Trabajos fca en Dartford

Basic Salary: £30,338 - £41,052 per annum dependent upon experience Benefits: Company Car or £2,000 Car Allowance, 30 days' Annual Leave, rising to 35 day's with length of service, + Bank Holidays ...

Work with the Head of Compliance to implement FCA regulatory requirements into the firm's global compliance program * Manage day-to-day operations of the compliance program and conduct periodic ...

Key Accountabilities: ● Work with the Head of Compliance to implement FCA regulatory requirements into the firm's global compliance program ● Manage day-to-day operations of the compliance ...

Due to exciting growth plans our client is looking for a Quality Assurance Officer with strong FCA experience and knowledge to join them on a full-time, permanent basis, working closely with ...

Reporting directly to the Head of Compliance, the successful candidate will play a crucial role in ensuring the firm operates in accordance with the requirements of the FCA Handbook and adheres to ...

To work closely with the FCA, FOS, Lloyd's of London, and other useful organisations such as MGAA and BIBA. Key skills and experience required. * The candidate should have circa 5 years' work ...

They will be heavily involved in the delivery of the MLRO report, the financial crime risk assessment, FCA reporting relating to AML/CTF and other related processes. * SMCR -The candidate will ...

Work within the framework of an FCA-regulated business, ensuring a strong foundation of compliance and governance. Your expertise will play a pivotal role in maintaining the highest standards of ...

Prepare and submit regulatory reports to relevant authorities (FCA and other), ensuring accuracy and timeliness. Coordinate responses to regulatory inquiries and examinations, facilitating regulatory ...

Conduct daily and monthly client fund reconciliations to segregate funds accurately, ensuring this is in accordance with FCA standards. * Detect, address, and resolve reconciliation discrepancies

Ensure all business activity fully complies with FCA regulation and company procedures as detailed in the compliance manual - use checklists and support documentation as provided by the company to ...

This is a great opportunity for an aspiring lawyer with a broad commercial practice from an FCA-regulated background, whether that is strictly financial services, insurance, or any other FCA ...

Responsibilities: - Lead the AML department within WeavePay. - Ensure all client documentation complies with FCA and international regulations. - Keep abreast of regulatory changes and implement ...

Financial Administrator (Financial Services, Mortgage, FCA, Insurance) Billericay, Essex Circa £20,000 - £23,000 DOE Are you looking for that next step in your career, to work for a leading and ...

Responsible for supervising Independent Contracting and Professional Partner registered wealth managers/financial advisers who are authorised with the FCA under RJIS' authorisation * Input and advise ...

The Role Head of Compliance - West End based Brokerage Martis Search are representing a West End based, FCA regulated, privately owned FX Brokerage to hire a "Head of Compliance." The role sits on ...

Ensure electronic client files are organised and updated, and easily accessible Compliance with FCA and company procedures * Assist the team in complying with FCA and internal compliance procedures ...

The client is happy to give training for this role but really wants FCA approved people or people who have recently worked for an FCA approved business. The ideal candidate will have experience as an ...

... and FCA Principles of Business * the product and technical teams to ensure the Company Platform is compliant with applicable regulations and industry guidance * advice and legal support to ensure ...

Managing client relationships, providing guidance and support on their FCA regulatory obligations * Providing training on regulatory change and assisting with the change and development of their ...

Ensure all activities comply with regulatory requirements set forth by the Financial Conduct Authority (FCA) and other relevant authorities. * Stay updated on changes in mortgage regulations ...

Liaise with third parties including the firm, FCA, FOS, PRA, Insolvency Practitioners, and Run off agents to collect relevant information on the firm * Collect and analyse relevant data and ...

You will receive referrals from FCA registered brokers and will be required to use your factfinding skills to understand the needs of your clients and assess the best course of action for them

Financial House Limited , an authorized electronic money institution by the FCA, is a Fintech & Payment company based in the heart of London. Specializing in E-money accounts & wallets, IBANs, EMD ...