Fca jobs in Edinburgh

They must have the confidence to work independently and take responsibility for the accuracy, delivery, and quality of Projects. What you'll need: * Extensive knowledge of pensions (DB & DC) and FCA ...

Liaison with compliance services to ensure all documentation being used is correct and FCA ... laundering, data security, anti-bribery, fraud and corruption, GDPR procedures of the firm at all ...

Ensure client data is accurate and up to date on the back office system * Dealing with clients and providers over the telephone and email * Ensuring client files are compliant with FCA and Company ...

Senior Compliance Analyst – Edinburgh Change Recruitment Group is working with a growing Financial Services organisation based in Edinburgh on the search for a Senior Compliance Analyst to join their team. The Senior Compliance Analyst will support the Compliance Manager in providing complianc...

** Edinburgh or Glasgow based ** Hybrid ** Competitive remuneration This is a fantastic opportunity to join a leading advisory firm in a Senior Manager role focusing on the financial services sector and working on risk and regulatory engagements. The new team is rapidly growing and the SM role ...

JOB TITLE: Legal Counsel (Outsourcing & Commercial) PQE REQUIRED: 4+ LOCATION: Edinburgh SALARY: On application THE ROLE: Our client is looking for an experienced and motivated commercial solicitor with significant outsourcing experience in the regulatory environment. The Legal Counsel will...

Independent Financial AdviserAt AFH, as we grow, we’re looking for like-minded financial advisers to join us. What we are looking for in our ideal Independent Financial Adviser:Diploma in Regulated Financial Planning (or FCA approved equivalent) and to maintain CF30 status in accordance with the ...

For nearly 200 years, people have trusted Standard Life/ Diligenta to take care of their retirement needs and life savings.Standard Life is now a part of Diligenta, a UK-based FCA-regulated subsidiary of Tata Consultancy Services (TCS), and it specialises in the provision of business process serv...

We are seeking a highly motivated and experienced Head of Compliance to oversea and enhance our compliance framework in alignment with industry standards and regulations. Ensure relevant controls exist across the business and support/monitor compliance with FCA requirements and Group risk & compl...

As the Regulatory Compliance Manager, you will play a crucial role in leading the firm’s regulatory obligations to the FCA and overseeing regulations for installations. This role is suitable for individuals seeking to enter a Compliance Manager position or progress in their career. Collaborate wi...

Role Are you a talented and experienced Mortgage Broker, looking for a remote employed role with leads provided? Our client is a successful, well-established mortgage business in the North East of England, specialising in new build mortgages, re-mortgages, buy-to-let mortgages and mortgage insura...

We are working with an independent Commercial Insurance Broker in the Surrey area who are looking for an Account Handler to join their established team! The team are highly experienced and willing to train and guide you so this is a great opportunity for someone who is wanting to learn and develo...

Are you a regulatory specialist looking to elevate your career to the next level? The Openwork Partnership, a leader in financial services, is seeking a passionate and highly competent T&C Supervisor to join our dynamic teams. As a valued member of our team, you will ensure we maintain our except...

Lead Technical Compliance Manager Salary £60-70k This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. The Role No direct reports Supporting Exec...

Remote Experienced Mortgage Advisor £30,000 per annum plus bonus Start date 15th July 2024 Fun, rewarding and with the opportunity to develop and grow your career. That’s life with L&C Mortgages, the UK’s leading fee free mortgage and protection broker with over 160 awards to its name. Join us an...

We are looking for Senior Software Engineers with experience in application design and development, working on solutions within our Fraud portfolio Digital Defences team. As we upgrade our legacy infrastructure, redevelop and enhance applications, you will be part of a team driving forward techni...

Role Purpose/Overview: Senior Technical Claims Handler working within our Large Loss Team. Proactively handle a portfolio of motor claims consisting of mainly high value bodily injury with a value up to £500,000. Investigate and advise upon claims involving complex indemnity issues across private...

Quality Assurance Officer | Insurance MGA | West Midlands | £30 - 35,000 (doe) Finitas are delighted to be partnered with a growing insurance MGA in their search for a Quality Assurance Officer to join their business. This is a newly created role due to company growth and you will be reporting in...

Rev & Regs are recruiting for a Head of Risk & Compliance role for a rapidly growing tech-focussed Capital Markets company. Reporting to the Chief Operating Officer, the Head of Risk & Compliance will work closely with the board to develop fit for purpose Compliance Frameworks, Policies & Procedu...

If you have a passion for financial services administration and analysis and are looking for your next move, this could be the opportunity for you. Based in the Oxfordshire countryside, our client is looking for a new Analyst to join their dynamic and hard-working team. With several business acqu...

Remote Risk and Compliance Testing Manager - Properties and Facilities Exciting Opportunity for Experienced Risk and Compliance Manager Seeking a work from home role. There is a requirement for travel to the firms branches c. 10-20% of the time. We are seeking an experienced Controls, Compliance ...

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a ...

Support the Head of Compliance to implement risk assessments, compliance policies and procedures. Undertaking specified checks and controls to ensure that all departments are compliant with the appropriate regulations and procedures. This role is a Fixed Term Contract for 6 months with the potent...

This is a 12 month fixed term contract. We have an exciting opportunity to join our team, reporting to the Head of Operations, you will be responsible for overseeing and executing change to deliver business integration. The role will support and co-ordinate operational business projects, with a p...