Trabajos fca en Bradford

Support the firm in its application for its FCA Authorisation, ensuring policies and procedures meet the new requirements. * Research, identify and analyse potential regulatory change (DPB and FCA ...

The successful candidate will take ownership of an allocated caseload and delve into the investigation of complaints, meticulously adhering to FCA DISP and FOS guidelines to reach resolutions that ...

Key responsibilities: * with the Head of Compliance to ensure that the firm meets its regulatory obligations as set out in the DPB handbook * amendments to legislation and regulations (DPB and FCA ...

You will ensure all operations are in compliance with FCA/PRA and all other relevant regulations.Reporting directly to the CEO, you will support the CEO and Board of Directors and promote the ...

Ensuring all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Polices and Guides to Best Practice * Always promoting exceptional customer care ...

To ensure that all post-completion documentation is checked thoroughly once received back from the Land Registry and FCA and send this on to the other side; To assist with marketing and business ...

Attain and sustain competent status as defined by the FCA and the firm. * Maintain performance standards in accordance with those outlined in the Key Performance Indicators section of the Training ...

This includes oversight of capital adequacy requirements and obligations and the submission of regulatory returns in accordance with FCA guidelines and deadlines. * Collaborating with senior ...

Capability to define and regulate complaint management standards FCA/TCF * Ability to pre-empt potential customer problems and issues before they escalate * Letter writing skills desirable

FCA Regulations, DPA requirements. Experience: * Previous Experience of working in a Motor Vehicle Engineering environment (Essential). * Evidence of working in a FCA regulated environment (Desirable ...

They are looking for a Digital Acquisition Manager for their Leeds office , working within the sector's niche, FCA regulated digital marketing space, you will be responsible for campaign management ...

This is a Certification Regime role under the Financial Conduct Authority's (FCA's) Senior Manager and Certification Regime and will be subject to the FCA's Conduct Rules. The Requirements * Work ...

Reviewing procedures and complying with FCA * Scheduling tasks and making sure office is running smoothly * Involvement in operational plans for the business * Oversee reception desk functionality

... FCA, and Anti Money Laundering requirements. * organisational, communication, and problem-solving skills. * attention to detail and the ability to handle multiple tasks and projects. About us? Since ...

Knowledge of regulatory bodies (FCA, CSA, ICO) Experience working within a collections environment (desirable) Experience of monitoring multi-channel communication methods (calls, emails and webchat ...

... FCA's requirements to Prepare draft suitability reports in accordance with agreed recommendations to be discussed/signed off by the Financial Planner's. * Completion of annual suitability review ...

Adhere to the FCA Conduct rules. The Ideal Senior Legal Assistant will have / Be * Previous experience as a senior legal assistant / legal assistant. * Experience handling a defended and contentious ...

Checking and dealing with post-completion registrations at the Land Registry and the FCA; * Assisting with marketing and business development documentation where needed; * Organise and maintain tidy ...

Review and take ownership of pet claims complaints, in line with FCA guidelines. * Provide insight into the root cause of complaints, providing feedback and upskilling where necessary. * Utilise and ...

Good knowledge and understanding of Pensions regulations and Policies that our business is managed by including GDPR, FCA and ISO * Applying statistical and/or logical techniques to evaluate data and ...

Always act within all FCA Regulations, with integrity and ensure all customers are treated fairly. * Complete all mandatory training as and when required. * Always ensure adherence to all Firm ...

Specialized knowledge of specific regulatory bodies (e.g., SEC, FCA). * Certifications in compliance or risk management (e.g., CRCM, CAMS). If you are interested in this position, and you meet the ...

Ensure we are fully compliant within FCA regulations. Who we are looking for This is an opportunity for a talented, dynamic individual, with a willingness to learn and develop new skills. The below ...

The Reconciliations Administrator role is vital in ensuring the firm's compliance with FCA requirements and responsibilities will include: Checking all physical holdings (including physical stocks ...