Fca jobs in York

Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements. * Research, identify and analyse potential regulatory change (DPB and FCA ...

Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements. * Research, identify and analyse potential regulatory change (DPB and FCA ...

The successful candidate will take ownership of an allocated caseload and delve into the investigation of complaints, meticulously adhering to FCA DISP and FOS guidelines to reach resolutions that ...

Minimum of 2 years' compliance /quality assurance and or risk management experience, within an FCA regulated business * Good understanding of general retail insurance products * Good working ...

Key responsibilities: * with the Head of Compliance to ensure that the firm meets its regulatory obligations as set out in the DPB handbook * amendments to legislation and regulations (DPB and FCA ...

To ensure that all post-completion documentation is checked thoroughly once received back from the Land Registry and FCA and send this on to the other side; To assist with marketing and business ...

Attain and sustain competent status as defined by the FCA and the firm. * Maintain performance standards in accordance with those outlined in the Key Performance Indicators section of the Training ...

This includes oversight of capital adequacy requirements and obligations and the submission of regulatory returns in accordance with FCA guidelines and deadlines. * Collaborating with senior ...

Capability to define and regulate complaint management standards FCA/TCF * Ability to pre-empt potential customer problems and issues before they escalate * Letter writing skills desirable

Qualified Accountant. (ACA/ACCA/FCA/FCCA/CIMA/ACMA/CGMA) * In-depth knowledge of financial principles, regulations, and best practices. Proven experience in a senior finance role, with at least 3 ...

They are looking for a Digital Acquisition Manager for their Leeds office , working within the sector's niche, FCA regulated digital marketing space, you will be responsible for campaign management ...

This is a Certification Regime role under the Financial Conduct Authority's (FCA's) Senior Manager and Certification Regime and will be subject to the FCA's Conduct Rules. The Requirements * Work ...

They are looking for a Digital Acquisition Manager for their Leeds office , working within the sector's niche, FCA regulated digital marketing space, you will be responsible for campaign management ...

The Role In performing a wide range of duties across the Finance Department including planning, problem solving and operation in line with FCA and Company Group guidelines, you will play a crucial ...

... FCA, and Anti Money Laundering requirements. * organisational, communication, and problem-solving skills. * attention to detail and the ability to handle multiple tasks and projects. About us? Since ...

... FCA regulations. To be considered for this Opportunity you will need to have prior experience of working within the industry and have a good understanding of writing bespoke Suitability reports and ...

Knowledge of FCA rules and regulations is a pre-requisite. This is a great opportunity to join a fantastic employer in the establishment of a new team which offers a friendly working environment ...

No fees (PI, FCA, FSCS all included!) and no network deductions * Remote based role * AR option available for individuals looking to build their own brand Location Nationwide Liability and Disclaimer ...

Checking and dealing with post-completion registrations at the Land Registry and the FCA; * Assisting with marketing and business development documentation where needed; * Organise and maintain tidy ...

Good knowledge and understanding of Pensions regulations and Policies that our business is managed by including GDPR, FCA and ISO * Applying statistical and/or logical techniques to evaluate data and ...

Always act within all FCA Regulations, with integrity and ensure all customers are treated fairly. * Complete all mandatory training as and when required. * Always ensure adherence to all Firm ...

Specialized knowledge of specific regulatory bodies (e.g., SEC, FCA). * Certifications in compliance or risk management (e.g., CRCM, CAMS). If you are interested in this position, and you meet the ...

Ensure we are fully compliant within FCA regulations. Who we are looking for This is an opportunity for a talented, dynamic individual, with a willingness to learn and develop new skills. The below ...

The Reconciliations Administrator role is vital in ensuring the firm's compliance with FCA requirements and responsibilities will include: Checking all physical holdings (including physical stocks ...