Fca jobs in Brighton

Legal & General is a leading UK financial services group and major global investor. We’ve been safeguarding people’s financial futures since 1836, aiming to build a better society for the long term by investing our customers’ money in things that make life better for everyone and create value for...

Strong FCA and compliance knowledge along with TCF principles. * Professional, articulate with strong negotiation skills. * Strong IT skills inclusive of Word, Excel and using inhouse databases

Strong FCA and compliance knowledge along with TCF principles. * Professional, articulate with strong negotiation skills. * Strong IT skills inclusive of Word, Excel and using inhouse databases

Strong FCA and compliance knowledge along with TCF principles. * Professional, articulate with strong negotiation skills. * Strong IT skills inclusive of Word, Excel and using inhouse databases

Ensuring all FCA regulations and compliance is adhered to. * Working to strict SLA's and sales targets. The right candidate will have the following skills and experience: * Proven background within a ...

Ensuring all FCA regulations and compliance is adhered to. * Working to strict SLA's and sales targets. The right candidate will have the following skills and experience: * Proven background within a ...

Ensure projects' compliance within the requirements of company, the PRA, the FCA and external auditors as required, requested and or mandated. * Identify and escalate risk events as identified in the ...

Full FCA backing and Compliance * In House Brokers and Account Handlers for your Risks * Full claims Service * Risks Management Services * Full Suite of Marketing Products * Use of the in-house ...

Ideally you will have a good understanding of the FCA handbook in relation to life insurance and pension products * A background in second line risk management * Regulatory risk experience and an ...

Follow FCA, statutory and company legislation. * Work to strict income and appointment targets. The right candidate will have the following skills and experience to apply: * Great communication and ...

... FCA rules and principles e.g. Code of Practice. • Maintain a clear desk and ensure all client documentation is locked away securely out of hours. • Ensure that all confidential paperwork is ...

Excellent level of understanding of the regulatory requirements of the FCA. * Ability to manage your own caseload to ensure prompt, timely and effective handling of claims. * Great IT skills and can ...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. Compliance Monitoring & Surveillance. ...

Lutine Bell are currently supporting a leading Investment Manager based in London looking to appoint a Compliance Advisory Officer. Contribute to reporting due from the Compliance team including Regulatory reporting. Analyse, plan and execute actions and regulatory developments which affect the C...

A large unique and exciting business are currently recruiting for a Management Accountant. Be a Qualified Accountant (ACCA/CIMA). ...

Complaint Handler | Life Insurer | Kent/Hybrid | £25 - 28,000 (doe). Finitas are delighted to be partnered with a growing life insurer in their search for an additional Complaints Handler to join their team. You will be resolving complaints in line with the FCA Dispute Resolution regulations to e...

We have an exciting opportunity for a Compliance Officer to join our Organisation on a 12 months, fixed-term contract. As a Compliance Officer at Certsure, you'll collaborate with external organisations, ensuring adherence to accreditation, process, and product criteria. By presenting compliance ...

Due to rapid growth, our Asset Finance client is looking for add to their Governance team with the appointment of a Compliance Officer. This wide-reaching role offers the opportunity to engage in all aspects of their compliance and operational risk activities. Ensure the business achieves and mai...

The daily duties of an ISO compliance manager will vary depending on the ISO and maintaining the quality management system. This role requires a quality/compliance professional with significant experience in. Liaising with external auditors: This involves working with external auditors who are re...

Compliance Manager (UK) & UK MLRO. Initially, your key focus will be assisting the General Manager - UK in helping to operationalise BanxaUK, ensuring we meet the applicable regulatory compliance requirements. Providing guidance and advice to the various committees within the UK Legal, Risk, and ...

I am currently recruiting for an academic Student Complaints and Appeals Officer to join my client based in SW England. ...

The compliance team is a global team with members in both London and various offices in the United States. ...

They are currently looking to appoint a Junior Financial Accountant who will be responsible for the entities in the UK and Northern Europe. The responsibilities of the Junior Financial Accountant will include:. Qualified accountant (ACA, ACCA or CIMA). ...