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Commercial Account Executive - Desk Based Up to £40,000 + Uncapped Commission Do you want a chance to join a rapidly growing insurance brokerage? Following a successful acquisition, our client is seeking a driven Commercial Account Executive to propel their ambitious growth strategy. This desk-ba...

Commercial Account Handler - Yorkshire Up to £30,000 + Uncapped Commission We are working with a rapidly growing, family-oriented insurance brokerage that is seeking a talented Commercial Account Handler to join their dynamic team. This is an exciting opportunity to contribute to the companies am...

Commercial Account Handler - Yorkshire Up to £30,000 + Uncapped Commission We are working with a rapidly growing, family-oriented insurance brokerage that is seeking a talented Commercial Account Handler to join their dynamic team. This is an exciting opportunity to contribute to the companies am...

Commercial Account Executive - Desk Based Up to £40,000 + Uncapped Commission Do you want a chance to join a rapidly growing insurance brokerage? Following a successful acquisition, our client is seeking a driven Commercial Account Executive to propel their ambitious growth strategy. This desk-ba...

Commercial Account Handler - Yorkshire Up to £30,000 + Uncapped Commission We are working with a rapidly growing, family-oriented insurance brokerage that is seeking a talented Commercial Account Handler to join their dynamic team. This is an exciting opportunity to contribute to the companies am...

Commercial Account Handler - Yorkshire Up to £30,000 + Uncapped Commission We are working with a rapidly growing, family-oriented insurance brokerage that is seeking a talented Commercial Account Handler to join their dynamic team. This is an exciting opportunity to contribute to the companies am...

Oversight of FCA regulated mandates within Corporate Finance * Support senior management in legal matters and be part of the Central Services Group Key Responsibilities Leadership and Strategy

Ensure the company adheres to all applicable FCA regulations, including those specific to the CFD industry such as the FCA's product intervention measures on CFD offerings (e.g., leverage limits ...

Operational Resilience Lead - Insurance / PRA / FCA / DORA / Business Continuity Summary of the role: As the Operational Resilience Lead, you will play a critical role in supporting Insurance clients ...

Ensure full compliance with the FCA's Consumer Duty by embedding consumer-focused governance across all levels * Keep up to date with developments that may affect the compliance and risk of the group

Regulatory Compliance Continuously analysing MarTrust's compliance with all relevant regulations, including FCA guidelines, Payment Services Regulations (PSRs), and Money Laundering Regulations (MLRs ...

Unique opportunity available for an experienced Compliance Manager with an FCA regulated fintech scale-up on a permanent basis , ideally to commence in January. This is a great time to join a fast ...

Candidates will ideally have significant experience of working for the Financial Conduct Authority (FCA) and / or advising firms and individuals regulated by the FCA and a deep knowledge of the FCA ...

Support FCA registration initiative, including working with external counsel to source requisite information across various platforms * Provide input into our firm policy framework, and work with ...

The role is categorised as SM&CR ROLE and must be approved by the FCA prior to starting a new position. Key Responsibilities include: * Develop and implement a comprehensive risk management framework ...

Ensure the insurer adheres to all relevant Financial Conduct Authority (FCA) regulations, including the Senior Managers and Certification Regime (SM&CR). * Stay updated on regulatory changes and ...

This position is only open to those with direct wealth management, IFA or pension experience, regulated by the FCA. We are central London based financial planners and wealth managers, running £150m ...

Stay updated on all pertinent FCA regulations and guidelines regarding FX/CFD brokerage operations, ensuring strict adherence to these regulations. * Serve as the primary point of contact for ...

Ensuring all business activity fully complies with FCA regulation and company procedures as detailed in the Conduct Polices and Guides to Best Practice. * Always promoting exceptional customer care ...

Act as the primary contact for regulatory bodies, including the FCA. * Oversee regulatory horizon scanning to anticipate and adapt to future regulatory initiatives. * Ensure compliance with Treating ...

Take on the role of "MLRO" for a number of entities that are supervised by the FCA for AML purposes (Annex 1 Financial Institutions). * Provision of quarterly compliance reporting and annual AML ...

The ideal candidate will possess a strong understanding of UK-specific payment systems, compliance frameworks (e.g., FCA, PSD2), and the ability to collaborate effectively with stakeholders to ...

FCA, HMRC or other regional authorities). * Manage the preparation and submission of tax filings, coordinating with tax advisors to optimize tax efficiency. * Collaborate with the accounting firm and ...

FCA and other relevant regulatory filings (e.g. FCA REP-CRIM) * Updating and maintaining the compliance manual, policies and procedures * Preparation for external/internal audits and operational due ...