Fca jobs in Sheffield

Customer Complaints Case Handler. Our Complaints Resolution team are the customer advocates at the heart of our operation. Manage customer complaints from receipt right through to resolution, including a final written response. Once you've completed training you’ll move onto the Complaints team s...

Nottingham Trent House (95002), United Kingdom, Nottingham, Nottinghamshire.Our Fraud team protects the business from fraud losses whilst putting the customer at the heart of everything we do.They apply judgement to all investigations and reach the right outcome for our customers.As a member of t...

The MLRO/Compliance Officer will be responsible for managing our compliance with legal and regulatory requirements, with a particular focus on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. Provide training and guidance to staff on compliance procedures and the import...

We are looking for an experienced hands-on Senior Finance Manager to join our team in a pivotal role, providing support across our business units, in particular acting as the lead for the regulated Payment Institution business in the UK.This offers a great opportunity to work in a marketplace bus...

Reporting into the Group Head of Compliance, you will be a key member of the compliance function, the role holder will contribute to enhancing, embedding and maintaining the Company’s compliance framework. This is an excellent opportunity to join a growing compliance function focussing on the bro...

They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Advise on compliance requirements for new initiatives. Strong experience in advising businesses on energy markets compliance. ...

Accountant will support the department with maintaining statutory compliance and preparing financial statements for all entities, globally. Accountant you will be preparing detailed reconciliations, schedules, and support and assisting in the preparation of financial statements. ...

As the Compliance Manager, you will be responsible for generalist compliance activities covering both the UK & US. Coopman Search and Selection are delighted to partner with a leading alternative asset manager who specialise across the fixed income spectrum. Compliance Monitoring & Surveillance. ...

Ideally you’ll have been a compliance officer and/or nominated officer for a UK-based estate agency. COMPANY ACCOUNTS & AML COMPLIANCE OFFICER - REMOTE WORKING. They are looking for a Company Accounts & AML Compliance Officer to join the team. Working closely with the Directors, you will manage t...

Robert Half is recruiting for a Senior Regulatory Compliance Officer from an FX background for a 9 Month Contract. ROLE: Senior Regulatory Compliance Officer. Regulatory Compliance officer/manager. ...

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a ...

Red Snapper Recruitment are working with the Metropolitan Police Service to source candidates with recent policing experience and a public protection background who would be interested in 2 year fixed term contracts.To support BCU detectives investigating offences within the Public Protection por...

We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. This critical role will be responsible for leading our global risk management...

Your main focus will be to liaise with local and overseas entities to ensure they are compliant with the firms Compliance framework, with opportunities to travel both nationwide and overseas, whilst also working closely with the Senior Compliance Manager in supporting the regional structure for r...

The role of the Senior Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies and codes of conduct through appropriate control systems in order to minimise and mitigate risks to the business. The role is to assist the the Complianc...

Remote Risk and Compliance Testing Manager - Properties and Facilities. Exciting Opportunity for Experienced Risk and Compliance Manager Seeking a work from home role. We are seeking an experienced Controls, Compliance and Risk Manager to join a Properties and Facilities services firm in a part-t...

Our client is seeking a Compliance Manager to join the bank on a permanent basis either in Kent or in the Midlands. The role would join a high performing compliance team and would support the bank with topics such as consumer duty, business modernisation and providing regulatory advice to the bus...

Our client a well-respected and reputable trade association with 1,400 members is currently looking for Compliance Officer. The Role of Compliance Officer. ...

Investments Compliance Manager. The Risk & Compliance function has grown from 4 to more than 20 in a little over 3 years. You’ll have gained several years’ Compliance experience focused on investment products and have a detailed knowledge of UK regulatory requirements in this space, including MiF...

To undertake compliance monitoring reviews as agreed with the Head of Compliance Monitoring to achieve delivery of the Compliance Monitoring Plan as agreed for the activities of WMUK, LFA and LFI. To deliver the Compliance Monitoring plan, which is agreed on an annual basis with the regulated ent...

You'll be supporting our businesses across England and Wales to deliver their objectives whilst ensuring they have a robust compliance controls in place. You’ll be working as part of the Risk & Compliance team and be an active contributor to their growing function whilst supporting our hub busine...

You’ll be stepping in to a large and extremely fast-paced facility, where you’ll be accountable for the site’s Quality Systems and ensuring compliance to customer and legal requirements that relate to Food Safety, Integrity and Product Quality. You’ll be developing and maintaining the QMS ensurin...

The MLRO/Compliance Officer will be responsible for managing our compliance with legal and regulatory requirements, with a particular focus on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. This role involves actively monitoring, assessing, and managing compliance ris...

Get to know us BANXA is a hyper-growth global Payment Services Provider that enables the purchase of digital assets and currencies such as Bitcoin or USDT using traditional currencies, such as Australian Dollars, Euros and Pounds (just to name a few)! Every 15 seconds someone purchases cryptocurr...