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JCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager 🏆👇.Advise the business to help build great investing products that help customers achieve their life goals.Manage relationships throughout the business.Provide compliance oversight

Serve as the primary point of accountability for the company’s adherence to FCA regulations, focusing on FCA Handbook requirements and the Senior Managers and Certification Regime (SM&CR) standards. Extensive experience in senior management within an FCA-regulated financial services firm, ideally...

Serve as the primary point of accountability for the company’s adherence to FCA regulations, focusing on FCA Handbook requirements and the Senior Managers and Certification Regime (SM&CR) standards. Oversee financial performance and capital adequacy requirements in line with FCA prudential guidel...

The ideal candidate will bring a comprehensive understanding of the FCA regulatory environment, strong governance capabilities, and proven experience managing regulated financial entities. Key ...

Responsible for quarterly FCA reporting * Oversee end-to-end finance operations for in-scope entities. * Responsible for timely production of monthly management accounts and related management ...

JCR Talent is delighted to be partnering with an award winning Investments firm as they hire a Compliance Manager 🏆👇 Role Responsibilities Include * Advise the business to help build great ...

Social Work/Family Court Advisor (FCA) vacancies with Cafcass London. Caritas work with Cafcass to support with their recruitment. We currently have locum FCA roles available with Cafcass London. As ...

FOSTER CARE ASSOCIATES (THE FCA) Role: Senior/Supervising Social Worker Basic Salary: £30,338 - £41,052 per annum dependent upon experience Benefits: Company Car or £2,000 Car Allowance, 30 days ...

Our Self-Employed Mortgage Advisors receive lead support, competitive commission splits and no network, FCA or PI fees. As a Self-Employed Adviser you will have access to support from our dedicated ...

Develop and enforce policies to ensure compliance with UK regulatory requirements (e.g., FCA, AML/CTF standards). * Serve as the primary point of contact for financial crime matters internally and ...

Design, develop, and implement the institution's Anti-Financial Crime (AFC) framework, policies, and procedures in compliance with FCA regulations, and ensure they are up-to-date with evolving ...

Responsible for the overall direction of the Compliance Team and all aspects of compliance with regulatory obligations as set out by the FCA and any other regulatory body. This will include managing ...

Compliance Manager, Risk, AML, Financial Services, Compliance Specialist, CASS, FCA Regulations, FSMA2000, Mifid, Sanctions, Cross Boarder Payments Fantastic opportunity has come available to work ...

The role is categorised as SM&CR ROLE and must be approved by the FCA prior to starting a new position. Key Responsibilities include: * Develop and implement a comprehensive risk management framework ...

Stay current on all FCA regulations and guidelines for FX/CFD brokerage operations, ensuring strict compliance. * Serve as the primary contact for regulatory inquiries and audits, fostering positive ...

Familiarity with FCA, Listing Rules, and MAR regulations. * Experience in managing Board and Committee processes.

The first step is an FCA approved hedge fund that will offer investors the benefits of unique algorithmic trading engines. This platform will then be expanded to develop modular products that allow ...

Consideration of all regulatory developments and guidance promulgated by the FCA and others regulatory bodies. * Ongoing enhancement and maintenance of the Compliance Monitoring Programme to ensure ...

Adhere to the FCA's Conduct Rules, understanding that they set basic standards of good personal conduct. Foster and maintain a culture reflecting FCA and other regulatory obligations (and Federated ...

FCA Conduct Rules Under the Senior Managers and Certification Regime the FCA and Aventum expects that: * You must act with integrity. * You must act with due skill, care and diligence. * You must be ...

Lead the enhancement and execution of the firm's operational resilience framework , ensuring alignment with regulatory demands (DORA, FCA, CBI), focusing on all critical business services. * Scenario ...

Lead the response to general queries raised by business stakeholders on the FCA Handbook and compliance related policies and procedures. * Lead ad hoc regulatory projects as directed by Risk and ...

Hold strong regulatory knowledge relating to CFTC/NFA, SEC and FCA rules * Previous experience in a Compliance role at a buy-side firm is desirable * Excellent verbal, interpersonal, and written ...

This role requires strong academic background, FCA regulation, familiarity with finance fundamentals, and excellent communication skills. Responsibilities * Prepare marketing and client reporting ...