Reconciliation of Insurer Settlements for allocated members in accordance with FCA regulations, Insurer requirements and internal procedures. * Management of own workload to ensure work is being ...
Authorised in 2018 through a collaboration of 11 Local Government Pension Funds with a total asset value of c.£60 billion (as at 31st of March 2023), Border to Coast is FCA-regulated, and is ...
You will ensure all operations are in compliance with FCA/PRA and all other relevant regulations.Reporting directly to the CEO, you will support the CEO and Board of Directors and promote the ...
Authorised in 2018 through a collaboration of 11 Local Government Pension Funds with a total asset value of c. £60 billion (as at 31st of March 2023), Border to Coast is FCA-regulated, and is ...
To ensure that you treat customers fairly, in accordance with the FCA's TCF principles * To present a positive and professional image of the Bartlett Group in all dealings with prospective clients ...
About you Ideally, you'll have proven experience in a similar role, gained within a Collections environment (FCA regulated) and will be able to demonstrate: Demonstrated success in a senior role with ...
Attain and sustain competent status as defined by the FCA and the firm. * Maintain performance standards in accordance with those outlined in the Key Performance Indicators section of the Training ...
Significant knowledge of the FCA Handbook, in particular PRIN, SUP, SYSC, ICOBS, DISP and their application relating to the distribution of insurance products. Experience delivering within compliance ...
Border to Coast is a FCA regulated investment company created to pool the investments of like-minded Local Government Pension Scheme (LGPS) funds - our 'Partner Funds'. Established in 2018, we are ...
Full FCA backing and Compliance * In House Brokers and Account Handlers for your Risks * Full claims Service * Risks Management Services * Full Suite of Marketing Products * Use of the in-house ...
You will have knowledge of FCA Regulations and Insurance products. * Ideally be Cert CII * First-class communication and relationship building skills * Excellent literacy, numeracy, time management ...
Ensure we are compliant within FCA regulations * Ensure successful completion of training and assessment exercises as assigned from the Compliance and Training Department. * Willingness and ability ...
The role: · Processing applications and ensuring all necessary paperwork is completed accurately and in accordance with FCA regulations. · Maintaining accurate and up-to-date client records on an ...
Act in accordance with the FCA Code of Conduct for company representatives. Skills and experience: * Ability to build / maintain strong customer relationships. * Professional approach. * Drive and ...
Ensure that client files are fully FCA compliant. * Ensure that any transactions are monitored and completed accurately and in a timely fashion in line with compliance guidelines and company ...
Inputting new business and maintaining client records on back-office systems in line with company and FCA compliance regulations. Don't delay, apply today for a confidential discussion. Due to the ...
Adhere to all regulatory and business processes, such as FCA regulations and GDPR requirements * Keep all assigned property in good working order and report any faults promptly * Engage in department ...
To ensure work complies with the Firms policies, FCA regulations and best practice. * To always put the interests of the client first. * To support the IFA's and senior members of staff as necessary ...
... FCA and firm standards. • Stay updated on market changes, products, and regulations. • Adhere to firm's Compliance and Training & Competence Procedures. • Comply with relevant financial ...
This means we concentrate on holistic financial planning (pension, protection, investment and cashflow planning) while being truly independent and directly authorised by the FCA. We have no ...