Fca jobs in Horsham

Unique and rare opportunity to join a busy Insurance business as an entry level Compliance Officer!. Comprehensive training and development programs to enhance your knowledge of the FCA handbook and compliance best practices. Work closely with experienced compliance professionals who are committe...

This role is Hybrid, home working is available, but you must be able to travel into the office 2 ... We would love to hear from you if you have: * Familiarity with the FCA handbook and compliance best ...

Reed Specialist Recruitment are proud to be representing one of the UK's largest financial networks, who are looking for a new Financial Advisor to help service their clients directly, working out of their head-office in Horsham. Main Duties and Responsibilities: 1. To promote our policy of deliv...

Salary: £28-£40K with OTE of £37-£60K depending on experience Benefits: 30 Days Holiday (plus Bank Holidays) Fully Funded CII Qualifications & Apprenticeships Monthly Health & Wellbeing Benefits Clear Career Pathways Permanent, full-time (9am to 5.00pm - Monday to Thursday, 4pm finish on Fridays)...

Are you detail-oriented and passionate about auditing? A leading insurance company is seeking an Assistant Auditor to support our Audit Manager by ensuring our brokers, agents, and service providers meet our high standards and regulatory requirements.  We are looking to talk to candidates who hav...

... FCA Principles. • Knowledge of FCA Code of Approved Persons. • Knowledge of the FCA FIT handbook and Guidance. Person Specification • Ability to work on own initiative as well as working ...

Comprehensive training and development programs to enhance your knowledge of the FCA handbook and compliance best practices. * Supportive Environment : Work closely with experienced compliance ...

... FCA Principles. • Knowledge of FCA Code of Approved Persons. • Knowledge of the FCA FIT handbook and Guidance. Person Specification • Ability to work on own initiative as well as working ...

We are looking to talk to candidates who have experience in the Insurance sector and have an understanding of FCA regulation. This role is Hybrid, home working is available but you must be able to ...

FCA Statement Please note that this role is subject to meeting regulatory requirements. As an FCA-regulated organisation, we are committed to adopting the highest standards and we do this by ...

The FCA approved Easy4U subscription service assists schools/MATs, colleges/Universities by offering a personalized, full-service education laptop to their students, with a customized school-webshop ...

... of FCA standards, consumer legislation and trade practices Financially astute with a proven track record of achieving results Excellent communication skills at all levels combined with an eye for ...

Working in accordance with company procedures and regulatory requirements including the FCA Conduct Rules at all times. If you're passionate about delivering client service excellence and being part ...

The Transaction Manager role is focused on your ability to sell financial solutions to customers whilst ensuring FCA compliance at all times. The role of Transaction Manager also offers the ...

... FCA's Certification Regime. • A confident individual possessing a sound systematic and methodical approach to work while under pressure isessential. • The ability to communicate at all levels, in ...

TaxAssist Accountants are a national network of accountants across the UK delivering accounting & tax services to independent business owners. TaxAssist Accountants is a Top 25 ranked accounting firm in the ULK (Accountancy Age industry rakings 2021). ...

Compliance and Assurance Officer. Facilities Compliance experience required. Support any information provision activities to other internal teams and clients in connection with compliance activities and certifications. Support and undertake relevant training (induction & refresher) on compliance ...

As part of their growth they now seek a talented compliance professional to join their legal and compliance team, to manage the compliance programme in the UK/Ireland and support generally in EMEA. Reporting to the Senior Director Compliance EMEA, this is a new role and the second hire in the com...

They are seeking an experienced Compliance Commercial Manager to strengthen their commercial operations. Ensure clarity on compliance and building safety aspects. Understanding of compliance and building safety regulations. ...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

Lutine Bell are currently supporting a leading Investment Manager based in London looking to appoint a Compliance Advisory Officer. Contribute to reporting due from the Compliance team including Regulatory reporting. Analyse, plan and execute actions and regulatory developments which affect the C...

A leading UK accountancy firm is looking for an experienced AML Manager to run their newly founded client onboarding team and oversee the firm’s policies and procedures relative to AML. Assisting and monitoring the design of AML policies and procedures in compliance with AML legislation. ...

Finitas are delighted to be partnered with a growing life insurer in their search for an additional Complaints Handler to join their team. Complaint Handler | Life Insurer | Kent/Hybrid | £25 - 28,000 (doe). You will be resolving complaints in line with the FCA Dispute Resolution regulations to e...

Data & Compliance Manager – Apprenticeships. We are looking for an experience Data & Compliance Manager from the Apprenticeship sector. Managing 2 x Compliance Officers. If you have a strong background in compliance, audit & data within Apprenticeships, we’d love to hear from you!. ...