Trabajos fca en HarrogateCrear alertas

The Client A well-established Wealth Management firm with regional offices around the UK. The Role This is a great opportunity to join a Financial Planning Advice department within the Harrogate branch that has serious growth potential. The successful candidate will deliver desk-based financial advice / wealth planning advice to mass affluent clients as well as expanding portfolios of clients with assets typically up to £250,000. The Financial Planning Advice Manager will focus on building relationships with this existing client base and delivering targeted, expert Financial Planning advice of straightforward products such as, Pensions, Inheritance Tax, Life Insurance and Investments. The Financial Planning Advice Manager will confidently manage and develop a client portfolio, offering tailored financial advice across all straightforward products the Bristol branch has to offer While also generating new business opportunities and building strong client relationships. This role would be a great opportunity for a qualified Paraplanner that wanted to start giving financial advice or a current Financial Planner who enjoys the day to day planning advice to mass affluent clients. The Candidate Level 4 Diploma in Financial Planning or equivalent - essential Proven track record of advising clients virtually or desk-based within a similar asset range. Strong understanding of FCA regulations and compliance requirements. Driven to help clients achieve financial goals with enthusiasm and commitment. Demonstrable ability to build rapport and trust with clients, particularly through remote interactions.

Are you a Sales Manager with a background in the motor industry or other FCA-regulated environments? This is an opportunity to join a well-established, supportive company that values expertise and puts customers first. Oracle Car Finance is the UK’s leading broker for prestige, sports and classic vehicles and are looking for an experienced Sales Manager to join us. What you'll do: • To report to and support Sales Management in day to day running of the department., • To support the Management team to achieve the department goals, • To support the Account Managers to achieve their sale targets and KPI’s through motivation and coaching, • Assist the Sales Management to achieve outstanding service to drive high levels of repeat business and recommendations, • To ensure the Account Managers comply with company and FCA policies and procedures, • To ensure Account Manager follow the Oracle sales process, • Promote and manage the adoption of company vision and values within your function/team What we're looking for: • A minimum of 3 years Sales Manager experience, preferably within the automotive industry or a FCA-regulated environment., • A proven ability in managing and motivating a team to achieve sales targets, • A passion for providing a great customer service experience, • Possesses a high degree of IT literacy, • Exceptional leadership, communication, and interpersonal skills., • A passion for the automotive industry and a strong understanding of the sales process., • Excellent organisational and time-management skills., • A positive, enthusiastic, and results-oriented attitude. What we offer: • A competitive salary with a £60,000 OTE (On Target Earnings)., • 32 days’ holiday (including bank holidays), increasing with service, • Free gym membership, Cycle to Work scheme, EV salary sacrifice, Death in Service and more, • A supportive and collaborative work environment., • Monday–Friday working hours, 8:45am–5:30pm With over £2 billion in funded deals and 2,700+ 5-star reviews, Oracle is trusted by thousands of customers every year. Join our team and help deliver the high standards we’re known for. As an FCA regulated business, any offers of employment will be subject to a full credit search; adverse credit may affect our ability to proceed.

The Client A well-established Wealth Management firm with regional offices around the UK. The Role This is a great opportunity to join a Financial Planning Advice department within the Harrogate branch that has serious growth potential. The successful candidate will deliver desk-based financial advice / wealth planning advice to mass affluent clients as well as expanding portfolios of clients with assets typically up to £250,000. The Financial Planning Advice Manager will focus on building relationships with this existing client base and delivering targeted, expert Financial Planning advice of straightforward products such as, Pensions, Inheritance Tax, Life Insurance and Investments. The Financial Planning Advice Manager will confidently manage and develop a client portfolio, offering tailored financial advice across all straightforward products the Bristol branch has to offer While also generating new business opportunities and building strong client relationships. This role would be a great opportunity for a qualified Paraplanner that wanted to start giving financial advice or a current Financial Planner who enjoys the day to day planning advice to mass affluent clients. The Candidate Level 4 Diploma in Financial Planning or equivalent - essential Proven track record of advising clients virtually or desk-based within a similar asset range. Strong understanding of FCA regulations and compliance requirements. Driven to help clients achieve financial goals with enthusiasm and commitment. Demonstrable ability to build rapport and trust with clients, particularly through remote interactions. TPBN1_UKTJ

The Client A well-established Wealth Management firm with regional offices around the UK. The Role This is a great opportunity to join a Financial Planning Advice department within the Harrogate branch that has serious growth potential. The successful candidate will deliver desk-based financial advice / wealth planning advice to mass affluent clients as well as expanding portfolios of clients with assets typically up to £250,000. The Financial Planning Advice Manager will focus on building relationships with this existing client base and delivering targeted, expert Financial Planning advice of straightforward products such as, Pensions, Inheritance Tax, Life Insurance and Investments. The Financial Planning Advice Manager will confidently manage and develop a client portfolio, offering tailored financial advice across all straightforward products the Bristol branch has to offer While also generating new business opportunities and building strong client relationships. This role would be a great opportunity for a qualified Paraplanner that wanted to start giving financial advice or a current Financial Planner who enjoys the day to day planning advice to mass affluent clients. The Candidate Level 4 Diploma in Financial Planning or equivalent - essential Proven track record of advising clients virtually or desk-based within a similar asset range. Strong understanding of FCA regulations and compliance requirements. Driven to help clients achieve financial goals with enthusiasm and commitment. Demonstrable ability to build rapport and trust with clients, particularly through remote interactions. TPBN1_UKTJ

Foster Care Associates (FCA)Senior / Supervising Social WorkerSalary: Up to £36,131.

Employee Benefits Adviser - FCA RegulatedThis is an FCA-regulated advisory role.

Associate Therapist - FosteringLocation: Home-based, covering the South East (including London, Kent, Sussex, Southampton, Portsmouth, Bournemouth and the Isle of Wight)Salary: £35 per hourAbout UsFoster Care Associates South East is an Ofsted-rated 'Good' service (2023).We are highly ambitious for

Duties Will Include Support foster carers and their families to achieve outstanding outcomes for all children and young people in foster care Support and monitor the continued suitability and competence of foster carers, ensuring they provide a safe, healthy, nurturing and learning environment for c

Role: Supervising Social Worker Basic Salary: £28,938.Dependent upon experienceBenefits: Company Car or £2,000 Car Allowance, 30 days' Annual Leave, rising to 35 day's with length of service, + Bank Holidays, Life Assurance, Company Pension, On-site Free Parking, Employee Discount Scheme & Medical

Are you the right applicant for this opportunity Find out by reading through the role overview below.Fostering Location: Home-based, covering the South East (including London, Kent, Sussex, Southampton, Portsmouth, Bournemouth and the Isle of Wight) Salary: £35 per hour About Us Foster Care Associa

Foster Care Associates Scotland (FCAS)Senior Supervising Social WorkerLocation: Hybrid / Office - CambuslangSalary: Up to £41,960.

Support foster carers and their families to achieve outstanding outcomes for all children and young people in foster care Support and monitor the continued suitability and competence of foster carers, ensuring they provide a safe, healthy, nurturing and learning environment for children and young pe

FOSTER CARE ASSOCIATES (THE FCA) Role: Senior Supervising Social Worker Salary: Up to £40,708. ABOUT US Set up by a former foster parent and former social worker in 1994, Foster Care Associates (FCA) is an established fostering agency which forms part of the Polaris Community - one of the UKs large

The role requires significant experience in compliance within FCA-regulated environments and the ability to influence senior stakeholders.

The ideal candidate will have 7+ years of experience in UK investment firms, leadership skills, and direct experience with FCA regulations.

A prominent financial regulatory body in the UK is looking for two experienced Non-Executive Directors to join their Board.This role involves strategic oversight of complex regulatory issues, with a focus on consumer protection and risk management.Candidates should possess strong understanding of fi

This hybrid role requires FCA experience and the ability to handle challenging conversations effectively. The successful candidate will offer FCA-compliant solutions and maintain high service standards while supporting customers with overdue payments.

Financial Controller (FCA Regulatory Environment). We are looking for a Financial Controller with experience of working in FCA Regulated Broking/Trading environments.

Associate Therapist - Fostering.Home-based, covering the South East (including London, Kent, Sussex, Southampton, Portsmouth, Bournemouth and the Isle of Wight).Foster Care Associates South East is an Ofsted-rated 'Good' service (2023).We are highly ambitious for our fostering families and want ever

The role requires prior FCA approval as Compliance Officer for a UK payments company, along with extensive knowledge of UK/EU payment regulations.

A financial brokerage firm is seeking a Finance Officer to support daily financial operations, maintain compliance with FCA regulations, and assist in financial reporting and analysis.

This role involves maintaining relationships with UK regulators like the FCA, ensuring compliance, and providing insights on regulatory strategies.

Essential skills include experience in compliance, knowledge of FCA regulations, and strong communication abilities.

Candidates should have proven experience in a compliance role and a deep understanding of the FCA Handbook.

Board of the Financial Conduct Authority (FCA). The FCA is an independent regulator with the strategic objective of ensuring that the UK’s financial markets function well. Working alongside the Bank of England and the Prudential Regulation Authority, the FCA regulates financial services to protect

The ideal candidate will have a minimum of 6 years' compliance experience in an FCA regulated environment and expertise in consumer credit legislation.

A leading compliance consultancy in the UK is seeking a Regional Compliance Consultant to provide expert advice on FCA regulation to network partners.

A significant financial services provider is looking for a Regulatory Affairs Consultant to help shape and deliver regulatory strategies.The role involves maintaining relationships with regulators and preparing reports for senior management.Successful candidates will have strong knowledge of regulat

The role involves managing IFRS and Solvency II reporting, along with financial reporting to regulatory bodies like the FCA and ABI.

Candidates should have strong FCA knowledge, experience in compliance within financial services, and excellent communication skills.

A prominent fostering agency in the UK is seeking a Supervising Social Worker to empower foster carers and children in their care across Cornwall and Plymouth.Candidates should possess a Social Work qualification and professional registration, along with exceptional report writing skills.The role of

This role requires experience in financial services and a strong understanding of FCA regulations to handle sensitive customer interactions.

A regulatory financial body in Greater London seeks a Cyber Security Product Architect to shape the product roadmap and drive technology architecture solutions.Ideal candidates will have significant experience in cloud infrastructure and cybersecurity, SABSA or TOGAF certification, and a strong unde

The role involves monitoring and assuring the quality of financial planning advice, ensuring compliance with FCA regulations. Candidates should have a minimum of 5 years' experience in quality assurance within FCA-regulated environments and possess strong analytical skills.

Candidates should have significant experience in compliance within FCA regulated financial services, with proven skills in both retail and institutional client oversight. This leadership role includes overarching responsibility for the compliance and financial crime framework, close collaboration wi

A leading residential energy services company in the UK is seeking a Partner Monitoring Lead to oversee compliance within its financial services division.This permanent, full-time role offers a hybrid working model with 2 days in the London office.The successful candidate will implement compliance f

A high-growth financial services firm in Greater London is seeking a senior regulatory lawyer to lead on complex UK FCA matters.

The ideal candidate will have hands-on experience with FCA licensing, specifically in building PSR authorisation packs and advising firms on their applications.

We are working with an instantly recognisable energy company and award winning employer who are seeking a FCA/Consumer Lawyer to work on a wide variety of FCA / Financial Law matters on a 12 month contract. Your role will see you advising on legal risk in respect of FCA & Financial Services law, asw

The ideal candidate will have experience in audit within FCA regulated sectors and will play a key role in developing audit findings and recommendations.

The role involves reviewing suitability reports, ensuring compliance with FCA standards, and improving advice processes.

The ideal candidate should have experience in client data processing, knowledge of FCA regulations, and strong Excel skills.

You will be responsible for ensuring adherence to FCA requirements, leading the FCA licence application process, and overseeing a robust compliance and financial crime programme.