Trabajos fca en Caerphilly

Having a high regard for compliance and treating customers fairly within an FCA regulated business and adhering to all legislation and regulatory guidelines * Keep abreast of changes to industry ...

The Company The company are a Cardiff based, FCA-regulated, growing IFA Network. They are a robust, institutionally backed, mission driven group, with a diverse, supportive, and highly experienced ...

Demonstrable previous experience in similar responsibilities, preferably within an FCA-regulated business. * Prior experience in audit governance, including the creation and maintenance of audit ...

Our client is an FCA-regulated IFA Network operating for over 20 years, that supports Independent Financial Advisers (IFAs) across the UK. They are seeking an individual to join the growing team and ...

To comply with the Statements of Principle and Codes of Practice issues by the FCA. To respect Stellantis FS governance structure, policies and procedures of the organisation and to be an advocate ...

Ideally you will have a good understanding of the FCA handbook in relation to life insurance and pension products * A background in second line risk management * Regulatory risk experience and an ...

Ensure that all FCA compliance procedures are adhered to at all times * Investigate and resolve customer complaints Requirements - I've already done that or have that! * A positive "can do" attitude

Working knowledge of Consumer Duty regulations and all FCA Principles in regulated consumer credit (applicable if relevant

Maintain contact with the customer through each step of the vehicle purchase ensuring you are meeting the customer's needs in line with current FCA guidelines and always treating customers fairly

Proactively work towards keeping up to date with company processes and policies and adhering to all FCA legislation and regulatory guidelines * To constantly display and encourage ActiveQuote company ...

Maintain contact with the customer through each step of the vehicle purchase ensuring you are meeting the customer's needs in line with current FCA guidelines and always treating customers fairly

Investigator” in the subject line to apply. To support the company’s rapid growth, we seek several Online Investigators to spearhead investigations that aim to dismantle criminal operations worldwide. More specifically, Online Investigators will be tasked with the following:. Collaborate effectiv...

Assisting the Chief Compliance Officer (CCO) and the MLRO of MarTrust in overseeing AML Compliance Framework, systems and controls used to combat Financial Crime risks and conducting Compliance Monitoring testing in line with MarTrust’s Compliance Monitoring Programme (CMP). The Compliance Office...

The Compliance Program Manager will be responsible for compliance for the EMEA region and will be responsible for the following:. Develop and implement a compliance training program to address compliance risk and support employee and third-party awareness of the Code of Conduct and other complian...

The right candidate will have: .Excellent communication skills and the ability to build relationships with colleagues and clients.Always aiming to deliver excellent customer service.Excellent attention to detail and a good knowledge of accountancy principles.Work well with others and confidently ...

Global Accounting Network are partnered with a Oil & Gas and Renewable Energy company to find a newly qualified Financial Accountant to join their team. ...

I am working with a council in the Southwest of England who are after a Management Accountant on an interim basis at £300-350/day. ...

The Group Quality, Compliance and Audit (QCA) Manager is responsible for supporting the business in complying with OASIS Group policies, processes and procedures (SOPs), and external requirements including GDPR, ISO and British Standards and all other relevant regulations and legislation. The QCA...

Currently, they are navigating a challenging audit period and require a highly skilled Technical Accountant to join their team. The Technical Accountant will play a critical role in addressing audit issues You will provide expert technical accounting support, manage the audit process, and impleme...

Partners across bordering states.Providing high-quality accounting, taxation, auditing and advisory services that help each client achieve their goals.Provide advice to a complex client base, manage relationships and learn a variety of technical skills and work on national and international busin...

Accountant who is looking for the complete flexibly to work full time from home?. Client Satisfaction is key, and this firm want to be the best accountants in the world at delivering this for their clientele. This is a challenging, demanding and exciting role for a qualified accountant, which inc...

Working closely with CISO, Technology, HR, Sales and Product Development teams, the Information Security Compliance Manager plays a pivotal role in ensuring that our product teams maintain our high expectations of Information Security compliance across the company. This role focuses on protecting...

Summary:The accountant will be in charge of invoice registration, reconciliations and allocations. ...

Development of policies and procedures in response to complaints handling process. Demonstratable experience of leading a large team with responsibility for decision making in a customer complaints function delivering on performance and regulatory expectations. ...