & Africa ("MEA") and United Kingdom ("UK") manages multiple teams through other managers. In-depth understanding of how own sub-function contributes to achieving the objectives of the function. A good understanding of...

This is an exciting opportunity for someone who is highly motivated to work in a dynamic team and to contribute to our Investment Banking business. Our UK Diversified Industries team is a market leading team responsible for the origination and execution of public and private M&A and cap...

Trainee Mandate Monitoring AnalystLocation: London, GBCompany: Royal London GroupJob Title: Trainee Mandate Monitoring AnalystContract Type: PermanentLocation: LondonWorking style: Hybrid ...

This is a unique opportunity to be General Counsel of a successful fintech scale-up that is on a continued growth journey. You will be able to take over an existing legal function and evolve it yourself to suit the business as it grows. The CEO values legal highly and is looking for a trusted ...

You are qualified to be an FCA SMF1 and SMF3 (Chief Executive and Executive Director) approved person and can accept the responsibility of becoming BII’s key approved person under the Senior Managers and Certification Regime. Governance: Be a member of the BII and BIIFM boards; the

Think you’re ready to make an impact? Grow your career in the mortgage industry with April Mortgages and take a leading role in our ambitious expansion plans At April Mortgages, our mission is to give people peace of mind throughout their home ownership journey. We think mortgages should be simpl...