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Ensure compliance with all aspects of the FCA's Training and Competence Sourcebook, including identifying regulatory requirements for staff competency. * Conduct regular reviews of the T&C framework ...

Reconciliation of Insurer Settlements for allocated members in accordance with FCA regulations, Insurer requirements and internal procedures. * Management of own workload to ensure work is being ...

This includes oversight of capital adequacy requirements and obligations, and the submission of regulatory returns in accordance with FCA guidelines and deadlines. * Ensuring accurate forecasting of ...

Ensure all work adheres to FCA regulations and internal compliance standards. Draft suitability reports and investment proposals based on advisor instructions. Ensure all financial plans and ...

Ideally but not mandatory - Load Balancing, IP Telephony and contact centre services and containerisation Experience/understanding of FCA rules and regulations along with ITIL experience is ...

... FCA regulations. Where: Office Based - Morley, Leeds (LS27) When: Mon... ZIPC1_UKTJ

Familiarity with regulatory and compliance standards such as NIST, ISO 27001 AND FCA. About you: * Experience in threat intelligence and analysis to support proactive IR. * Experience in managing ...

Ensure we are compliant within FCA regulations * Ensure successful completion of training and assessment exercises as assigned from the Compliance and Training Department. * Willingness and ability ...

So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com ( including contact no ) however please note we cannot reply to all ...

You will put the customer at the heart of everything you do, utilising know your customer (KYC) and treating customers fairly (TCF) methodologies, handling claims in line with compliance, FCA ...