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Leeds Only (Hybrid) Are you interested in helping FCA products and services meet the needs of people in firms, consumers & staff? The team/department As part of the Data, Technology & Innovation (DTI ...

This is hybrid based in Leeds and would suit a Compliance professional with knowledge of FCA/PRA regulations from an insurance background. Main duties: * provide regulatory support and guidance ...

Attain and maintain competent status as defined by the FCA and EFS * Maintain performance standards in accordance with those outlined in the Key Performance Indicators section of the EFS Training ...

In this position, you'll assist the Directors in managing and growing a varied client portfolio, ensuring compliance with FCA regulations, and delivering quality advice and excellent service to ...

... by the FCA. - Step up in the absence of the Team Manager to lead the team and coordinate workloads. - Challenge, improve, and document processes to meet HMRC and FCA requirements. - Monitor ...

Audit & Accounts Director Are you an experienced FCA, CA, or FCCA qualified professional with a proven track record of managing client portfolios and leading high-performing teams? Do you excel at ...

High-level knowledge of FCA regulatory standards and mortgage/investment advice process * Excellent people and management skills, ideally with experience leading a team * Technically proficient ...

Ensure compliance with relevant UK regulations, company policies, and FCA conduct rules. * Exemplify the company values in all actions and decisions. To succeed as a Senior Customer Analyst, you'll ...

Ensure we are fully compliant within FCA regulations. Who we are looking for This is an opportunity for a talented, dynamic individual, with a willingness to learn and develop new skills. The below ...

This will include in depth experience in the development and embedding of a strong culture, one which adheres to FCA conduct rules and embeds positive behaviours & values. Location: Remote (travel to ...

Authorised in 2018 through a collaboration of 11 Local Government Pension Funds with a total asset value of c.£60 billion (as at 31st of March 2023), Border to Coast is FCA-regulated, and is ...

Be fully conversant with, and adhere to, the rules and procedures contained in the Company's FCA Insurance Business Compliance Manual * Explore opportunities for new business generation and be an ...

Ensure compliance with all applicable UK and local regulations, Company Policies and FCA Conduct Rules * Demonstrate behaviours in line with Company values * To take reasonable care for the health ...

Assure DR / operational resilience compliance with TU policy and regulatory requirements (FCA, ICO). * Design, implement and on-going management of the IT Service Continuity framework. * Maintain ...

Ensure we are compliant within FCA regulations * Ensure successful completion of training and assessment exercises as assigned from the Compliance and Training Department. * Willingness and ability ...

Your expertise will support acquired businesses, ensuring seamless transitions and maintaining compliance with FCA regulations. Join our client to make a tangible impact while working flexibly and ...

You will put the customer at the heart of everything you do, utilising know your customer (KYC) and treating customers fairly (TCF) methodologies, handling claims in line with compliance, FCA ...

You will also pride yourself on developing your technical skills, keeping abreast of industry developments, as well as any changes to inhouse or FCA regulations.You will receive a salary of up to ...

Experience of working within a regulated environment such as an FCA regulated organisation Impact You'll Make: What's In It For you? At TransUnion you will be joining a friendly, forward thinking ...

So, if that sounds like you, then please send your details to our MD, David Symes FCA, at david@compliancerecruitment.com ( including contact no ) however please note we cannot reply to all ...

Your expertise will support acquired businesses, ensuring seamless transitions and maintaining compliance with FCA regulations. Join our client to make a tangible impact while working flexibly and ...