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Business Unit:  Model Risk and Analytics Salary range: up to £70,000 per annum DOE + red-hot benefits Location:  UK Hybrid, at one of our local HUBS Contract type: Permanent \nBe the voice we need. Live a life more Virgin. \nOur Team \nThe Model Risk and Analytics (MRA) team, work at the inter...

Join us as a Business Analyst (Lending) This is an opportunity to join our Point Of Sale (PoS) Lending team and help shape the future of our platform, ensuring we deliver: scalable, reusable and compliant solutions for our customersIt’s a chance to take advantage of our development programmes an...

Compliance Analysts will support Senior Compliance Consultants in developing, implementing and maintaining compliance programs for a variety of regulated investment management firms, including but not limited to:. Performing periodic compliance monitoring testing across specific FCA regulatory co...

Help to drive the implementation of compliance controls and processes, ensuring adherence to FCA regulatory Compliance, AML/CTF, and other regulations. Support risk-based compliance programmes that protect consumers and ensure financial crime regulation compliance. Be a collaborative member of th...

At least 3 years' experience working within a compliance function of an FCA regulated, financial services, insurance or banking organisation.

At least 5 years financial sector work experience, preferably with exposure to oversight within a FCA regulated entity. A proactive, self-motivated team player who can work independently with minimal supervision, manage a high personal workload with multiple deadlines and continually strive for i...

FCA Compliance Expertise: Demonstrable knowledge of FCA compliance requirements related to both wholesale and reinsurance business. The role provides additional senior compliance support to Group and Divisional Management in conjunction with the Group Compliance Director. This includes directly s...

TO BE CONSIDERED FOR THIS ROLE YOU MUST HAVE PRIOR EXPERIENCE IN A BUSINESS ROLE AT A UK-BASED CONSUMER FINTECH. LoanTube is a leading London-based FinTech and FCA Authorised Broker (FRN #753151), empowering individuals and businesses in the UK to access the right credit products to lead their be...

Job Title:                Senior Full Stack Web Developer Location:                Loughton, Essex Benefits ·        Working within a newly refurbished dedicated office space with onsite employee gym and parking ·        Close road links to M11/M25/A406/A12 and London ·        Central Line ...

We are seeking an experienced and dynamic Chief Sales Officer (CSO) to lead our efforts in obtaining FCA approval for our Payments (API or EMI) license and to spearhead our business development initiatives targeting clients who trade foreign exchange (FX) globally. The ideal candidate will have a...

Job Description: Finance & Operations Analyst As companies grow internationally they have income and expenses in different currencies. They also need to convert currencies for various reasons and as a result can lose money due to exchange rate swings. Bound helps companies minimise such curre...

🧢 Role | Junior Paraplanner 💫 Company | Financial Services, Wealth Management 🎯 Areas | Financial Planning, Client Service, Administrative Support ✨ Tech | Financial Platforms, Microsoft Office (Excel) 📍 Based | London 💻 Remote | Hybrid 💰 Offer | Competitive salary + benefits Hi 👋 We are...

We are working exclusively with a established investment research firm who are looking to hire a Legal and Compliance Officer to join the growing business and act as sole Legal Counsel. In this role, you'll be embedded in the business and play a crucial part in supporting the Compliance and Lega...

Hello! We're Teya. Teya is a payment and software service provider, headquartered in London serving small, local businesses across Europe. Founded in 2019, we build easy to use, integrated tools that enable our members to accept payments and boost business performance. At Teya we believe smal...

First Line Risk & Controls - Quality Assurance - Corporate Banking Working within the First Line Risk & Controls team, the purpose of this role is to support the continued scalable and controlled growth of the business through a targeted Quality Assurance (QA) program. This role would equally sui...

Act as Owl UK's Payment Service Directive (PSD) Individual, Chief Compliance Officer (CCO) and Money Laundering Reporting Officer (MLRO) under the FCA regulatory framework. We are seeking an experienced Head of Compliance / Money Laundering Reporting Officer (MLRO) to lead compliance and financia...

Outwards Reinsurance Purchasing Technician Entity: Rokstone Underwriting Location: London/Hybrid - 3 office days Who We Are Rokstone, part of the Aventum Group, is an established international underwriting MGA and approved Lloyd's of London coverholder, where we also hold a Lloyd's Box. With in...

Trade Surveillance Consultant – Core Consultants Core Consultants, in collaboration with its affiliates KnowledgeWave and Xander, has developed a unique approach to AI consulting and engineering. Led by former senior figures from KPMG and IBM, we deliver measurable outcomes to our clients with ...

We are supporting a unique business in the Lloyd's Insurance market who are responsible for handling and managing the investments of HNWI, LLP's and companies into the Lloyd's market. They are actively recruiting for a Deputy Operations Manager in a newly created role with excellent long term car...

Clark James Recruitment are working with a leading Financial Services business to recruit a Financial Adviser to compliment the existing team, this role is fully remote/working from home. No previous experience within Financial Services is required, out client will provide full training, guidance...

Excellent Microsoft Office competency * FCA Handbook knowledge would be a bonus but is not essential * Ability to use propriety software to manage the audit workflow and documentation of evidence * Experience with managing an accounts and audit portfolio * Review of audit files identifying ke...

Self-Employed Independent Financial Adviser (IFA) Location: London NW4 3AD Tacklewild Financial Services is an FCA directly authorised firm offering truly independent financial and mortgage advice. They provide unbiased guidance tailored to our clients’ needs. The Opportunity They are looking for...

My client is a successful, award winning, Independent Mortgage and Protection Brokerage. The company's main focus is to provide the highest level of service and the best, most impartial advice available to its clientele. The firms clients are both UK and internationally based, they are often of a...

A number of years' compliance advisory experience, ideally with a background in regulated lending * Strong and proven working knowledge of FCA regulation with particular emphasis on MCOB, CONC ...

About the role As a Product Governance Manager, you will be ensuring the department is compliant with the requirements set out by the FCA for organisations selling regulated products. You will ensure ...

No We are an equal opportunity employer, and we are proud to share that 93% of our employees say ... You must act with due skill, care and diligence. * You must be open and cooperative with the FCA ...

Champion the FCA Conduct and Consumer Duty rules, acting as a point of contact to seek advice from ... Ability to manage, prioritise and work independently. * Experience in regulatory compliance in ...

Operations Team Lead ASSIGNMENT NO: 28442 LOCATION: London Purpose of the Job: * Manage the ... Act with due skill, care and diligence * Be open and co-operative with Lloyd's, the FCA, the PRA ...

Experience advising on the FCA Handbook, consumer protection and privacy laws would be beneficial. Flexible working offered (2 days in the office). February/March 2025 start Please contact ...

Proven compliance experience in an FCA-regulated firm (Investment bank, brokerage, trading house ... Demonstrated ability to communicate and interact effectively with front-office sales and trader

Work with each AR to prepare their AR notification.Critically review the information provided to ensure it meets regulatory expectations. Deal with any follow up questions received from the FCA

Meet the fitness and proprietary requirements of the FCA for a PSD individual. * Be able to demonstrate strong leadership and an ability to challenge senior stakeholders while supporting business ...

SIEL's Compliance Department is part of the broader Global Integrated Compliance Team of its parent ... legal, audit, or governance. * Familiarity with FCA regulations, including SYSC, SUP, COBS ...

Understand and assist with the implementation of Lloyd's, PRA, and FCA requirements, including the ... Support the Compliance Manager and wider Compliance team in maintaining the Compliance Framework ...

For regulated lending, advise on the meaning and application of FCA rules and guidance applicable to secured lending (MCOB + any legacy Article 3.1(b) agreements and CONC rules and guidance) as well ...

Act as the SMF 16 (Compliance Oversight) and SMF 17 (Money Laundering Reporting Officer), ensuring compliance with FCA and other relevant regulations. * Regulatory Engagement: Liaise with and report ...

If you have a thorough understanding of Capital Markets and regulatory changes as well as in-depth knowledge of the FCA handbook, this could be a great opportunity.

Company Overview ITI Capital Limited is an esteemed FCA-regulated multi-asset brokerage firm in The City of London. Specializing in various asset classes and account types, including Equities, ETF ...

Acting as SMF16/17 for the business and as such, acting as the main point of contact with FCA and SEC, and any other relevant regulatory bodies; * Conducting trade compliance monitoring across all ...

Regulatory exposure across FCA, PRA and Lloyds * Experience assisting with the annual monitoring plan please note this role is only suitable from candidates with an insurance background For more ...

Providing key regulatory advice across different product lines, including FCA, PRA & Consumer Duty. The ideal candidate will have strong commercial legal experience, either in private practice and/or ...

Adheres to the ethical standards of behaviour and code of conduct issued by the FCA under the Senior Managers Regime. #J-18808-Ljbffr

Private medical insurance (including GP consultations, prescriptions, mental health support ... Access to e-learning, internal training, and FCA regulatory training. 🏢 Workplace Perks

Up to date knowledge of AML regulations (JMLSG, FCA rules, 3rd EU Money Laundering Directive, The Money Laundering Regulations) * Certified Role * Working knowledge of day-to-day banking activities

A top banking institution is searching for a new VP Legal Counsel with FCA regulated payments and products experience to join their team.Operating on a hybrid working schedule of two days per week in their London office you would be working closely with teams across the businesses corporate and ...

We are working with our professional services client as they look to add a Prudential Risk Manager to their existing practice. Key Responsibilities: Staying abreast of prudential regulatory requirements that apply to the variety of firms the business supports, Providing support to clients by e...

Thistle Group is a multi-award-winning organisation which offers a range of services and products to financial services firms, helping our clients through the twists and turns of the ever-changing regulatory landscape. Thistle Initiatives, our regulatory consultancy, provides expert compliance ...

We are seeking an experienced compliance professional to join a leading financial services firm in London.This role offers the opportunity to work closely with a dynamic compliance team, ensuring adherence to FCA, European, and local regulatory requirements while supporting a growing business.Ens...